| gLP CAP L P / gLP FINg 05.375% P 041526 |
|
BOND |
Purchase
|
May 29, 2018 |
$15,001 - $50,000 |
| Invesco S&P 500 Equal Weight ETF (RSP) |
RSP |
ETF |
Sale (partial)
|
May 29, 2018 |
$1,001 - $15,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Purchase
|
May 24, 2018 |
$1,001 - $15,000 |
| M/I HoMES INC NTS B/E 05.625% 080125 [CS] |
|
BOND |
Purchase
|
May 23, 2018 |
$1,001 - $15,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Purchase
|
May 23, 2018 |
$15,001 - $50,000 |
| B&g FooDS INC B/E 04.625% |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| CHENIERE CoRP CHRISTI HD 05.875% 033125 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| HILTON DOMESTIC OPER Co 04.250% 090124 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| HILTON GRAND VACA LLC 06.125% 120124 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| TELECoM ITALIA |
TIT |
STOCK |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| TECK RESoURCES LTD B/E |
TECK |
STOCK |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| UNITED CoNTL HLDgS NTS 05.000% 020124 |
|
NOTE |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| CINEMARK INC NTS B/E 04.875% 060123 |
CNM |
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| CIT gRoUP INC B/E 05.000% 080123 |
|
BOND |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| AMER AXLE & MANF INC NTS 06.625% 101522 |
|
NOTE |
Sale
|
May 22, 2018 |
$1,001 - $15,000 |
| TECK CoMINCo LTD NTS |
TECK |
BOND |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| CLEARWATER PAPER B/E 04.500% 020123 |
|
FIXED INCOME |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| L BRANDS INC NTS B/E 05.625% |
|
BOND |
Purchase
|
May 22, 2018 |
$15,001 |
| CNo FINL gRoUP INC B/E |
CNO |
STOCK |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| UNIT CoRP 06.625% 051521 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| TRANSMoNTAIgNE PARTNERS 06.125% 021526 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| AIRCASTLE LTD NTS B/E 04.125% 050124 |
|
BOND |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| WELLCARE HEALTH PLANS |
WLG |
STOCK |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| CoVANTA HLDg CoRP 05.875% 030124 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| TARgA RESoURCES PARTNERS |
TRGP |
STOCK |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| TRANSDIgM INC NTS B/E 06.000% 071522 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| MASTEC INC NTS 04.875% 031523 [CS] |
|
NOTE |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| MASTEC INC NTS 04.875% 031523 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| SUMMIT MIDSTREAM HLDgS 05.750% 041525 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| SPECTRUM BRANDS INC NTS 05.750% 071525 |
|
NOTE |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| MERITAgE HoMES CoRP 05.125% 060627 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| CRESTWooD MIDSTREAM 06.250% 040123 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| VIDEOTRON LTEE NTS B/E |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| ACADIA HEALTHCARE Co INC 05.625% 021523 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Sale (partial)
|
May 22, 2018 |
$1,001 - $15,000 |
| ALCoA INC 5.9% 02/01/27 |
AA |
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| ANIXTER INTL INC NTS B/E 05.125% |
|
BOND |
P
|
May 22, 2018 |
$1,001 - $15,000 |
| NABORS INDUSTRIES INC P 04.625% 091521 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| CYRUSoNE LP NTS B/E 05.000% 031524 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| VIACOM INC B/E |
PARA |
STOCK |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| ALCoA INC NTS B/E 05.125% 100124 |
AA |
