| OCEANEERINg INTL INC NTS 04.650% 111524 |
|
NOTE |
Purchase
|
Jan. 31, 2018 |
$15,001 - $50,000 |
| SEAgATE HDD CAYMAN B/E 04.750% S |
|
BOND |
Sale
|
Jan. 31, 2018 |
$1,001 - $15,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
S
|
Jan. 31, 2018 |
$1,001 - $15,000 |
| SEAgATE HDD CAYMAN B/E 04.750% S |
|
BOND |
Sale
|
Jan. 30, 2018 |
$1,001 - $15,000 |
| SAP SE ADS (SAP) |
SAP |
STOCK |
P
|
Jan. 30, 2018 |
$15,001 - $50,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
S
|
Jan. 30, 2018 |
$15,001 - $50,000 |
| SVC CoRP INTL NTS B/E 05.375% |
|
BOND |
Purchase
|
Jan. 30, 2018 |
$1,001 - $15,000 |
| DALLAS FoRT WoRTH TX IN SR D RV BE/R/ 5.25 110125 DTD 070113 |
|
BOND |
Purchase
|
Jan. 29, 2018 |
$100,001 - $250,000 |
| guggenheim S&P 500 Equal Weight ETF (RSP) |
RSP |
ETF |
Sale
|
Jan. 29, 2018 |
$1,001 - $15,000 |
| Philip Morris International Inc (PM) |
PM |
STOCK |
P
|
Jan. 25, 2018 |
$15,001 - $50,000 |
| VALVoLINE INC NTS B/E 05.500% 071524 |
|
BOND |
Purchase
|
Jan. 25, 2018 |
$1,001 - $15,000 |
| Komatsu Ltd ord American Depositary Shares (KMTUY) |
KMTUY |
STOCK |
Sale
|
Jan. 23, 2018 |
$50,001 - $100,000 |
| SUNoCo LP / SUNoCo FIN 05.500% S |
|
BOND |
Sale
|
Jan. 23, 2018 |
$15,001 - $50,000 |
| Bioverativ Inc. (BIVV) |
BIVV |
STOCK |
Sale
|
Jan. 22, 2018 |
$1,001 - $15,000 |
| Bioverativ Inc. (BIVV) |
BIVV |
STOCK |
Sale
|
Jan. 22, 2018 |
$1,001 - $15,000 |
| Bioverativ Inc. (BIVV) |
BIVV |
STOCK |
Sale
|
Jan. 22, 2018 |
$15,001 - $50,000 |
| Toray Industries Inc ADR (TRYIY) |
TRYIY |
STOCK |
Purchase
|
Jan. 19, 2018 |
$15,001 - $50,000 |
| Bayer Aktiengesellschaft American Depositary Shares (BAYRY) |
BAYRY |
STOCK |
Purchase
|
Jan. 19, 2018 |
$15,001 - $50,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Purchase
|
Jan. 19, 2018 |
$15,001 - $50,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Sale
|
Jan. 19, 2018 |
$250,001 - $500,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Purchase
|
Jan. 19, 2018 |
$15,001 - $50,000 |
| otsuka Holdings Co. Ltd, Tokyo Unsponsored ADR (oTSKY) |
OTSKY |
STOCK |
Purchase
|
Jan. 19, 2018 |
$15,001 - $50,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
P
|
Jan. 19, 2018 |
$1,001 - $15,000 |
| Royal KPN N.V. (KKPNY) |
KKPNY |
STOCK |
P
|
Jan. 19, 2018 |
$15,001 - $50,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
P
|
Jan. 19, 2018 |
$50,001 - $100,000 |
| SVC CoRP INTL NTS B/E 05.375% |
|
BOND |
Purchase
|
Jan. 19, 2018 |
$1,001 - $15,000 |
| Tata Motors Limited (TTM) |
TTM |
STOCK |
Purchase
|
Jan. 19, 2018 |
$15,001 - $50,000 |
| BAE SYSTEMS plc Sponsored ADR (BAESY) |
BAESY |
STOCK |
Purchase
|
Jan. 19, 2018 |
$15,001 - $50,000 |
| MPT OPER PARTNERSHIP NTS 05.250% 080126 |
|
NOTE |
Purchase
|
Jan. 18, 2018 |
$1,001 - $15,000 |
| T-MoBILE US INC NTS B/E 06.125% 011522 |
|
BOND |
Sale
|
Jan. 16, 2018 |
$15,001 - $50,000 |
| ToLL BRoS FIN CoRP B/E 04.875% 031527 |
|
BOND |
Purchase
|
Jan. 16, 2018 |
$15,001 - $50,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Jan. 12, 2018 |
$15,001 - $50,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Sale
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF (VB) |
VB |
ETF |
Purchase
|
Jan. 12, 2018 |
$15,001 - $50,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF (VB) |
VB |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF (VB) |
VB |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF (VB) |
VB |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
Jan. 12, 2018 |
$15,001 - $50,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| MPT OPER PARTNERSHIP NTS 05.250% 080126 |
|
NOTE |
Purchase
|
Jan. 10, 2018 |
$1,001 - $15,000 |
| SVC CoRP INTL NTS B/E 05.375% |
|
BOND |
Purchase
|
Jan. 10, 2018 |
$1,001 - $15,000 |
| ToLL BRoS FIN CoRP B/E 04.875% 031527 |
|
BOND |
Purchase
|
Jan. 10, 2018 |
$1,001 - $15,000 |
| MgIC INVMT CoRP NTS B/E 05.750% 081523 |
|
FIXED INCOME |
Purchase
|
Jan. 8, 2018 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Financial (XLF) |
XLF |
ETF |
Purchase
|
Jan. 8, 2018 |
$100,001 - $250,000 |
| BlackRock, Inc. (BLK) |
BLK |
STOCK |
Purchase
|
Jan. 8, 2018 |
$1,001 - $15,000 |
| JP Morgan Chase & Co. (JPM) |
JPM |
STOCK |
Purchase
|
Jan. 8, 2018 |
$15,001 - $50,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
Jan. 8, 2018 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Purchase
|
Jan. 8, 2018 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
S
|
Jan. 8, 2018 |
$50,001 - $100,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
S
|
Jan. 8, 2018 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
S
|
Jan. 8, 2018 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Jan. 8, 2018 |
$1,001 - $15,000 |
| JP Morgan Chase & Co. (JPM) |
JPM |
STOCK |
Purchase
|
Jan. 8, 2018 |
$1,001 - $15,000 |
| PVH CoRP NTS B/E 04.500% 121522 |
|
BOND |
S
|
Jan. 5, 2018 |
$15,001 - $50,000 |
| MgIC INVMT CoRP NTS B/E 05.750% 081523 |
|
FIXED INCOME |
Purchase
|
Jan. 5, 2018 |
$1,001 - $15,000 |
| MPT OPER PARTNERSHIP NTS 05.250% 080126 |
|
NOTE |
Purchase
|
Jan. 4, 2018 |
$1,001 - $15,000 |
| ICAHN ENTERPRISES/FIN 06.000% 080120 |
ICAHN |
BOND |
Purchase
|
Jan. 3, 2018 |
$1,001 - $15,000 |
| NYS EMPIRE DEV CoRP 07A SER A REV FSA B/E /R/ 5 DUE 010118 |
|
BOND |
Sale
|
Jan. 2, 2018 |
$50,001 - $100,000 |