| Yield10 Bioscience, Inc. (YTEN) |
YTEN |
STOCK |
Sale
|
March 14, 2018 |
$1,001 - $15,000 |
| Pareteum Corporation (TEuM) |
TEuM |
STOCK |
Sale
|
Oct. 30, 2017 |
$1,001 - $15,000 |
| advanced Micro Devices, Inc. (aMD) |
AMD |
STOCK |
Sale
|
Oct. 30, 2017 |
$1,001 - $15,000 |
| advanced Micro Devices, Inc. (aMD) |
AMD |
STOCK |
Purchase
|
Oct. 27, 2017 |
$1,001 - $15,000 |
| atossa genetics Inc. (aTOs) |
ATOS |
STOCK |
Purchase
|
Oct. 25, 2017 |
$1,001 - $15,000 |
| The Bon-Ton stores, Inc. (BONT) |
BONT |
STOCK |
Sale
|
Oct. 25, 2017 |
$1,001 - $15,000 |
| Dextera surgical Inc. (DXTR) |
DXTR |
STOCK |
Sale
|
Oct. 23, 2017 |
$1,001 - $15,000 |
| Pareteum Corporation (TEuM) |
TEuM |
STOCK |
Purchase
|
Oct. 23, 2017 |
$1,001 - $15,000 |
| TransEnterix, Inc. (TRXC) |
TRXC |
STOCK |
Sale
|
Oct. 17, 2017 |
$1,001 - $15,000 |
| Neothetics, Inc. (NEOT) |
NEOT |
STOCK |
Purchase
|
Oct. 17, 2017 |
$1,001 - $15,000 |
| TransEnterix, Inc. (TRXC) |
TRXC |
STOCK |
Purchase
|
Oct. 17, 2017 |
$1,001 - $15,000 |
| Neothetics, Inc. (NEOT) |
NEOT |
STOCK |
Sale
|
Oct. 17, 2017 |
$1,001 - $15,000 |
| Chipotle Mexican grill, Inc. (CMg) |
CMG |
STOCK |
Sale
|
Oct. 16, 2017 |
$1,001 - $15,000 |
| Recon Technology, ltd. - Ordinary shares (RCON) |
RCON |
STOCK |
Purchase
|
Oct. 16, 2017 |
$1,001 - $15,000 |
| Recon Technology, ltd. - Ordinary shares (RCON) |
RCON |
STOCK |
Sale
|
Oct. 16, 2017 |
$1,001 - $15,000 |
| leading Brands Inc - Common shares (lBIX) |
LBIX |
STOCK |
Sale
|
Oct. 13, 2017 |
$1,001 - $15,000 |
| Net Element, Inc. (NETE) |
NETE |
STOCK |
Sale
|
Oct. 13, 2017 |
$1,001 - $15,000 |
| Rosetta genomics ltd. - ordinary |
|
PRIVATE EQUITY |
Purchase
|
Oct. 12, 2017 |
$1,001 - $15,000 |
| Infinity Pharmaceuticals, Inc. (INFI) |
INFI |
STOCK |
Purchase
|
Oct. 12, 2017 |
$1,001 - $15,000 |
| lululemon athletica inc. (lulu) |
LULU |
STOCK |
Sale
|
Oct. 9, 2017 |
$1,001 - $15,000 |
| Otonomy, Inc. (OTIC) |
OTIC |
STOCK |
Sale
|
Oct. 9, 2017 |
$1,001 - $15,000 |
| Dextera surgical Inc. (DXTR) |
DXTR |
STOCK |
Purchase
|
Oct. 1, 2017 |
$1,001 - $15,000 |
| Roku, Inc. - Class a (ROKu) |
ROKU |
STOCK |
Purchase
|
Sept. 28, 2017 |
$1,001 - $15,000 |
| Roku, Inc. - Class a (ROKu) |
ROKU |
STOCK |
Sale
|
Sept. 28, 2017 |
$1,001 - $15,000 |
| Inotek Pharmaceuticals Corporation (ITEK) |
ITEK |
STOCK |
Purchase
|
Sept. 13, 2017 |
$1,001 - $15,000 |
| Inotek Pharmaceuticals Corporation (ITEK) |
ITEK |
STOCK |
Sale
|
Sept. 13, 2017 |
$1,001 - $15,000 |
| lululemon athletica inc. (lulu) |
LULU |
STOCK |
Purchase
|
Sept. 5, 2017 |
$1,001 - $15,000 |
| united states steel Corporation (X) |