BOND |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| DCP MIDSTREAM oPERATINg 03.875% 031523 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| DELL INC 04.625% 040121 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| SCoTTS MIRACLE-gRo Co 05.250% 121526 |
|
BOND |
P
|
May 22, 2018 |
$1,001 - $15,000 |
| NEWFIELD EXPLoRATIoN Co P 05.625% 070124 |
|
BOND |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| RoYAL BK SCoTLND gRP PLC 06.125% 121522 |
|
BOND |
P
|
May 22, 2018 |
$15,001 - $50,000 |
| NoKIA CoRP B/E 04.375% 061227 P |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| REYNOLDS GROUP ISSUER P 05.750% 101520 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| WESTERN DIGITAL CORP NTS |
WDC |
FIXED INCOME |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| WILLIAMS CoS INC B/E 04.550% P 062424 |
WMB |
BOND |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| NUANCE CoMMUNICATIoNS P 05.375% 081524 [CS] |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| RADIAN GROUP INC NTS B/E P 04.500% 100124 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| QORVO INC NTS B/E 07.000% P 120125 |
QRVO |
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| QEP RESOURCES INC NTS P 05.625% 030126 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| PTC INC NTS B/E 06.000% 051524 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| PINNACLE FooD FI NTS B/E 05.875% 011524 Corp bond |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| UNITED RENTALS NoRTH AM 05.500% 051527 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| PENSKE AUTo gRoUP INC 05.375% 120124 Corp bond |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| ARCELoRMITTAL 07.250% |
MT |
BOND |
P
|
May 22, 2018 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 04.500% 040121 |
THC |
BOND |
Purchase
|
May 22, 2018 |
$15,001 - $50,000 |
| TEMPUR SEALY INTL INC |
TPX |
STOCK |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| EMBARQ CoRP MW+40BP NTS 07.995% 060136 |
|
BOND |
P
|
May 22, 2018 |
$1,001 - $15,000 |
| ENERgY TRANSFER EQUITY 05.875% 011524 |
ET |
BOND |
P
|
May 22, 2018 |
$15,001 |
| ARCELoRMITTAL B/E 06.125% |
|
BOND |
P
|
May 22, 2018 |
$1,001 - $15,000 |
| CEDAR FAIR L P NTS B/E 05.375% 060124 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| FREEPoRT-MCMoRAN CoPPER P 03.875% 031523 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| FREEPoRT-MCMoRAN CoPPER P 05.450% 031543 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| gANNETT Co INC NTS B/E P 06.375% 101523 |
|
BOND |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| WESCO DISTR INC NTS B/E |
WCC |
NOTE |
Purchase
|
May 22, 2018 |
$1,001 - $15,000 |
| SESI L L C NTS B/E 07.125% 121521 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| ADT CoRP NTS B/E 06.250% 101521 |
|
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| AECoM TECHNoLogY C NTS 05.875% 101524 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| AES CoRP B/E 05.500% 041525 |
AES |
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| ALLY FINANIAL INC NTS 08.000% 031520 |
ALLY |
NOTE |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| AMC NETWoRKS INC NTS B/E 04.750% 080125 |
AMCX |
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| AMERIgAS PARTNER B/E 05.875% 082026 |
|
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| AMSURg CoRP NTS B/E 05.625% |
|
BOND |
S
|
May 21, 2018 |
$15,001 - $50,000 |
| ANTERo RESoURCES CoRP 05.625% |
|
BOND |
S
|
May 21, 2018 |
$15,001 - $50,000 |
| ANTERo RESoURCES FIN 05.375% |
|
BOND |
S
|
May 21, 2018 |
$15,001 - $50,000 |
| ARAMARK SVCS INC NTS B/E 05.125% |
|
NOTE |
S
|
May 21, 2018 |
$15,001 - $50,000 |
| BALL CoRP NTS B/E 04.375% |
BALL |
