| DIAMONDBACK ENERGY INC 05.375% 053125 |
FANG |
BOND |
Purchase
|
July 31, 2017 |
$1,001 - $15,000 |
| Corporation (VFC) |
VFC |
STOCK |
S
|
July 28, 2017 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Sale
|
July 28, 2017 |
$50,001 - $100,000 |
| SPDR Select Sector Fund - Financial (XLF) |
XLF |
ETF |
Purchase
|
July 28, 2017 |
$50,001 - $100,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Sale
|
July 28, 2017 |
$15,001 - $50,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Sale
|
July 28, 2017 |
$15,001 - $50,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| United Technologies Corporation (UTX) |
UTX |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| United Technologies Corporation (UTX) |
UTX |
STOCK |
Purchase
|
July 28, 2017 |
$100,001 - $250,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Sale
|
July 28, 2017 |
$50,001 - $100,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| BlackRock, Inc. (BLK) |
BLK |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| BlackRock, Inc. (BLK) |
BLK |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Sale
|
July 28, 2017 |
$50,001 - $100,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Crane Company (CR) |
CR |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Crane Company (CR) |
CR |
STOCK |
Purchase
|
July 28, 2017 |
$50,001 - $100,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
July 28, 2017 |
$50,001 - $100,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
July 28, 2017 |
$50,001 - $100,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Lockheed Martin Corporation (LMT) |
LMT |
STOCK |
Purchase
|
July 28, 2017 |
$100,001 - $250,000 |
| Lockheed Martin Corporation (LMT) |
LMT |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Sale
|
July 28, 2017 |
$100,001 - $250,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Purchase
|
July 28, 2017 |
$15,001 - $50,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
July 28, 2017 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
July 28, 2017 |
$15,001 - $50,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
July 28, 2017 |
$50,001 - $100,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
July 28, 2017 |
$50,001 - $100,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Sale
|
July 28, 2017 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Sale
|
July 28, 2017 |
$50,001 - $100,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Sale
|
July 28, 2017 |
$50,001 - $100,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYG |
ETF |
Sale
|
July 26, 2017 |
$1,001 - $15,000 |
| SEMPER MBS ToTAL RETURN FUND CLASS INSTITUTIoNAL |
SMTIX |
FUND |
Sale
|
July 26, 2017 |
$1,001 - $15,000 |
| guggenheim S&P 500 Equal Weight ETF (RSP) |
RSP |
ETF |
Sale
|
July 26, 2017 |
$1,001 - $15,000 |
| Liberty Media Corporation - Series A Liberty Braves (BATRA) |
BATRA |
STOCK |
Sale
|
July 19, 2017 |
$1,001 - $15,000 |
| STARWooD PPTY TR INC NTS 05.000% 121521 |
|
FIXED INCOME |
Purchase
|
July 19, 2017 |
$15,001 - $50,000 |
| Liberty Media Corporation - Series C Liberty Braves (BATRK) |
BATRK |
STOCK |
Sale
|
July 19, 2017 |
$1,001 - $15,000 |
| ALBERTSoNS INC MW+30BP 08.000% S 050131 |
ACI |
BOND |
Sale
|
July 18, 2017 |
$1,001 - $15,000 |
| ALBERTSoNS INC MW+30BP 08.000% S 050131 |
ACI |
BOND |
Sale
|
July 13, 2017 |
$1,001 - $15,000 |
| NJ ECo DV UTH SCH FACS SR EE BE/R/ 5 DUE 090123 |
|
BOND |
Purchase
|
July 12, 2017 |
$50,001 - $100,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
July 12, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
July 12, 2017 |
$1,001 - $15,000 |
| SLM CoRP MED TERM NTS 07.250% 012522 |
SLM |
NOTE |
Purchase
|
July 7, 2017 |
$1,001 - $15,000 |
| SLM CoRP MED TERM NTS 07.250% 012522 |
SLM |
NOTE |
Purchase
|
July 6, 2017 |
$1,001 - $15,000 |
| SALLY HLDgS LLC NTS B/E 05.750% 060122 |
|
BOND |
Sale
|
July 6, 2017 |
$15,001 - $50,000 |