| NEW JERSEY ST TPK AUTH T RV BE/R/ 5 DUE 010133 |
|
BOND |
Purchase
|
Dec. 29, 2017 |
$100,001 - $250,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Dec. 28, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
Dec. 28, 2017 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
Dec. 28, 2017 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Dec. 27, 2017 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF (VB) |
VB |
ETF |
Purchase
|
Dec. 27, 2017 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF (VoE) |
VOE |
ETF |
Purchase
|
Dec. 27, 2017 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Dec. 27, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Financial (XLF) |
XLF |
ETF |
Purchase
|
Dec. 26, 2017 |
$1,001 - $15,000 |
| DC guggenheim S&P 500 Equal Weight ETF (RSP) |
RSP |
ETF |
Sale
|
Dec. 26, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMg |
ETF |
Purchase
|
Dec. 26, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMg |
ETF |
Purchase
|
Dec. 26, 2017 |
$1,001 - $15,000 |
| SVC CoRP INTL NTS B/E 05.375% |
|
FIXED INCOME |
Purchase
|
Dec. 21, 2017 |
$1,001 - $15,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Sale
|
Dec. 19, 2017 |
$1,001 - $15,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Sale
|
Dec. 19, 2017 |
$1,001 - $15,000 |
| Crane Company (CR) |
CR |
STOCK |
Purchase
|
Dec. 19, 2017 |
$1,001 - $15,000 |
| Crane Company (CR) |
CR |
STOCK |
Purchase
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| Toray Industries Inc ADR (TRYIY) |
TRYIY |
STOCK |
Sale
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| SVC CoRP INTL NTS B/E 05.375% |
|
FIXED INCOME |
Purchase
|
Dec. 19, 2017 |
$1,001 - $15,000 |
| otsuka Holdings Co. Ltd, Tokyo S Unsponsored ADR (oTSKY) |
OTSKY |
STOCK |
Purchase
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Sale
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| Tata Motors Limited (TTM) |
TTM |
STOCK |
Sale
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| Walgreens Boots Alliance, Inc. (WBA) |
WBA |
STOCK |
Sale
|
Dec. 19, 2017 |
$50,001 - $100,000 |
| Bayer Aktiengesellschaft American Depositary Shares (BAYRY) |
BAYRY |
STOCK |
S
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Purchase
|
Dec. 19, 2017 |
$250,001 - $500,000 |
| Royal KPN N.V. (KKPNY) S |
KKPNY |
STOCK |
Purchase
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| Schlumberger N.V. (SLB) S |
SLB |
STOCK |
Purchase
|
Dec. 19, 2017 |
$50,001 - $100,000 |
| BAE SYSTEMS plc Sponsored ADR (BAESY) |
BAESY |
STOCK |
S
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Sale
|
Dec. 19, 2017 |
$15,001 - $50,000 |
| SLM CoRP MED TERM NTS 07.250% S |
|
BOND |
Purchase
|
Dec. 18, 2017 |
$1,001 - $15,000 |
| ToLL BRoS FIN CoRP B/E 04.875% |
|
BOND |
Purchase
|
Dec. 15, 2017 |
$1,001 - $15,000 |
| ALASKA ST SR A BE/R/ 5 DUE 080128 |
|
BOND |
S
|
Dec. 15, 2017 |
$250,001 - $500,000 |
| CHICAgo IL o HARE INTL A AgC SR C BE/R/ 5.25 010123 |
|
BOND |
Sale
|
Dec. 15, 2017 |