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| BERRY PLASTICS CoRP NTS S 05.125% |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| BLUE CUBE SPINCo INC NTS S 10.000% |
|
NOTE |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| BoYD gAMINg CoRP NTS B/E S 06.875% |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| CBS oUTDooR AMERICAS S 05.625% 021524 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| CCo HLDgS LLC/CAP CoRP S 05.125% 021523 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| CCo HLDgS LLC/CAP CoRP S 05.750% 090123 |
|
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| CDW LLC / CDW FIN CoRP S 05.500% 120124 |
CDW |
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| CENTURYLINK INC NTS B/E S 07.500% 040124 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| CF INDUSTRIES INC NTS S 03.450% 060123 |
CF |
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| CHEMOURS Co LLC NTS B/E 06.625% 051523 |
CC |
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| CLEAR CHANNEL WW HLDgS 06.500% 111522 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| CoNCHo RESoURCES INC NTS 04.375% 011525 |
|
NOTE |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| CoNSoL ENERgY INC 05.875% 041522 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| CRoWN AMER CAP CoRP NTS 04.500% 011523 |
|
NOTE |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| CSC HLDgS INC 07.625% 071518 |
|
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| CSC HLDgS INC NTS 06.750% 111521 |
|
NOTE |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| DAVITA HEALTHCARE PARTNE 05.125% 071524 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| DAVITA INC NTS B/E 05.750% 081522 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| DIAMoND oFFSHoRE DRILL 07.875% 081525 |
|
BOND |
S
|
May 21, 2018 |
$15,001 |
| DIAMoNDBACK ENERgY INC 04.750% 110124 |
FANG |
BOND |
S
|
May 21, 2018 |
$15,001 |
| DIAMoNDBACK ENERgY INC 05.375% 053125 |
FANG |
BOND |
S
|
May 21, 2018 |
$15,001 |
| DISH DBS CoRP NTS B/E 05.875% 071522 |
DISH |
BOND |
S
|
May 21, 2018 |
$15,001 |
| ENSCo PLC NTS B/E 05.750% S 05/21/2018 |
|
BOND |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| EQUINIX INC B/E 05.750% S 05/21/2018 |
EQIX |
BOND |
Purchase
|
May 21, 2018 |
$1,001 - $15,000 |
| gooDYEAR TIRE & RUBBER S 04.875% 031527 |
GT |
BOND |
Purchase
|
May 21, 2018 |
$1,001 - $15,000 |
| GRAPHIC PACKAGING INTL |
GPK |
STOCK |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| HCA INC NTS B/E 03.750% 031519 |
HCA |
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| INTL LEASE FIN CoRP NTS 08.250% 121520 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| IRON MTN INC B/E 05.750% |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| ISTAR FINANCIAL INC NTS S 05.000% |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 |
| ISTAR INC NTS B/E 06.500% S |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 |
| KENNEDY-WILSoN INC MTN S 05.875% |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 |
| LAMAR MEDIA CoRP NTS B/E S |
|
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| LENNAR CoRP B/E 04.750% |
LEN |
BOND |
Sale
|
May 21, 2018 |
$15,001 |
| LENNAR CoRP CALL@MW+50BP 04.500% 061519 [CS] |
LEN |
FIXED INCOME |
Sale
|
May 21, 2018 |
$15,001 |
| LEUCADIA NATL CoRP B/E 05.500% 101823 [CS] |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 |
| LEVEL 3 CoMM INC NTS B/E 05.750% 120122 [CS] |
|
NOTE |
Sale
|
May 21, 2018 |
$15,001 |
| LKQ CoRP NTS B/E 04.750% 051523 [CS] |
LKQ |
BOND |
Sale
|
May 21, 2018 |
$15,001 |
| MASCo CoRP B/E 05.950% 031522 [CS] |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 |
| MgIC INVMT CoRP NTS B/E 05.750% 081523 |
|
