| blackRock Capital Investment Corporation (BKCC) |
BKCC |
FUND |
Sale (partial)
|
April 30, 2018 |
$50,001 - $100,000 |
| Ares Capital Corporation - Closed End Fund (ARCC) |
ARCC |
FUND |
Sale (partial)
|
April 30, 2018 |
$15,001 - $50,000 |
| Allergan plc Ordinary Shares (AGN) |
AGN |
STOCK |
Sale
|
April 27, 2018 |
$15,001 - $50,000 |
| lamb Weston Holdings, Inc. (lW) |
LW |
STOCK |
Sale
|
April 10, 2018 |
$15,001 |
| Macquarie Infrastructure Corporation (MIC) |
MIC |
STOCK |
Sale
|
April 9, 2018 |
$250,001 |
| King Cnty Wash Pub Hosp Dist No S |
|
BOND |
Sale
|
April 9, 2018 |
$15,001 |
| North Tex Mun Wtr Dist Tex Sys Rev Rev Ref And Impt bDS 2016 |
|
BOND |
Sale
|
April 9, 2018 |
$15,001 |
| North Tex Mun Wtr Dist Tex Sys |
|
BOND |
Sale
|
April 9, 2018 |
$15,001 |
| King Cnty Wash Pub Hosp Dist No S |
|
BOND |
Sale
|
April 9, 2018 |
$15,001 |
| Michigan St Environmental Prog- Ser A |
|
BOND |
Sale
|
April 5, 2018 |
$15,001 |
| Thermo Fisher Scientific Inc S (TMO) |
TMO |
STOCK |
partial
|
April 2, 2018 |
$1,001 - $15,000 |
| CBRE group Inc Common Stock Class A (CBRE) |
CBRE |
STOCK |
Sale (partial)
|
April 2, 2018 |
$1,001 - $15,000 |
| Amazon.com, Inc. (AMZN) |
AMZN |
STOCK |
Sale (partial)
|
April 2, 2018 |
$1,001 - $15,000 |
| lapeer Cnty Mich ltd Tax-Cap |
|
BOND |
Sale
|
April 2, 2018 |
$15,001 |
| North Dakota St univ Ref Hsg And Auxilliary Fac Ref bDS 2015A |
|
BOND |
Sale
|
April 2, 2018 |
$15,001 |
| barry Cnty Mich Rfdg-Med Care FAC 3% 4/1/18 |
|
BOND |
Sale
|
April 2, 2018 |
$15,001 - $50,000 |