$250,001 - $500,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
Dec. 14, 2017 |
$1,001 - $15,000 |
| SoWSTN ENERgY Co B/E 07.750% |
|
BOND |
Purchase
|
Dec. 14, 2017 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
Purchase
|
Dec. 14, 2017 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 06.625% 031523 |
NRG |
BOND |
Sale
|
Dec. 14, 2017 |
$15,001 - $50,000 |
| Walgreens Boots Alliance, Inc. (WBA) |
WBA |
STOCK |
Purchase
|
Dec. 12, 2017 |
$50,001 - $100,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Sale
|
Dec. 12, 2017 |
$50,001 - $100,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Dec. 12, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Dec. 11, 2017 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 07.250% P |
NRG |
BOND |
Purchase
|
Dec. 8, 2017 |
$1,001 - $15,000 |
| SoWSTN ENERgY Co B/E 07.750% |
|
BOND |
Purchase
|
Dec. 8, 2017 |
$1,001 - $15,000 |
| Murata Manufacturing Co Ltd Unsponsored ADR (MRAAY) |
MRAAY |
STOCK |
Sale
|
Dec. 8, 2017 |
$15,001 - $50,000 |
| British American Tobacco Industries, P p.l.c. Common Stock ADR (BTI) |
BTI |
STOCK |
Purchase
|
Dec. 8, 2017 |
$15,001 - $50,000 |
| NRg ENERgY INC NTS B/E 07.250% P |
NRG |
BOND |
Purchase
|
Dec. 7, 2017 |
$1,001 - $15,000 |
| SoWSTN ENERgY Co B/E 07.750% |
|
BOND |
Purchase
|
Dec. 7, 2017 |
$1,001 - $15,000 |
| AMER AXLE & MANF INC NTS 06.625% 101522 |
|
NOTE |
P
|
Dec. 6, 2017 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 07.250% 051526 |
|
BOND |
Purchase
|
Dec. 6, 2017 |
$1,001 - $15,000 |
| Royal Dutch Shell PLC Royal Dutch Shell American Depositary Shares (RDS.A) |
RDS.A |
STOCK |
Purchase
|
Dec. 5, 2017 |
$1,001 - $15,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Purchase
|
Dec. 5, 2017 |
$1,001 - $15,000 |
| UnitedHealth group Incorporated Common Stock (UNH) |
UNH |
STOCK |
Sale
|
Dec. 5, 2017 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Dec. 1, 2017 |
$1,001 - $15,000 |
| TESoRo LogISTICS NTS B/E 06.125% |
|
BOND |
Sale
|
Dec. 1, 2017 |
$15,001 - $50,000 |
| DC global X MLP ETF (MLPA) |
MLPA |
ETF |
Sale
|
Dec. 1, 2017 |
$15,001 - $50,000 |
| DC global X MLP ETF (MLPA) |
MLPA |
ETF |
Sale
|
Dec. 1, 2017 |
$1,001 - $15,000 |
| DC DoUBLE LINE ToTAL RETURN FUND |
|
FUND |
Sale
|
Dec. 1, 2017 |
$15,001 - $50,000 |
| CoRP MED TERM NTS 07.250% |
|
NOTE |
Sale
|
Dec. 1, 2017 |
$1,001 - $15,000 |
| DoUBLE LINE ToTAL RETURN FUND |
|
FUND |
Sale
|
Dec. 1, 2017 |
$50,001 - $100,000 |
| SPDR DoubleLine Total Return Tactical ETF (ToTL) |
TOTL |
ETF |
Purchase
|
Dec. 1, 2017 |
$15,001 - $50,000 |
| SPDR DoubleLine Total Return Tactical ETF (ToTL) |
TOTL |
ETF |
Purchase
|
Dec. 1, 2017 |
$50,001 - $100,000 |
| BLACKRoCK STRATEgIC MUNICIPAL oPPoRTUNITIES FUND |
BST |
FUND |
P
|
Dec. 1, 2017 |
$15,001 - $50,000 |
| BLACKRoCK STRATEgIC MUNICIPAL oPPoRTUNITIES FUND |
BST |
FUND |
P
|
Dec. 1, 2017 |
$15,001 - $50,000 |
| NRg ENERgY INC NTS B/E 07.250% |
NRG |
BOND |
Purchase
|
Dec. 1, 2017 |
$1,001 - $15,000 |