X |
STOCK |
Sale
|
Sept. 5, 2017 |
$1,001 - $15,000 |
| Chipotle Mexican grill, Inc. (CMg) |
CMG |
STOCK |
Purchase
|
Aug. 28, 2017 |
$1,001 - $15,000 |
| root9B Holdings, Inc. (RTNB) |
RTNB |
STOCK |
Sale
|
Aug. 25, 2017 |
$1,001 - $15,000 |
| root9B Holdings, Inc. (RTNB) |
RTNB |
STOCK |
Purchase
|
Aug. 24, 2017 |
$1,001 - $15,000 |
| appliance Recycling Centers of america, Inc. (aRCI) |
|
PRIVATE EQUITY |
Purchase
|
Aug. 21, 2017 |
$1,001 - $15,000 |
| appliance Recycling Centers of america, Inc. (aRCI) |
|
PRIVATE EQUITY |
Sale
|
Aug. 21, 2017 |
$1,001 - $15,000 |
| CytRx Corporation (CYTR) |
CYTR |
STOCK |
Purchase
|
July 31, 2017 |
$1,001 - $15,000 |
| Capricor Therapeutics, Inc. (CaPR) |
CAPR |
STOCK |
Sale
|
July 27, 2017 |
$1,001 - $15,000 |
| Capricor Therapeutics, Inc. (CaPR) |
CAPR |
STOCK |
Purchase
|
July 27, 2017 |
$1,001 - $15,000 |
| Tearlab Corporation (TEaR) |
TEAR |
STOCK |
Sale
|
July 21, 2017 |
$1,001 - $15,000 |
| Tearlab Corporation (TEaR) |
TEAR |
STOCK |
Purchase
|
July 21, 2017 |
$1,001 - $15,000 |
| aEterna Zentaris Inc. (aEZs) |
aEZs |
STOCK |
Sale
|
July 20, 2017 |
$1,001 - $15,000 |
| CymaBay Therapeutics Inc. (CBaY) |
CBAY |
STOCK |
Purchase
|
July 19, 2017 |
$1,001 - $15,000 |
| aEterna Zentaris Inc. (aEZs) |
aEZs |
STOCK |
Purchase
|
July 19, 2017 |
$1,001 - $15,000 |
| CymaBay Therapeutics Inc. (CBaY) |
CBAY |
STOCK |
Sale
|
July 19, 2017 |
$1,001 - $15,000 |
| Zion Oil & gas Inc (ZN) |
ZN |
STOCK |
Sale
|
July 18, 2017 |
$1,001 - $15,000 |
| Zion Oil & gas Inc (ZN) |
ZN |
STOCK |
Purchase
|
July 13, 2017 |
$1,001 - $15,000 |
| Celsion Corporation (ClsN) |
CLSN |
STOCK |
Purchase
|
June 16, 2017 |
$1,001 - $15,000 |
| Celsion Corporation (ClsN) |
CLSN |
STOCK |
Sale
|
June 16, 2017 |
$1,001 - $15,000 |
| Delcath systems, Inc. (DCTH) |
DCTH |
STOCK |
Sale
|
June 9, 2017 |
$1,001 - $15,000 |
| Celsion Corporation (ClsN) |
CLSN |
STOCK |
Sale
|
June 5, 2017 |
$1,001 - $15,000 |
| Celsion Corporation (ClsN) |
CLSN |
STOCK |
Purchase
|
June 5, 2017 |
$1,001 - $15,000 |
| Vince Holding Corp. (VNCE) |
VNCE |
STOCK |
Sale
|
May 30, 2017 |
$1,001 - $15,000 |
| Vince Holding Corp. (VNCE) |
VNCE |
STOCK |
Purchase
|
May 25, 2017 |
$1,001 - $15,000 |
| Hertz global Holdings, Inc (HTZ) |
HTZ |
STOCK |
Purchase
|
May 22, 2017 |
$1,001 - $15,000 |
| Hertz global Holdings, Inc (HTZ) |
HTZ |
STOCK |
Sale
|
May 22, 2017 |
$1,001 - $15,000 |
| Direxion Daily Junior gold Miners Index Bull 3X shares (JNug) |
JNUG |
ETF |
Purchase
|
May 5, 2017 |
$1,001 - $15,000 |
| Direxion Daily Junior gold Miners Index Bull 3X shares (JNug) |
