| MIAM-DADE CNTY BE/R/ 5 DUE 031530 |
|
BOND |
Purchase
|
July 26, 2018 |
$100,001 - $250,000 |
| Invesco S&P 500 Equal Weight S ETF (RSP) |
RSP |
ETF |
Purchase
|
July 25, 2018 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Sale
|
July 24, 2018 |
$1,001 - $15,000 |
| BlackRock, Inc. (BLK) |
BLK |
STOCK |
S (partial)
|
July 24, 2018 |
$1,001 - $15,000 |
| BlackRock, Inc. (BLK) |
BLK |
STOCK |
S (partial)
|
July 24, 2018 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Sale
|
July 24, 2018 |
$15,001 - $50,000 |
| Republic Services, Inc. (RSg) |
RSG |
STOCK |
Purchase
|
July 24, 2018 |
$15,001 - $50,000 |
| Republic Services, Inc. (RSg) |
RSG |
STOCK |
Purchase
|
July 24, 2018 |
$1,001 - $15,000 |
| Republic Services, Inc. (RSg) |
RSG |
STOCK |
Purchase
|
July 24, 2018 |
$1,001 - $15,000 |
| Praxair, Inc. (PX) |
PX |
STOCK |
Sale
|
July 24, 2018 |
$15,001 - $50,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
July 24, 2018 |
$50,001 - $100,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Sale
|
July 24, 2018 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
July 24, 2018 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
July 24, 2018 |
$1,001 - $15,000 |
| WYNDHAM WoRLDWIDE CoRP |
WH |
STOCK |
Purchase
|
July 23, 2018 |
$1,001 - $15,000 |
| PTC INC NTS B/E 06.000% 051524 |
|
BOND |
Purchase
|
July 23, 2018 |
$1,001 - $15,000 |
| EQUINIX INC B/E 05.875% 011526 Corp bond |
EQIX |
BOND |
Purchase
|
July 23, 2018 |
$1,001 - $15,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
S (partial)
|
July 19, 2018 |
$1,001 - $15,000 |
| EQT Midstream Partners, LP Common Units |
EQM |
STOCK |
Purchase
|
July 17, 2018 |
$15,001 - $50,000 |
| Alliance Resource Partners, L.P. Common Units Representing Limited Partnership Interests (ARLP) |
ARLP |
STOCK |
S (partial)
|
July 17, 2018 |
$15,001 - $50,000 |
| Antero Midstream gP LP Common Shares of Beneficial Interests (AMgP) |
AMGP |
STOCK |
S
|
July 17, 2018 |
$50,001 - $100,000 |
| CSC HLDgS INC 07.625% 071518 |
|
BOND |
Sale
|
July 16, 2018 |
$15,001 - $50,000 |
| PoRT AUTH N Y & N J REV S oID@99.2291 BE/R/ 5 DUE 071538 |
|
BOND |
Purchase
|
July 16, 2018 |
$50,001 - $100,000 |
| QoRVo INC NTS B/E 07.000% |
|
BOND |
Sale
|
July 16, 2018 |
$1,001 - $15,000 |
| Deutsche Post Ag Sponsored ADR (DPSgY) |
DPSgY |
STOCK |
Purchase
|
July 13, 2018 |
$1,001 - $15,000 |
| CHICAgo IL METRo WATER R P TAX SR B BE/R/ 5.000 120131 |
|
BOND |
Purchase
|
July 11, 2018 |
$100,001 - $250,000 |
| CDK gLoB INC NTS B/E 05.875% P 061526 |
|
BOND |
Purchase
|
July 10, 2018 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
July 10, 2018 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
July 10, 2018 |
$1,001 - $15,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Sale
|
July 10, 2018 |
$1,001 - $15,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Sale (partial)
|
July 9, 2018 |
$1,001 - $15,000 |
| MIAMI-DADE CNTY FL SR A BE/R/ 5 DUE 070132 |
|
BOND |
Purchase
|
July 9, 2018 |
$100,001 - $250,000 |
| NEW JERSEY ST TPK AUTH SR E BE/R/ 5 DUE 010132 |
|
BOND |
Purchase
|
July 9, 2018 |
$100,001 - $250,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Sale (partial)
|
July 6, 2018 |
$15,001 - $50,000 |
| ENERgY NoRTHWEST WA ELEC P SR A BE/R/ 5 DUE 070132 |
ENAW |
BOND |
Purchase
|
July 2, 2018 |
$100,001 - $250,000 |
| Ambev S.A. American Depositary Shares (ABEV) |
ABEV |
STOCK |
S
|
July 2, 2018 |
$15,001 - $50,000 |
| INDIANA ST FIN AUTH RV S BE/R/ 5 DUE 070119 Called municipal bond |
|
BOND |
Sale
|
July 2, 2018 |
$50,001 - $100,000 |
| NEW JERSEY ST EDL FACS A SR S A RV BE/R/ 5 DUE 070118 |
|
BOND |
Purchase
|
July 2, 2018 |
$250,001 - $500,000 |