| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
June 1, 2017 |
$1,001 - $15,000 |
| T-MoBILE USA INC B/E 06.500% P 05/15/2017 |
|
BOND |
Purchase
|
June 1, 2017 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
June 1, 2017 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
June 1, 2017 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOT |
ETF |
Sale
|
June 1, 2017 |
$50,001 - $100,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOT |
ETF |
Sale
|
June 1, 2017 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
June 1, 2017 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOT |
ETF |
Sale
|
June 1, 2017 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOT |
ETF |
Sale
|
June 1, 2017 |
$15,001 - $50,000 |
| iShares J,P. Morgan USD Emerging Markets Bond ETF (EMB) |
EMB |
ETF |
Purchase
|
May 31, 2017 |
$15,001 - $50,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Purchase
|
May 31, 2017 |
$1,001 - $15,000 |
| iShares 7-10 Year Treasury Bond ETF (IEF) |
IEF |
ETF |
Sale
|
May 31, 2017 |
$50,001 - $100,000 |
| iShares 7-10 Year Treasury Bond ETF (IEF) |
IEF |
ETF |
Sale
|
May 31, 2017 |
$15,001 - $50,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYGB |
FUND |
Purchase
|
May 31, 2017 |
$15,001 - $50,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYGB |
FUND |
Purchase
|
May 31, 2017 |
$15,001 - $50,000 |
| global X MLP ETF (MLPA) |
MLPA |
ETF |
Purchase
|
May 31, 2017 |
$15,001 - $50,000 |
| global X MLP ETF (MLPA) |
MLPA |
ETF |
Purchase
|
May 31, 2017 |
$15,001 - $50,000 |
| FEDERATED FLoATINg RATE STRATEgIC INCoME FD |
FFSIX |
FUND |
Purchase
|
May 31, 2017 |
$1,001 - $15,000 |
| NUVEEN HIGH YIELD MUNICIPAL BOND FUND I |
NHYIX |
FUND |
P
|
May 31, 2017 |
$15,001 - $50,000 |
| NUVEEN HIGH YIELD MUNICIPAL BOND FUND I |
NHYIX |
FUND |
P
|
May 31, 2017 |
$1,001 - $15,000 |
| SEMPER MBS TOTAL RETURN FUND CLASS INSTITUTIONAL |
SMTIX |
FUND |
P
|
May 31, 2017 |
$1,001 - $15,000 |
| Vanguard REIT ETF - DNQ (VNQ) |
VNQ |
ETF |
S
|
May 31, 2017 |
$15,001 - $50,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Sale
|
May 31, 2017 |
$15,001 - $50,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Sale
|
May 31, 2017 |
$15,001 - $50,000 |
| Vanguard REIT ETF - DNQ (VNQ) |
VNQ |
ETF |
S
|
May 31, 2017 |
$15,001 - $50,000 |
| iShares J,P. Morgan USD Emerging Markets Bond ETF (EMB) |
EMB |
ETF |
Purchase
|
May 31, 2017 |
$15,001 - $50,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
P
|
May 30, 2017 |
$1,001 - $15,000 |
| ROWAN COMPANIES INC B/E 4.875% 060122 |
|
BOND |
P
|
May 30, 2017 |
$1,001 - $15,000 |
| ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (ACSAY) |
ACSAY |
STOCK |
Sale
|
May 30, 2017 |
$1,001 - $15,000 |
| Liberty Media Corporation - Series A Depositary Shares (AHoNY) |
FWONA |
STOCK |
S
|
May 25, 2017 |
$1,001 - $15,000 |
| DISH DBS CoRP NTS B/E 05.875% |
DISH |
BOND |
Purchase
|
May 25, 2017 |
$15,001 - $50,000 |
| Liberty Media Corporation - Series A Liberty SiriusXM (LSXMA) |
LSXMA |
STOCK |
S
|
May 25, 2017 |
$1,001 - $15,000 |
| Liberty Media Corporation - Series C Liberty SiriusXM (LSXMA) |
LSXMA |
STOCK |
S
|
May 25, 2017 |
$1,001 - $15,000 |
| Liberty Media Corporation - Series C Liberty SiriusXM (LSXMK) |
LSXMK |
STOCK |
S
|
May 25, 2017 |
