| CBoE MINI SPX INDEX PUT/XSP @ 249 EXP 12/01/2017 |
XSP |
OPTION |
Sale
|
Oct. 19, 2017 |
$1,001 - $15,000 |
| BNP PARIBAS LINKED To S&P 500 P INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 12/18/2019 |
|
NOTE |
New
|
Oct. 13, 2017 |
$100,001 - $250,000 |
| CBoE MINI SPX INDEX PUT/XSP @ 250 EXP 11/10/2017 |
XSP |
OPTION |
Sale
|
Oct. 12, 2017 |
$1,001 - $15,000 |
| CBoE MINI SPX INDEX PUT/XSP @ 247 EXP 12/15/2017 |
XSP |
OPTION |
Sale
|
Oct. 6, 2017 |
$1,001 - $15,000 |
| ROSEVILLE MICH CMNTY SCHS 5% 05/01/24 MN RFDg UT BEo MUNI BOND |
|
BOND |
Purchase
|
Oct. 5, 2017 |
$100,001 - $250,000 |
| PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDg-SCH BLDg & SITE UT INS BEo SR LN - MUNI BoND |
|
BOND |
Received
|
Oct. 3, 2017 |
$50,001 - $100,000 |
| PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDg-SCH BLDg & SITE UT INS BEo SR LN - MUNI BoND |
|
BOND |
Not Specified
|
Oct. 3, 2017 |
$100,001 - $250,000 |
| SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 07/11/2019 |
|
NOTE |
Purchase
|
Oct. 3, 2017 |
$250,001 - $500,000 |
| PLYMH-CNTN MCH CMNTY SCH DST E go 5.0000% 05/01/22 MN PREREFUNDED-RFDg-SCH BLDg & SITE PRERE 05/01/18 INS SR LN - MUNI BoND |
|
BOND |
New
|
Oct. 3, 2017 |
$50,001 - $100,000 |
| PLYMH-CNTN MCH CMNTY SCH DST E go 5.0000% 05/01/22 MN PREREFUNDED-RFDg-SCH BLDg & SITE PRERE 05/01/18 INS SR LN - MUNI BoND |
|
BOND |
New
|
Oct. 3, 2017 |
$100,001 - $250,000 |
| PLYMoUTH-CANToN MICH CMNTY E SCH go 5.0000% 05/01/22-CA MN RFDg-SCH BLDg & SITE UT FSA BEo - MUNI BoND |
|
BOND |
Removal
|
Oct. 3, 2017 |
$100,001 - $250,000 |
| PLYMoUTH-CANToN MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDg-SCH BLDg & SITE UT FSA BEo - MUNI BoND |
|
BOND |
Removal
|
Oct. 3, 2017 |
$100,001 - $250,000 |