| Aston/Fairpointe Mid Cap 1 fund |
|
FUND |
Sale
|
Dec. 21, 2018 |
$100,001 - $250,000 |
| golub Capital bDC, Inc. (gbDC) |
GBDC |
STOCK |
Purchase
|
Dec. 21, 2018 |
$15,001 |
| iShares Russell 2000 ETF (IWM) |
IWM |
ETF |
Sale
|
Dec. 21, 2018 |
$100,001 - $250,000 |
| Vanguard/Windsor II Admiral P (vwnax) |
VWNAX |
FUND |
Purchase
|
Dec. 18, 2018 |
$1,001 - $15,000 |
| MAI Managed Volatility Fund (maipx) |
MAIPX |
FUND |
Purchase
|
Dec. 14, 2018 |
$1,001 - $15,000 |
| MAI Managed Volatility Fund (maipx) |
MAIPX |
FUND |
Purchase
|
Dec. 11, 2018 |
$100,001 - $250,000 |
| Harbor International HAINX |
HAINX |
FUND |
Sale
|
Dec. 11, 2018 |
$100,001 |
| Invesco Dynamic building & Construction ETF (PKb) |
PKB |
ETF |
Sale
|
Dec. 11, 2018 |
$15,001 |
| Vanguard Short-Term Corporate bond ETF (VCSH) |
VCSH |
ETF |
Purchase
|
Dec. 11, 2018 |
$100,001 - $250,000 |
| iShares Russell 2000 growth ETF (IWo) |
IWO |
ETF |
Sale
|
Dec. 11, 2018 |
$15,001 - $50,000 |
| Vanguard Short-Term Corporate bond ETF (VCSH) |
VCSH |
ETF |
Purchase
|
Dec. 11, 2018 |
$15,001 - $50,000 |
| Harbor International (hainx) |
HAINX |
FUND |
Purchase
|
Dec. 11, 2018 |
$15,001 |
| MAI Managed Volatility Fund (maipx) |
MAIPX |
FUND |
Purchase
|
Dec. 11, 2018 |
$50,001 - $100,000 |
| Invesco QQQ Trust, Series 1 (QQQ) |
QQQ |
ETF |
Sale
|
Dec. 11, 2018 |
$50,001 - $100,000 |
| Templeton global bond |
TGBDX |
FUND |
Sale
|
Dec. 11, 2018 |
$50,001 - $100,000 |
| SPDR bloomberg barclays High Yield bond ETF (JNK) |
JNK |
ETF |
Sale
|
Dec. 11, 2018 |
$50,001 - $100,000 |
| Invesco Emerging Markets Sovereign Debt ETF (PCY) |
PCY |
ETF |
Sale
|
Dec. 11, 2018 |
$15,001 - $50,000 |
| Fidelity High Income Fund |
FHINX |
FUND |
Sale
|
Dec. 11, 2018 |
$50,001 - $100,000 |
| Fidelity Limited Term Municipal P (fstfx) |
FSTFX |
FUND |
Purchase
|
Dec. 11, 2018 |
$100,001 |
| Fidelity Limited Term Municipal P Inc (fstfx) |
FSTFX |
FUND |
Purchase
|
Dec. 11, 2018 |
$100,001 |
| SPDR S&P 500 (SPY) |
SPY |
ETF |
Purchase
|
Oct. 26, 2018 |
$15,001 - $50,000 |
| SPDR MidCap Trust Series I (MDY) |
MDY |
ETF |
Sale
|
Sept. 5, 2018 |
$15,001 - $50,000 |
| Stone Ridge Reinsurance Fund |
|
FUND |
Sale
|
Aug. 17, 2018 |
$15,001 - $50,000 |
| Vanguard/Windsor II Admiral P (vwnax) |
VWNAX |
FUND |
Purchase
|
June 15, 2018 |
$1,001 - $15,000 |
| SPDR bloomberg barclays High Yield bond ETF (JNK) |
JNK |
ETF |
Sale
|
June 6, 2018 |
$15,001 - $50,000 |
| UnitedHealth group Incorporated Common Stock (UNH) |
UNH |
STOCK |
Purchase
|
March 29, 2018 |
$1,001 - $15,000 |
| blackRock, Inc. (bLK) |
BLK |
STOCK |
Purchase
|
March 29, 2018 |
$15,001 - $50,000 |
| Discovery, Inc. - Series A (DISCA) |
DISCA |
STOCK |
Sale
|
March 29, 2018 |
$1,001 - $15,000 |
| Invesco Dynamic building & Construction ETF (PKb) |
PKB |
ETF |
Purchase
|
March 29, 2018 |
$1,001 - $15,000 |
| Invesco Dynamic building & Construction ETF (PKb) |
PKB |
ETF |
Purchase
|
March 29, 2018 |
$1,001 - $15,000 |
| Invesco QQQ Trust, Series 1 (QQQ) |
QQQ |
ETF |
Purchase
|
