| Zoetis Inc. Class A (ZTS) |
ZTS |
STOCK |
Purchase
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| Apple Inc. (AAPL) |
AAPL |
STOCK |
Purchase
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| Exxon Mobil Corporation (XOM) |
XOM |
STOCK |
Sale
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| Northrop grumman Corporation (NOC) |
NOC |
STOCK |
Purchase
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| Pfizer, Inc. (PFE) |
PFE |
STOCK |
Sale
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b) |
SHEL |
STOCK |
Sale
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| Stryker Corporation (SYK) |
SYK |
STOCK |
Purchase
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| UnitedHealth group Incorporated Common Stock (UNH) |
UNH |
STOCK |
Sale
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| Verizon Communications Inc. (VZ) |
VZ |
STOCK |
Sale
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| Accenture plc Class A Ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
Feb. 26, 2018 |
$1,001 - $15,000 |
| RIO gRANDE CITY TEX CONS ISD ULTD b PSF gTD OID OCT15 03.500%AUg15 2037 |
|
BOND |
Sale
|
Feb. 23, 2018 |
$15,001 - $50,000 |
| R2000 CLIRN ISSUER bAC CAP 17.92% SV 1,334.341 DUE 11/21/18 |
|
BOND |
Purchase
|
Feb. 21, 2018 |
$50,001 - $100,000 |
| R2000 STEPUP ISSUER bARC STEP 35.00% SV 1,375.595 DUE 01/28/22 |
|
BOND |
Sale
|
Feb. 16, 2018 |
$50,001 - $100,000 |
| PowerShares QQQ Trust, Series 1 (QQQ) |
QQQ |
ETF |
Purchase
|
Feb. 14, 2018 |
$1,001 - $15,000 |
| First Trust DJ Internet Index Fund (FDN) |
FDN |
ETF |
Purchase
|
Feb. 14, 2018 |
$1,001 - $15,000 |
| SPDR S&P 500 (SPY) |
SPY |
ETF |
Purchase
|
Feb. 13, 2018 |
$1,001 - $15,000 |
| SX5E STEPUP ISSUER bOFA STEP |
|
FIXED INCOME |
Purchase
|
Feb. 13, 2018 |
$50,001 - $100,000 |
| SPDR Dow Jones Industrial Average ETF (DIA) |
DIA |
ETF |
Purchase
|
Feb. 13, 2018 |
$1,001 - $15,000 |
| PowerShares QQQ Trust, Series 1 (QQQ) |
QQQ |
ETF |
Purchase
|
Feb. 13, 2018 |
$1,001 - $15,000 |
| SX5E ARN ISSUER bOFA CAP 17.70% SV 3,637.20 DUE 12/21/18 |
|
FIXED INCOME |
Sale
|
Feb. 13, 2018 |
$15,001 - $50,000 |
| SX5E CLIRN ISSUER bAC CAP 24.90% SV 3,071.21 DUE 05/25/18 |
|
FIXED INCOME |
Purchase
|
Feb. 13, 2018 |
$15,001 - $50,000 |
| SP500 STEPUP ISSUER HSbC STEP 35.00% SV 2,296.68 DUE 01/27/23 |
|
FIXED INCOME |
Sale
|
Feb. 9, 2018 |
$15,001 - $50,000 |
| SP500 STEPUP ISSUER HSbC STEP 35.00% SV 2,296.68 |
|
FIXED INCOME |
Sale
|
Feb. 9, 2018 |
$100,001 - $250,000 |
| Visa Inc. (V) |
V |
STOCK |
Purchase
|
Feb. 7, 2018 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
Feb. 7, 2018 |
$1,001 - $15,000 |
| SP500 ARN ISSUER bOFA CAP 10.00% SV 2,560.40 DUE 12/21/18 |
|
FIXED INCOME |
Purchase
|
Feb. 6, 2018 |
$50,001 - $100,000 |
| DAVIS NY VENTURE FD CL C |
DNVCX |
FUND |
Sale
|
Feb. 6, 2018 |
$50,001 - $100,000 |
| MetLife, Inc. (MET) |
MET |
STOCK |
Sale
|
Feb. 1, 2018 |
$1,001 - $15,000 |