Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Rand Capital Corporation - S Common Stock (RaND) | RAND | STOCK | Purchase | July 27, 2018 | $1,001 - $15,000 |
| Monterey Peninsula WTR COPS S | BOND | Purchase | July 1, 2018 | $50,001 - $100,000 |