$1,001 - $15,000 |
| Liberty Media Corporation - Series C Liberty SiriusXM (LSXMK) |
LSXMK |
STOCK |
S
|
May 25, 2017 |
$1,001 - $15,000 |
| SLM CORP MED TERM NTS 07.250% 012522 |
|
BOND |
P
|
May 24, 2017 |
$1,001 - $15,000 |
| DISH DBS CoRP NTS B/E 05.875% |
DISH |
BOND |
Purchase
|
May 23, 2017 |
$1,001 - $15,000 |
| gemalto NV Sponsored ADR (gToMY) |
gToMY |
STOCK |
Sale
|
May 23, 2017 |
$15,001 - $50,000 |
| CDW LLC / CDW FIN CoRP 05.500% |
CDW |
BOND |
Purchase
|
May 22, 2017 |
$1,001 - $15,000 |
| Vivendi SA Unsponsored ADR (VIVHY) |
VIVHY |
STOCK |
Sale
|
May 19, 2017 |
$15,001 - $50,000 |
| SLM CORP MED TERM NTS 07.250% 012522 |
|
BOND |
P
|
May 18, 2017 |
$1,001 - $15,000 |
| Koninklijke Ahold, N.V. American Depositary Shares (AHoNY) |
AHoNY |
STOCK |
P
|
May 17, 2017 |
$15,001 - $50,000 |
| T-MoBILE INC NTS B/E 05.375% |
|
BOND |
Purchase
|
May 17, 2017 |
$1,001 - $15,000 |
| guggenheim S&P 500 Equal Weight ETF (RSP) |
RSP |
ETF |
Sale
|
May 17, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
May 16, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
May 16, 2017 |
$15,001 - $50,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
May 16, 2017 |
$50,001 - $100,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
May 16, 2017 |
$50,001 - $100,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
May 16, 2017 |
$15,001 - $50,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
May 16, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
May 16, 2017 |
$1,001 - $15,000 |
| T-MoBILE INC NTS B/E 05.375% |
|
BOND |
Purchase
|
May 16, 2017 |
$15,001 - $50,000 |
| Vanguard Mid-Cap Value ETF - DNQ |
VOE |
ETF |
S
|
May 16, 2017 |
$50,001 - $100,000 |
| Vanguard Mid-Cap Value ETF - DNQ |
VOE |
ETF |
S
|
May 16, 2017 |
$15,001 - $50,000 |
| Vanguard Mid-Cap Value ETF - DNQ |
VOE |
ETF |
S
|
May 16, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Sale
|
May 16, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Sale
|
May 16, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Sale
|
May 16, 2017 |
$100,001 - $250,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Sale
|
May 16, 2017 |
$15,001 - $50,000 |
| Vanguard Mid-Cap Value ETF - DNQ |
VOE |
ETF |
S
|
May 16, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
May 16, 2017 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
S
|
May 16, 2017 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
S
|
May 16, 2017 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
S
|
May 16, 2017 |
$15,001 - $50,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
S
|
May 16, 2017 |
$50,001 - $100,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Purchase
|
May 15, 2017 |
$1,001 - $15,000 |
| gooDYEAR TIRE & RUBBER 07.000% 051522 |
|
BOND |
Sale
|
May 15, 2017 |
$15,001 - $50,000 |
| Accenture plc Class A ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
May 15, 2017 |
$1,001 - $15,000 |
| China Mobile Limited (CHL) |
CHL |
STOCK |
Purchase
|
May 15, 2017 |
$15,001 - $50,000 |
| Baidu, Inc. - American Depositary Shares (BIDU) |
BIDU |
STOCK |
Purchase
|
May 12, 2017 |
$15,001 - $50,000 |
| Arcelor Mittal NY Registry Shares NEW |
MT |
STOCK |
Purchase
|
May 12, 2017 |
$15,001 - $50,000 |
| ANTERO RESOURCES CORP 05.625% P |
AR |
BOND |
Purchase
|
May 12, 2017 |