March 29, 2018 |
$1,001 - $15,000 |
| Invesco QQQ Trust, Series 1 (QQQ) |
QQQ |
ETF |
Purchase
|
March 29, 2018 |
$50,001 - $100,000 |
| Invesco QQQ Trust, Series 1 (QQQ) |
QQQ |
ETF |
Purchase
|
March 29, 2018 |
$15,001 - $50,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Purchase
|
March 29, 2018 |
$1,001 - $15,000 |
| iShares Russell 2000 ETF (IWM) |
IWM |
ETF |
Purchase
|
March 29, 2018 |
$50,001 - $100,000 |
| JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN (AMJ) |
AMJ |
ETN |
Purchase
|
March 29, 2018 |
$1,001 - $15,000 |
| MAI MANAgED VoLATILITY (maipx) |
MAIPX |
FUND |
Sale
|
March 29, 2018 |
$50,001 - $100,000 |
| MAI Managed Volatilty Fund MAIPX |
MAIPX |
FUND |
Sale
|
March 29, 2018 |
$100,001 - $250,000 |
| Merck & Company, Inc. Common Stock (MRK) |
MRK |
STOCK |
Sale
|
March 29, 2018 |
$1,001 - $15,000 |
| Nike, Inc. (NKE) |
NKE |
STOCK |
Purchase
|
March 29, 2018 |
$1,001 - $15,000 |
| oppenheimer Developing Markets (odvyx) |
ODVYX |
FUND |
Purchase
|
March 29, 2018 |
$15,001 - $50,000 |
| SPDR S&P bank ETF (KbE) |
KBE |
ETF |
Purchase
|
March 29, 2018 |
$1,001 - $15,000 |
| gS S&P 500 buffered Equity fund |
|
FUND |
Sale
|
March 23, 2018 |
$50,001 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Jan. 16, 2018 |
$1,001 - $15,000 |
| SPDR S&P 500 (SPY) |
SPY |
ETF |
Purchase
|
July 12, 2017 |
$1,001 - $15,000 |
| SPDR MidCap Trust Series I (MDY) |
MDY |
ETF |
Sale
|
July 12, 2017 |
$1,001 - $15,000 |
| Nike, Inc. (NKE) |
NKE |
STOCK |
Purchase
|
July 3, 2017 |
$1,001 - $15,000 |
| Kinder Morgan, Inc. (KMI) |
KMI |
STOCK |
Purchase
|
July 3, 2017 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
Sale
|
July 3, 2017 |
$1,001 - $15,000 |
| United Parcel Service, Inc. (UPS) |
UPS |
STOCK |
Purchase
|
July 3, 2017 |
$1,001 - $15,000 |
| Amazon.com, Inc. (AMZN) |
AMZN |
STOCK |
Purchase
|
July 3, 2017 |
$1,001 - $15,000 |
| WHITINg PETE |
|
nan |
Sale
|
July 3, 2017 |
$1,001 - $15,000 |
| Dell Technologies Inc. Class V (DVMT) |
DVMT |
STOCK |
Sale
|
July 3, 2017 |
$1,001 - $15,000 |
| general Electric Company (gE) |
GE |
STOCK |
Sale
|
July 3, 2017 |
$15,001 |
| MetLife, Inc. (MET) |
MET |
STOCK |
Sale
|
July 3, 2017 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
May 18, 2017 |
$15,001 - $50,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Sale
|
May 18, 2017 |
$15,001 - $50,000 |
| PowerShares QQQ Trust, Series 1 |
QQQ |
ETF |
Sale
|
March 17, 2017 |
$1,001 - $15,000 |
| SPDR S&P bank ETF (KbE) |
KBE |
ETF |
Purchase
|
March 17, 2017 |
$1,001 - $15,000 |
| UbS Ag ETN (MLPI) |
MLPI |
ETN |
Purchase
|
March 17, 2017 |
$1,001 - $15,000 |
| iShares Nasdaq biotechnology Index Fund (Ibb) |
IBB |
ETF |
Sale
|
Feb. 23, 2017 |
$1,001 - $15,000 |
| SPDR Series Trust SPDR S&P biotech ETF (XbI) |
XBI |
ETF |
Purchase
|
Feb. 23, 2017 |
$1,001 - $15,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Sale
|
Jan. 5, 2017 |
$1,001 - $15,000 |
| Xtrackers MSCI EAFE Hedged Equity ETF (DbEF) |
DbEF |
ETF |
Purchase
|
Jan. 5, 2017 |
$1,001 - $15,000 |