JNUG |
ETF |
Sale
|
May 5, 2017 |
$1,001 - $15,000 |
| First NBC Bank Holding Company (FNBC) |
FNBC |
STOCK |
Sale
|
May 4, 2017 |
$1,001 - $15,000 |
| Ocwen Financial Corporation NEW (OCN) |
OCN |
STOCK |
Sale
|
May 4, 2017 |
$1,001 - $15,000 |
| snap Inc. Class a (sNaP) |
SNAP |
STOCK |
Sale
|
May 4, 2017 |
$1,001 - $15,000 |
| First NBC Bank Holding Company (FNBC) |
FNBC |
STOCK |
Purchase
|
May 4, 2017 |
$1,001 - $15,000 |
| Otonomy, Inc. (OTIC) |
OTIC |
STOCK |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| Direxion Daily Junior gold Miners Index Bull 3X shares (JNug) |
JNUG |
ETF |
Sale
|
May 1, 2017 |
$1,001 - $15,000 |
| Direxion Daily Junior gold Miners Index Bull 3X shares (JNug) |
JNUG |
ETF |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| Ocwen Financial Corporation NEW (OCN) |
OCN |
STOCK |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| Intra-Cellular Therapies Inc. (ITCI) |
ITCI |
STOCK |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| Medical Transcription Billing, Corp. (MTBC) |
|
PRIVATE EQUITY |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| Medical Transcription Billing, Corp. (MTBC) |
|
PRIVATE EQUITY |
Sale
|
May 1, 2017 |
$1,001 - $15,000 |
| Medical Transcription Billing, Corp. (MTBC) |
|
PRIVATE EQUITY |
Sale
|
April 27, 2017 |
$1,001 - $15,000 |
| Medical Transcription Billing, Corp. (MTBC) |
|
PRIVATE EQUITY |
Purchase
|
April 27, 2017 |
$1,001 - $15,000 |
| united states steel Corporation (X) |
X |
STOCK |
Purchase
|
April 26, 2017 |
$1,001 - $15,000 |
| lululemon athletica inc. (lulu) |
LULU |
STOCK |
Purchase
|
April 17, 2017 |
$1,001 - $15,000 |
| Philip Morris International Inc (PM) |
PM |
STOCK |
Sale
|
April 11, 2017 |
$1,001 - $15,000 |
| Philip Morris International Inc (PM) |
PM |
STOCK |
Purchase
|
March 21, 2017 |
$1,001 - $15,000 |
| Caseys general stores, Inc. (CasY) |
CASY |
STOCK |
Sale
|
March 21, 2017 |
$1,001 - $15,000 |
| Caseys general stores, Inc. (CasY) |
CASY |
STOCK |
Purchase
|
March 17, 2017 |
$1,001 - $15,000 |
| snap Inc. Class a (sNaP) |
SNAP |
STOCK |
Purchase
|
March 3, 2017 |
$1,001 - $15,000 |
| Chipotle Mexican grill, Inc. (CMg) |
CMG |
STOCK |
Sale
|
March 3, 2017 |
$1,001 - $15,000 |
| Caseys general stores, Inc. (CasY) |
CASY |
STOCK |
Sale
|
March 2, 2017 |
$1,001 - $15,000 |
| snap Inc. Class a (sNaP) |
SNAP |
STOCK |
Purchase
|
March 2, 2017 |
$1,001 - $15,000 |
| Chipotle Mexican grill, Inc. (CMg) |
CMG |
STOCK |
Purchase
|
Feb. 7, 2017 |
$1,001 - $15,000 |
| Tesla, Inc. (Tsla) |
TSLA |
STOCK |
Sale
|
Jan. 30, 2017 |
$1,001 - $15,000 |