$1,001 - $15,000 |
| Astellas Pharma Inc Unsponsored ADR |
ASTS |
STOCK |
Sale
|
May 10, 2017 |
$15,001 - $50,000 |
| ANTERO RESOURCES CORP 05.625% P |
AR |
BOND |
Purchase
|
May 10, 2017 |
$1,001 - $15,000 |
| EL PASo PIPELINE PART oP 05.000% |
|
BOND |
Purchase
|
May 9, 2017 |
$15,001 - $50,000 |
| gooDYEAR TIRE & RUBBER 04.875% 031527 |
GT |
BOND |
Purchase
|
May 9, 2017 |
$1,001 - $15,000 |
| Koninklijke Ahold, N.V. American |
ADR |
STOCK |
Purchase
|
May 8, 2017 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
Sale
|
May 5, 2017 |
$15,001 - $50,000 |
| Arcelor Mittal NY Registry Shares NEW |
MT |
STOCK |
Purchase
|
May 5, 2017 |
$15,001 - $50,000 |
| ANTERO RESOURCES CORP 05.625% P |
AR |
BOND |
Purchase
|
May 5, 2017 |
$1,001 - $15,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
Sale
|
May 5, 2017 |
$1,001 - $15,000 |
| gemalto NV Sponsored ADR (gToMY) |
gToMY |
STOCK |
Purchase
|
May 5, 2017 |
$1,001 - $15,000 |
| ANTERO RESOURCES CORP 05.625% P |
AR |
BOND |
Purchase
|
May 4, 2017 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
Sale
|
May 4, 2017 |
$1,001 - $15,000 |
| Koninklijke Ahold, N.V. American Depositary Shares (AHoNY) |
AHoNY |
STOCK |
P
|
May 4, 2017 |
$1,001 - $15,000 |
| CoRP MED TERM NTS 07.250% |
|
NOTE |
Purchase
|
May 4, 2017 |
$1,001 - $15,000 |
| gooDYEAR TIRE & RUBBER 04.875% 031527 |
GT |
BOND |
Purchase
|
May 4, 2017 |
$1,001 - $15,000 |
| SLM CORP MED TERM NTS 07.250% |
|
NOTE |
P
|
May 3, 2017 |
$1,001 - $15,000 |
| ANTERo RESoURCES CoRP 05.625% 060123 |
|
BOND |
Purchase
|
May 3, 2017 |
$1,001 - $15,000 |
| gooDYEAR TIRE & RUBBER 04.875% 031527 |
GT |
BOND |
Purchase
|
May 3, 2017 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
Sale
|
May 3, 2017 |
$1,001 - $15,000 |
| CHESAPEAKE ENERgY CoRP 06.625% |
CHK |
BOND |
Purchase
|
May 2, 2017 |
$1,001 - $15,000 |
| WEYERHAEUSER REAL EST Co |
WY |
STOCK |
Purchase
|
May 2, 2017 |
$1,001 - $15,000 |
| Fresenius Medical Care Ag (FMS) |
FMS |
STOCK |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
S
|
May 1, 2017 |
$1,001 - $15,000 |
| Murata Manufacturing Co Ltd Unsponsored ADR (MRAAY) |
MRAAY |
STOCK |
S
|
May 1, 2017 |
$1,001 - $15,000 |
| Smith & Nephew SNATS, Inc. (SNN) |
SNN |
STOCK |
Sale
|
May 1, 2017 |
$1,001 - $15,000 |
| Komatsu Ltd ord American Depositary Shares (KMTUY) |
KMTUY |
STOCK |
Sale
|
May 1, 2017 |
$1,001 - $15,000 |
| Royal DSM NV Sponsored ADR (RDSMY) |
RDSMY |
STOCK |
S
|
May 1, 2017 |
$1,001 - $15,000 |
| ENgIE SPoN ADR |
ENGIY |
STOCK |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| E.oN SE Sponsored ADR (EoNgY) |
EoNgY |
STOCK |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| CHESAPEAKE ENERgY CoRP 06.625% |
CHK |
BOND |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| Carlsberg AS Sponsored ADR (CABgY) |
CABgY |
STOCK |
Sale
|
May 1, 2017 |
$1,001 - $15,000 |
| Baidu, Inc. - American Depositary Shares (BIDU) |
BIDU |
STOCK |
Purchase
|
May 1, 2017 |
$1,001 - $15,000 |
| ANTERO RESOURCES FIN 05.375% S |
|
BOND |
Sale
|
May 1, 2017 |
$1,001 - $15,000 |
| Ambev S.A. American Depositary Shares (ABEV) |
ABEV |
STOCK |
Sale
|
May 1, 2017 |
$1,001 - $15,000 |
| ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (ACSAY) |
ACSAY |
STOCK |
Sale
|
May 1, 2017 |
$1,001 - $15,000 |