| R2000 ARN ISSUER SEK CAP 14.28% SV 1,217.325 DUE 09/29/17 |
|
BOND |
Sale
|
Sept. 29, 2017 |
$50,001 - $100,000 |
| SX5E STEPUP ISSUER HSbC STEP 30.00% SV 3,221.14 DUE 09/28/18 |
|
BOND |
Sale
|
Sept. 29, 2017 |
$50,001 - $100,000 |
| SX5E STEPUP ISSUER bAC STEP 21.70% SV 3,019.34 DUE 09/29/17 |
|
BOND |
Sale
|
Sept. 29, 2017 |
$15,001 - $50,000 |
| SX5E STEPUP ISSUER bNS STEP 30.00% SV 3,563.64 DUE 09/24/20 |
|
BOND |
Purchase
|
Sept. 28, 2017 |
$15,001 - $50,000 |
| R2000 STEPUP ISSUER bARC STEP 35.00% SV 1,488.786 DUE 09/30/22 |
|
BOND |
Purchase
|
Sept. 28, 2017 |
$50,001 - $100,000 |
| SX5E STEPUP ISSUER bNS STEP 30.00% SV 3,563.64 DUE 09/24/20 |
|
BOND |
Purchase
|
Sept. 28, 2017 |
$50,001 - $100,000 |
| bank Nova Scotia Halifax Pfd 3 Ordinary Shares (bNS) |
BNS |
STOCK |
P
|
Sept. 26, 2017 |
$1,001 - $15,000 |
| Royal Dutch Shell PLC American Depositary Shares (RDS.b) |
SHEL |
STOCK |
Purchase
|
Sept. 25, 2017 |
$1,001 - $15,000 |
| bank Nova Scotia Halifax Pfd 3 Ordinary Shares (bNS) |
BNS |
STOCK |
P
|
Sept. 25, 2017 |
$1,001 - $15,000 |
| U.S. bancorp (USb) |
USB |
STOCK |
Sale
|
Sept. 22, 2017 |
$1,001 - $15,000 |
| MetLife, Inc. (MET) |
MET |
STOCK |
Sale
|
Sept. 22, 2017 |
$1,001 - $15,000 |
| Royal Dutch Shell PLC American Depositary Shares (RDS.b) |
SHEL |
STOCK |
Purchase
|
Sept. 22, 2017 |
$1,001 - $15,000 |
| Exxon Mobil Corporation (XOM) |
XOM |
STOCK |
Sale
|
Sept. 22, 2017 |
$1,001 - $15,000 |
| bank Nova Scotia Halifax Pfd 3 Ordinary Shares (bNS) |
BNS |
STOCK |
P
|
Sept. 22, 2017 |
$1,001 - $15,000 |
| Occidental Petroleum Corporation (OXY) |
OXY |
STOCK |
Sale
|
Sept. 22, 2017 |
$1,001 - $15,000 |
| SP500 ARN ISSUER bOFA CAP 10.00% SV 2,415.07 DUE 07/27/18 |
|
FIXED INCOME |
Purchase
|
Sept. 21, 2017 |
$50,001 - $100,000 |
| SX5E STEPUP ISSUER bAC STEP 27.90% SV 3,044.33 DUE 11/26/18 |
|
BOND |
Purchase
|
Sept. 19, 2017 |
$50,001 - $100,000 |
| SP500 ARN ISSUER bOFA CAP 10.00% SV 2,388.77 DUE 06/29/18 |
|
FIXED INCOME |
Purchase
|
Sept. 19, 2017 |
$50,001 - $100,000 |
| DU PONT E I DE NEMOURS PAY DATE 09/01/2017 |
DD |
STOCK |
E
|
Sept. 1, 2017 |
$15,001 - $50,000 |
| DOWDUPONT INC COM PAY DATE 09/01/2017 |
DW |
STOCK |
E
|
Sept. 1, 2017 |
$15,001 - $50,000 |