| SP500 ARN ISSUER BAC CAP 15.42% |
|
FIXED INCOME |
Sale
|
April 28, 2017 |
$15,001 - $50,000 |
| SX5E STEPUP ISSUER HSBC STEP 30.00% |
|
FIXED INCOME |
Purchase
|
April 25, 2017 |
$50,001 - $100,000 |
| GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL |
|
FIXED INCOME |
Sale
|
April 20, 2017 |
$15,001 - $50,000 |
| MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18 |
|
BOND |
Purchase
|
April 20, 2017 |
$50,001 - $100,000 |
| R2000 ARN ISSUER SEK CAP 13.83% |
|
BOND |
Purchase
|
April 20, 2017 |
$50,001 - $100,000 |
| WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE |
|
BOND |
Sale
|
April 20, 2017 |
$15,001 - $50,000 |
| GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL |
|
FIXED INCOME |
Sale
|
April 20, 2017 |
$15,001 - $50,000 |
| International Business Machines Corporation (IBM) |
IBM |
STOCK |
Purchase
|
April 19, 2017 |
$1,001 - $15,000 |
| International Business Machines Corporation (IBM) |
IBM |
STOCK |
Purchase
|
April 19, 2017 |
$1,001 - $15,000 |
| Abbott Laboratories (ABT) |
ABT |
STOCK |
Sale
|
April 19, 2017 |
$15,001 - $50,000 |
| UIT FIRST TRUST GLOBAL DIVID PORT SER 42 MONTHLY REINVEST |
FGDVX |
FUND |
Sale
|
April 17, 2017 |
$100,001 - $250,000 |
| SX5E ARN ISSUER BOFA CAP 19.80% |
|
FIXED INCOME |
Purchase
|
April 3, 2017 |
$50,001 - $100,000 |