NOTE |
Sale
|
May 21, 2018 |
$50,001 - $100,000 |
| MgM RESoRTS INTL NTS B/E 06.750% 100120 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| MPT OPER PARTNERSHIP NTS 05.250% 080126 |
|
NOTE |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| MURPHY OIL CORP NTS B/E 06.875% 081524 |
MUR |
BOND |
Purchase
|
May 21, 2018 |
$1,001 - $15,000 |
| NATIONSTAR MORTGAGE LLC 06.500% 070121 |
|
BOND |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| NATIONSTAR MORTGAGE LLC 06.500% 080118 |
|
BOND |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| NATIONSTAR MORTGAGE LLC 09.625% 050119 |
|
BOND |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| NCR CoRP NTS B/E 05.000% S 071522 |
|
BOND |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| NETFLIX INC NTS B/E 05.500% S 021522 |
NFLX |
BOND |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| NRg ENERgY INC NTS B/E S 07.250% 051526 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| NRg YIELD oPERATINg LLC S |
|
FIXED INCOME |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| oCEANEERINg INTL INC NTS 04.650% 111524 [CS] |
|
NOTE |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| PRECISIoN DRILLINg CoRP 05.250% 111524 Corp bond |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| PULTEGROUP INC B/E 05.500% S 030126 |
PHM |
BOND |
Purchase
|
May 21, 2018 |
$1,001 - $15,000 |
| RANGE RESOURCES CORP NTS S 04.875% 051525 |
RRC |
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| RITE AID CORP NTS B/E 06.750% S 061521 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| RoWAN CoMPANIES INC B/E 4.875% 060122 |
|
BOND |
S
|
May 21, 2018 |
$50,001 - $100,000 |
| RoYAL CARIBBEAN CRUISES 05.250% 111522 |
|
BOND |
S
|
May 21, 2018 |
$15,001 - $50,000 |
| SABINE PASS LIQUEFACTIoN 05.625% 030125 |
|
BOND |
S
|
May 21, 2018 |
$15,001 - $50,000 |
| SBA CoMM CoRP NTS B/E 04.875% 071522 |
|
BOND |
S
|
May 21, 2018 |
$15,001 - $50,000 |
| SBA CoMM CoRP NTS B/E 04.875% 090124 |
|
BOND |
S
|
May 21, 2018 |
$15,001 - $50,000 |
| SoWSTN ENERgY Co B/E 07.750% 100127 |
|
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| SPRINgLEAF FIN CoRP NTS 08.250% 121520 |
|
NOTE |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| SPRINT CoRP NTS B/E 11.500% 111521 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| STARWooD PPTY TR INC NTS 05.000% 121521 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| STEEL DYNAMICS INC NTS 05.250% 041523 |
|
NOTE |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| SUMMIT MATLS LLC/FIN NTS 06.125% 071523 |
|
NOTE |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| SVC CoRP INTL NTS B/E 05.375% 051524 |
|
NOTE |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| TELEFLEX INC NTS B/E |
TFX |
BOND |
Sale
|
May 21, 2018 |
$1,001 - $15,000 |
| Texas Instruments Incorporated |
TXN |
STOCK |
Purchase
|
May 21, 2018 |
$1,001 - $15,000 |
| ToLL BRoS FIN CoRP B/E 04.875% 031527 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| TRANSoCEAN INC MW@ +40BP 06.800% 031538 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| TRIBUNE MEDIA Co NTS B/E 05.875% 071522 |
|
BOND |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| VERISIGN INC B/E |
VS |
STOCK |
Sale
|
May 21, 2018 |
$15,001 - $50,000 |
| WEYERHAEUSER REAL EST Co S 05.875% 061524 |
WY |
BOND |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| ZAYo gRoUP LLC/ZAYo CPTL S 06.000% 040123 |
|
BOND |
Purchase
|
May 21, 2018 |
$15,001 - $50,000 |
| NEW JERSEY HEALTH CARE F P SR A RV BE/R/ 5 DUE 070131 |
|
BOND |
Purchase
|
May 18, 2018 |
$50,001 - $100,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
Sale
|
May 17, 2018 |
$1,001 - $15,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
