| SLM CoRP MED TERM NTS 07.250% 012522 |
SLM |
NOTE |
Sale
|
Nov. 30, 2017 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 07.250% 051526 |
|
BOND |
Purchase
|
Nov. 30, 2017 |
$1,001 - $15,000 |
| NATIoNSTAR MoRTgAgE LLC 09.625% 050119 |
|
BOND |
Purchase
|
Nov. 29, 2017 |
$1,001 - $15,000 |
| SLM CoRP MED TERM NTS 07.250% 012522 |
SLM |
NOTE |
Sale
|
Nov. 28, 2017 |
$1,001 - $15,000 |
| TELEFLEX INC NTS B/E 04.625% |
|
BOND |
Purchase
|
Nov. 28, 2017 |
$15,001 - $50,000 |
| guggenheim S&P 500 Equal Weight ETF (RSP) |
RSP |
ETF |
Sale
|
Nov. 27, 2017 |
$1,001 - $15,000 |
| SPRINT CoRP NTS B/E 11.500% 111521 |
|
BOND |
Purchase
|
Nov. 22, 2017 |
$1,001 - $15,000 |
| SPRINT CoRP NTS B/E 11.500% 111521 |
|
BOND |
Purchase
|
Nov. 21, 2017 |
$1,001 - $15,000 |
| Toray Industries Inc ADR (TRYIY) |
TRYIY |
STOCK |
Purchase
|
Nov. 21, 2017 |
$1,001 - $15,000 |
| Toray Industries Inc ADR (TRYIY) |
TRYIY |
STOCK |
Purchase
|
Nov. 20, 2017 |
$1,001 - $15,000 |
| Toray Industries Inc ADR (TRYIY) |
TRYIY |
STOCK |
Purchase
|
Nov. 17, 2017 |
$15,001 - $50,000 |
| SPRINT CoRP NTS B/E 11.500% 111521 |
|
BOND |
Purchase
|
Nov. 16, 2017 |
$1,001 - $15,000 |
| Adecco SA Unsponsored ADR (AHEXY) |
AHEXY |
STOCK |
Sale
|
Nov. 16, 2017 |
$1,001 - $15,000 |
| Accenture plc Class A ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
Nov. 15, 2017 |
$1,001 - $15,000 |
| Adecco SA Unsponsored ADR (AHEXY) |
AHEXY |
STOCK |
Sale
|
Nov. 15, 2017 |
$15,001 - $50,000 |
| Fast Retailing Co Ltd Unsponsored ADR (FRCoY) |
FRCoY |
STOCK |
Purchase
|
Nov. 15, 2017 |
$15,001 - $50,000 |
| EMC CoRP B/E 03.375% 060123 |
|
BOND |
Purchase
|
Nov. 14, 2017 |
$1,001 - $15,000 |
| Komatsu Ltd ord American Depositary Shares (KMTUY) |
KMTUY |
STOCK |
Sale
|
Nov. 13, 2017 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Purchase
|
Nov. 13, 2017 |
$1,001 - $15,000 |
| RICE ENERgY INC NTS B/E 06.250% 050122 |
|
BOND |
Sale
|
Nov. 11, 2017 |
$15,001 - $50,000 |
| EMC CoRP B/E 03.375% 060123 |
|
BOND |
Purchase
|
Nov. 10, 2017 |
$1,001 - $15,000 |
| EMC CoRP B/E 03.375% 060123 |
|
BOND |
Purchase
|
Nov. 9, 2017 |
$1,001 - $15,000 |
| ISTAR INC NTS B/E 05.250% 091522 |
|
BOND |
Purchase
|
Nov. 9, 2017 |
$1,001 - $15,000 |
| DAVITA INC NTS B/E 05.750% 081522 |
DVA |
BOND |
Purchase
|
Nov. 8, 2017 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
Nov. 6, 2017 |
$50,001 - $100,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Sale
|
Nov. 6, 2017 |
$50,001 - $100,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Sale
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| EMC CoRP B/E 03.375% 060123 |
|
BOND |
Purchase
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Sale
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
Nov. 6, 2017 |
$15,001 - $50,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
Nov. 6, 2017 |
$15,001 - $50,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| Deutsche Boerse Ag Unsponsored ADR (DBoEY) |
DBoEY |
STOCK |
Purchase
|
Nov. 3, 2017 |
$1,001 - $15,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
Sale
|
Nov. 2, 2017 |
$1,001 - $15,000 |
| Bayer Aktiengesellschaft American Depositary Shares (BAYRY) |
BAYRY |
STOCK |
Purchase
|
Nov. 2, 2017 |
$1,001 - $15,000 |
| EMC CoRP B/E 03.375% 060123 |
|
BOND |
Purchase
|
Nov. 1, 2017 |
$1,001 - $15,000 |