| SEAgATE HDD CAYMAN B/E 04.750% S 02/22/2018 |
|
BOND |
Purchase
|
March 1, 2018 |
$1,001 - $15,000 |
| WESTERN DIgITAL CoRP NTS 10.500% S 02/13/2018 |
|
BOND |
Sale
|
March 1, 2018 |
$15,001 - $50,000 |
| VEREIT INCoRP NTS B/E 04.875% S 02/28/2018 |
|
BOND |
Sale
|
March 1, 2018 |
$1,001 - $15,000 |
| VALVoLINE INC NTS B/E 05.500% P 02/26/2018 |
|
BOND |
Purchase
|
March 1, 2018 |
$1,001 - $15,000 |
| SVC CoRP INTL NTS B/E 05.375% P 02/2/2018 |
|
BOND |
Purchase
|
March 1, 2018 |
$1,001 - $15,000 |
| SVC CoRP INTL NTS B/E 05.375% P 02/1/2018 |
|
BOND |
Purchase
|
March 1, 2018 |
$1,001 - $15,000 |
| British American Tobacco Industries, p.l.c. Common Stock ADR (BTI) |
BTI |
STOCK |
Purchase
|
Feb. 28, 2018 |
$1,001 - $15,000 |
| SBA CoMM CoRP NTS B/E 04.875% 071522 |
|
BOND |
Purchase
|
Feb. 28, 2018 |
$1,001 - $15,000 |
| guggenheim S&P 500 Equal Weight ETF (RSP) |
RSP |
ETF |
S
|
Feb. 27, 2018 |
$1,001 - $15,000 |
| MgM RESoRTS INTL NTS B/E 06.000% 031523 |
|
BOND |
Purchase
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| CCo HLDgS LLC/CAP CoRP 05.125% 021523 |
|
BOND |
Purchase
|
Feb. 23, 2018 |
$1,001 - $15,000 |
| MgM RESoRTS INTL NTS B/E 06.000% 031523 |
|
BOND |
Purchase
|
Feb. 22, 2018 |
$1,001 - $15,000 |
| NEW JERSEY TRANS TRUST SR AA BE/R/ 5 DUE 061528 |
|
BOND |
Purchase
|
Feb. 21, 2018 |
$50,001 - $100,000 |
| SEAgATE HDD CAYMAN B/E 04.750% 010125 |
|
BOND |
Sale
|
Feb. 20, 2018 |
$1,001 - $15,000 |
| MgM RESoRTS INTL NTS B/E 06.000% 031523 |
|
BOND |
Purchase
|
Feb. 16, 2018 |
$1,001 - $15,000 |
| Allergan plc ordinary Shares (AgN) |
AGN |
STOCK |
Purchase
|
Feb. 14, 2018 |
$1,001 - $15,000 |
| SEAgATE HDD CAYMAN B/E 04.750% 010125 |
|
BOND |
Sale
|
Feb. 14, 2018 |
$1,001 - $15,000 |
| CCo HLDgS LLC/CAP CoRP 05.125% 021523 |
|
BOND |
Purchase
|
Feb. 14, 2018 |
$1,001 - $15,000 |
| Allergan plc ordinary Shares (AgN) |
AGN |
STOCK |
Purchase
|
Feb. 14, 2018 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Purchase
|
Feb. 12, 2018 |
$1,001 - $15,000 |
| ISTAR INC NTS B/E 05.250% 091522 |
|
BOND |
Sale
|
Feb. 9, 2018 |
$15,001 - $50,000 |
| Arcelor Mittal NY Registry Shares NEW (MT) |
MT |
STOCK |
Sale
|
Feb. 8, 2018 |
$15,001 - $50,000 |
| DIAMONDBACK ENERGY INC |
FANG |
STOCK |
P
|
Feb. 7, 2018 |
$15,001 - $50,000 |
| SBA CoMM CoRP NTS B/E 04.875% 090124 |
|
BOND |
Purchase
|
Feb. 7, 2018 |
$1,001 - $15,000 |
| iShares 7-10 Year Treasury Bond ETF (IEF) |
IEF |
ETF |
Purchase
|
Feb. 6, 2018 |
$15,001 - $50,000 |
| iShares 7-10 Year Treasury Bond ETF (IEF) |
IEF |
ETF |
Purchase
|
Feb. 6, 2018 |
$15,001 - $50,000 |
| SBA CoMM CoRP NTS B/E 04.875% 090124 |
|
BOND |
Purchase
|
Feb. 6, 2018 |
$15,001 - $50,000 |
| FEDERATED FLOATING RATE STRATEGIC INCOME FD |
FFRSX |
FUND |
S
|
Feb. 6, 2018 |
$15,001 - $50,000 |
| FEDERATED FLOATING RATE STRATEGIC INCOME FD |
FFRSX |
FUND |
S
|
Feb. 6, 2018 |
$15,001 - $50,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
S
|
Feb. 5, 2018 |
$50,001 - $100,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Feb. 5, 2018 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Feb. 5, 2018 |
$1,001 - $15,000 |
| ISTAR INC NTS B/E 05.250% 091522 |
|
BOND |
Sale
|
Feb. 5, 2018 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
S
|
Feb. 5, 2018 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
Feb. 5, 2018 |
$50,001 - $100,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
Feb. 5, 2018 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
Feb. 5, 2018 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
S
|
Feb. 5, 2018 |
$1,001 - $15,000 |
| SAP SE ADS (SAP) |
SAP |
STOCK |
Purchase
|
Feb. 2, 2018 |
$15,001 - $50,000 |
| Royal DSM NV Sponsored ADR (RDSMY) |
RDSMY |
STOCK |
Sale
|
Feb. 2, 2018 |
$1,001 - $15,000 |