| DIAMoND oFFSHoRE DRILL 07.875% 081525 |
|
BOND |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| BAE SYSTEMS plc Sponsored ADR (BAESY) |
BAESY |
STOCK |
Purchase
|
Sept. 29, 2017 |
$1,001 - $15,000 |
| DIAMoND oFFSHoRE DRILL 07.875% 081525 |
|
BOND |
Purchase
|
Sept. 28, 2017 |
$1,001 - $15,000 |
| AES CoRP B/E 05.500% 041525 |
AES |
BOND |
Purchase
|
Sept. 28, 2017 |
$1,001 - $15,000 |
| Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Sale
|
Sept. 26, 2017 |
$1,001 - $15,000 |
| RADIAN gRoUP INC NTS B/E 07.000% |
RDN |
BOND |
Sale
|
Sept. 26, 2017 |
$1,001 - $15,000 |
| DIAMoND oFFSHoRE DRILL 07.875% 081525 |
|
BOND |
Purchase
|
Sept. 26, 2017 |
$1,001 - $15,000 |
| SoWSTN EY STEP UP CALL 05.800% ADR (SEKEY) |
SOWSTN |
BOND |
Sale
|
Sept. 25, 2017 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Sept. 25, 2017 |
$1,001 - $15,000 |
| Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Sale
|
Sept. 25, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Financial (XLF) |
XLF |
ETF |
Purchase
|
Sept. 25, 2017 |
$1,001 - $15,000 |
| Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Sale
|
Sept. 22, 2017 |
$1,001 - $15,000 |
| KINDRED HEALTHCARE INC 08.750% P |
|
BOND |
Purchase
|
Sept. 21, 2017 |
$1,001 - $15,000 |
| AES CoRP B/E 05.500% 041525 |
AES |
BOND |
Purchase
|
Sept. 20, 2017 |
$1,001 - $15,000 |
| Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Sale
|
Sept. 20, 2017 |
$1,001 - $15,000 |
| Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Sale
|
Sept. 19, 2017 |
$15,001 - $50,000 |
| DIAMoND oFFSHoRE DRILL 07.875% 081525 |
|
BOND |
Purchase
|
Sept. 19, 2017 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
Purchase
|
Sept. 14, 2017 |
$1,001 - $15,000 |
| UNITED RENTALS NoRTH AM 05.875% |
URI |
BOND |
Purchase
|
Sept. 14, 2017 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
Sept. 14, 2017 |
$1,001 - $15,000 |
| AES CoRP B/E 05.500% 041525 |
AES |
BOND |
Purchase
|
Sept. 13, 2017 |
$1,001 - $15,000 |
| AMERIgAS PARTNER B/E 05.875% 082026 |
|
BOND |
Purchase
|
Sept. 13, 2017 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| AES CoRP B/E 05.500% 041525 |
AES |
BOND |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Sept. 12, 2017 |
$15,001 - $50,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Sept. 12, 2017 |
$15,001 - $50,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Sept. 12, 2017 |
$50,001 - $100,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
Purchase
|
Sept. 12, 2017 |
$15,001 - $50,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Purchase
|
Sept. 12, 2017 |
$15,001 - $50,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Purchase
|
Sept. 12, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Sept. 11, 2017 |
$1,001 - $15,000 |
| AES CoRP B/E 05.500% 041525 |
AES |
BOND |
Purchase
|
Sept. 7, 2017 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 04.750% |
THC |
BOND |
Sale
|
Sept. 6, 2017 |
$15,001 - $50,000 |
| KINDRED HEALTHCARE INC 08.750% 011523 |
|
BOND |
Sale
|
Sept. 5, 2017 |
$1,001 - $15,000 |
| guggenheim S&P 500 Equal Weight S ETF (RSP) |
RSP |
ETF |
Sale
|
Sept. 1, 2017 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Sept. 1, 2017 |
$1,001 - $15,000 |