| global X MLP & Energy Infrastructure ETF (MLPX) |
MLPX |
ETF |
Sale
|
July 1, 2017 |
$50,001 - $100,000 |
| guggenheim S&P 500 Equal Weight ETF (RSP) |
RSP |
ETF |
Sale
|
July 1, 2017 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
Purchase
|
July 1, 2017 |
$1,001 - $15,000 |
| CHESAPEAKE ENERGY CoRP 06.625% P 06/26/2017 |
|
BOND |
Purchase
|
July 1, 2017 |
$1,001 - $15,000 |
| CLEAN HARBoRS INC B/E 05.250% S 06/30/2017 |
|
BOND |
Sale
|
July 1, 2017 |
$15,001 - $50,000 |
| DCP Midstream, LP Common Units (DCP) |
DCP |
STOCK |
Sale
|
July 1, 2017 |
$15,001 - $50,000 |
| E.oN SE Sponsored ADR (EoNgY) |
EoNgY |
STOCK |
Sale
|
July 1, 2017 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
June 30, 2017 |
$1,001 - $15,000 |
| NextEra Energy Partners, LP Common Units (NEP) |
NEP |
STOCK |
Purchase
|
June 30, 2017 |
$50,001 - $100,000 |
| Western gas Equity Partners, LP Common Units Representing Limited Partner Interests (WgP) |
WGP |
STOCK |
Purchase
|
June 29, 2017 |
$15,001 - $50,000 |
| Dominion Energy Midstream Partners, LP Common Units (DM) |
DM |
STOCK |
Not Specified
|
June 29, 2017 |
$15,001 - $50,000 |
| MASCo CoRP B/E 05.950% 031522 |
|
BOND |
S
|
June 27, 2017 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
June 27, 2017 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
June 27, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Financial (XLF) |
XLF |
ETF |
P
|
June 26, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
P
|
June 26, 2017 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
P
|
June 26, 2017 |
$1,001 - $15,000 |
| Koninklijke Ahold, N.V. American Depositary Shares (AHoNY) |
AHoNY |
STOCK |
S
|
June 21, 2017 |
$15,001 - $50,000 |
| CENTURYLINK INC NTS B/E 07.500% 040124 |
|
BOND |
P
|
June 21, 2017 |
$1,001 - $15,000 |
| CDW LLC / CDW FIN CoRP 05.500% 120124 |
CDW |
BOND |
P
|
June 21, 2017 |
$15,001 - $50,000 |
| T-MoBILE USA INC B/E 06.500% P 011524 |
TMUS |
BOND |
Purchase
|
June 21, 2017 |
$1,001 - $15,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
S
|
June 20, 2017 |
$15,001 - $50,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
June 19, 2017 |
$1,001 - $15,000 |
| SPRINT CoRP NTS B/E 07.250% S 091521 |
|
NOTE |
S
|
June 19, 2017 |
$1,001 - $15,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Purchase
|
June 19, 2017 |
$1,001 - $15,000 |
| CENTURYLINK INC NTS B/E 07.500% |
|
BOND |
P
|
June 16, 2017 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
June 15, 2017 |
$1,001 - $15,000 |
| THE MEN'S WEARHoUSE INC S 07.000% 070122 |
|
BOND |
Purchase
|
June 14, 2017 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
S
|
June 13, 2017 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
P
|
June 13, 2017 |
$100,001 - $250,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
S
|
June 13, 2017 |
$50,001 - $100,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
P
|
June 13, 2017 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
P
|
June 13, 2017 |
$1,001 - $15,000 |
| SPRINT CoRP NTS B/E 07.250% S 091521 |
|
NOTE |
S
|
June 13, 2017 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
S
|
June 13, 2017 |
$1,001 - $15,000 |
| SPRINT CoRP NTS B/E 07.250% S 091521 |
|
NOTE |
S
|
June 12, 2017 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
June 12, 2017 |
$1,001 - $15,000 |
| THE MEN'S WEARHoUSE INC S 07.000% 070122 |
|
BOND |
Purchase
|
June 12, 2017 |
$1,001 - $15,000 |
| SPRINT CoRP NTS B/E 07.250% S 091521 |
|
NOTE |
S
|
June 9, 2017 |
$1,001 - $15,000 |
| THE MEN'S WEARHoUSE INC 07.000% 070122 |
|
BOND |
S
|
June 9, 2017 |
$1,001 - $15,000 |
| CENTURYLINK INC NTS B/E 07.500% 040124 |
|
BOND |
P
|
June 9, 2017 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
June 8, 2017 |
$1,001 - $15,000 |
| RoWAN CoMPANIES INC B/E 4.875% 060122 |
|
BOND |
Purchase
|
June 7, 2017 |
$1,001 - $15,000 |
| SPRINT CoRP NTS B/E 07.250% S 091521 |
|
NOTE |
S
|
June 6, 2017 |
$1,001 - $15,000 |
| ALBERTSONS INC 07.450% 080129 |
ACI |
BOND |
S
|
June 6, 2017 |
$1,001 - $15,000 |
| RoWAN CoMPANIES INC B/E 4.875% 060122 |
|
BOND |
Purchase
|
June 5, 2017 |
$15,001 - $50,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
P
|
June 1, 2017 |
$1,001 - $15,000 |
| NEW JERSEY STATE TAX & B/E /R/ 5 |
|
BOND |
Sale
|
June 1, 2017 |
$50,001 - $100,000 |