Sale (partial)
|
May 16, 2018 |
$15,001 - $50,000 |
| Tata Motors Ltd Limited (TTM) |
TTM |
STOCK |
Sale
|
May 16, 2018 |
$1,001 - $15,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
Sale (partial)
|
May 15, 2018 |
$1,001 - $15,000 |
| Tata Motors Ltd Limited (TTM) |
TTM |
STOCK |
Sale (partial)
|
May 15, 2018 |
$15,001 - $50,000 |
| STANDARD PAC CoRP NEW 08.375% 051518 |
|
BOND |
Sale
|
May 15, 2018 |
$1,001 - $15,000 |
| Accenture plc Class A ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
May 15, 2018 |
$1,001 - $15,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
Sale (partial)
|
May 14, 2018 |
$1,001 - $15,000 |
| Broadcom Inc. (AVgo) [ST] |
AVGO |
STOCK |
Sale (partial)
|
May 11, 2018 |
$50,001 - $100,000 |
| Lockheed Martin Corporation (LMT) [ST] |
LMT |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| United Technologies Corporation (UTX) |
UTX |
STOCK |
Sale
|
May 11, 2018 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Financial (XLF) [ST] |
XLF |
ETF |
Sale (partial)
|
May 11, 2018 |
$15,001 - $50,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| UnitedHealth group Incorporated Common Stock (UNH) |
UNH |
STOCK |
Sale
|
May 11, 2018 |
$15,001 - $50,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Sale
|
May 11, 2018 |
$1,001 - $15,000 |
| Accenture plc Class A ordinary Shares (ACN) |
ACN |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Sale
|
May 11, 2018 |
$1,001 - $15,000 |
| Texas Instruments Incorporated |
TXN |
STOCK |
Sale
|
May 11, 2018 |
$1,001 - $15,000 |
| Praxair, Inc. (PX) |
PX |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Crane Company (CR) |
CR |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Comcast Corporation - Class A (CMCSA) |
CMCSA |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Autodesk, Inc. (ADSK) |
ADSK |
STOCK |
S (partial)
|
May 11, 2018 |
$50,001 - $100,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
S (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Sale
|
May 11, 2018 |
$50,001 - $100,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Sale
|
May 11, 2018 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Sale (partial)
|
May 11, 2018 |
$1,001 - $15,000 |
| VALVOLINE INC NTS B/E |
|
BOND |
Sale
|
May 10, 2018 |
$1,001 - $15,000 |
| Nuance Communications, Inc. (NUAN) [ST] |
NUAN |
STOCK |
Purchase
|
May 10, 2018 |
$1,001 - $15,000 |
| Nuance Communications, Inc. P 05.625% 121526 [CS] |
|
BOND |
Purchase
|
May 10, 2018 |
$1,001 - $15,000 |
| CCo HLDgS LLC/CAP CoRP P 05.750% 090123 |
|
BOND |
Purchase
|
May 9, 2018 |
$1,001 - $15,000 |
| DISH DBS CoRP NTS B/E 07.875% 090119 |
DISH |
BOND |
S
|
May 9, 2018 |
$1,001 - $15,000 |
| SLM CoRP CALL@MW+50BP 05.500% 011519 |
SLM |
FIXED INCOME |
Sale
|
May 9, 2018 |
$1,001 - $15,000 |
| WASHINGTON ST FOR ISSUES A-1 BE/R/ |
|
BOND |
Purchase
|
May 8, 2018 |
$100,001 - $250,000 |
| SLM CoRP CALL@MW+50BP 05.500% 011519 |
SLM |
FIXED INCOME |
Sale (partial)
|
May 8, 2018 |
$1,001 - $15,000 |
| DISH DBS CoRP NTS B/E 07.875% 090119 |
DISH |
BOND |
S (partial)
|
May 8, 2018 |
$1,001 - $15,000 |
| Biogen Inc. (BIIB) [ST] |
BIIB |
STOCK |
Purchase
|
May 2, 2018 |
$1,001 - $15,000 |
| Biogen Inc. (BIIB) [ST] |
BIIB |
STOCK |
Purchase
|
May 2, 2018 |
$1,001 - $15,000 |
| nVent Electric plc ordinary Shares (NVT) [ST] |
NVT |
STOCK |
Exchange/Spinoff
|
May 1, 2018 |
$1,001 - $15,000 |
| UnitedHealth group Incorporated Common Stock (UNH) |
UNH |
STOCK |
Sale
|
May 1, 2018 |
$1,001 - $15,000 |
| nVent Electric plc ordinary Shares (NVT) [ST] |
NVT |
STOCK |
Exchange/Spinoff
|
May 1, 2018 |
$1,001 - $15,000 |
| nVent Electric plc ordinary Shares (NVT) [ST] |
NVT |
STOCK |
Exchange/Spinoff
|
May 1, 2018 |
$1,001 - $15,000 |