| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
March 31, 2017 |
$1,001 - $15,000 |
| PRECISIoN DRILLINg CoRP 05.250% |
|
BOND |
Purchase
|
March 31, 2017 |
$1,001 - $15,000 |
| TRANSoCEAN INC MW@ +40BP 06.800% |
TOC |
BOND |
Purchase
|
March 31, 2017 |
$1,001 - $15,000 |
| JT Spectra Energy Partners, LP Common Units representing Limited Partner Interests (SEP) |
SEP |
STOCK |
Sale
|
March 30, 2017 |
$50,001 - $100,000 |
| JT Targa Resources, Inc. (TRgP) |
TRGP |
STOCK |
Purchase
|
March 30, 2017 |
$15,001 - $50,000 |
| ALLY FINANCIAL INC B/E 05.125% 093024 |
ALLY |
BOND |
S
|
March 30, 2017 |
$15,001 - $50,000 |
| NEW JERSEY ST TPK AUTH SR A RV BE/R/ 5 DUE 010128 |
|
BOND |
Purchase
|
March 30, 2017 |
$100,001 - $250,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
March 30, 2017 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
March 30, 2017 |
$1,001 - $15,000 |
| EQT gP Holdings, LP Common Units |
EQT |
STOCK |
Purchase
|
March 30, 2017 |
$15,001 - $50,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
March 30, 2017 |
$1,001 - $15,000 |
| AES CoRP NTS B/E 08.000% 060120 |
AES |
BOND |
S
|
March 28, 2017 |
$1,001 - $15,000 |
| AUToNATIoN INC NTS B/E 05.500% |
|
BOND |
Purchase
|
March 28, 2017 |
$15,001 - $50,000 |
| UNITED RENTALS NoRTH AM S 05.750% |
|
BOND |
Sale
|
March 28, 2017 |
$1,001 - $15,000 |
| JT SPDR Select Sector Fund - Financial (XLF) |
XLF |
ETF |
Purchase
|
March 27, 2017 |
$1,001 - $15,000 |
| Canadian Natural Resources Limited (CNQ) |
CNQ |
STOCK |
Purchase
|
March 24, 2017 |
$15,001 - $50,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
Purchase
|
March 23, 2017 |
$1,001 - $15,000 |
| PRECISIoN DRILLINg CoRP 05.250% |
|
BOND |
Purchase
|
March 22, 2017 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
March 22, 2017 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
March 22, 2017 |
$1,001 - $15,000 |
| UNITED RENTALS NoRTH AM S 05.750% |
|
BOND |
Sale
|
March 21, 2017 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP NTS 04.875% |
|
NOTE |
Purchase
|
March 21, 2017 |
$1,001 - $15,000 |
| HCA INC B/E 05.875% 050123 |
|
BOND |
Purchase
|
March 21, 2017 |
$1,001 - $15,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Purchase
|
March 20, 2017 |
$1,001 - $15,000 |
| INTL LEASE FIN CoRP NTS 08.250% 121520 |
|
BOND |
Sale
|
March 20, 2017 |
$1,001 - $15,000 |
| PRECISIoN DRILLINg CoRP 05.250% |
|
BOND |
Purchase
|
March 20, 2017 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP NTS 04.875% |
|
NOTE |
Purchase
|
March 17, 2017 |
$1,001 - $15,000 |
| HCA INC B/E 05.875% 050123 |
|
BOND |
Purchase
|
March 17, 2017 |
$1,001 - $15,000 |
| INTL LEASE FIN CoRP NTS 08.250% 121520 |
|
BOND |
Sale
|
March 17, 2017 |
$1,001 - $15,000 |
| HCA INC B/E 05.875% 050123 |
|
BOND |
Purchase
|
March 16, 2017 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
March 15, 2017 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
March 15, 2017 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
March 15, 2017 |
$1,001 - $15,000 |
| UNITED RENTALS NoRTH AM S 05.750% |
|
BOND |
Sale
|
March 15, 2017 |
$1,001 - $15,000 |
| WEYERHAEUSER REAL EST Co 05.875% 061524 |
WY |
BOND |
Purchase
|
March 15, 2017 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP NTS 04.875% |
|
NOTE |
Purchase
|
March 15, 2017 |
$1,001 - $15,000 |
| WEYERHAEUSER REAL EST Co 05.875% 061524 |
WY |
BOND |
Purchase
|
March 14, 2017 |
$1,001 - $15,000 |
| WEYERHAEUSER REAL EST Co 05.875% 061524 |
WY |
BOND |
Purchase
|
March 13, 2017 |
$1,001 - $15,000 |
| JT Tata Motors Ltd Tata Motors Limited (TTM) |
TTM |
STOCK |
Purchase
|
March 10, 2017 |
$15,001 - $50,000 |
| DC SEMPER MBS ToTAL RETURN FUND P |
|
FUND |
Purchase
|
March 9, 2017 |
$15,001 - $50,000 |
| DC SEMPER MBS ToTAL RETURN FUND P |
|
FUND |
Purchase
|
March 9, 2017 |
$1,001 - $15,000 |
| iShares 7-10 Year Treasury Bond ETF (IEF) |
IEF |
ETF |
Purchase
|
March 9, 2017 |
$15,001 - $50,000 |
| iShares 7-10 Year Treasury Bond ETF (IEF) |
IEF |
ETF |
Purchase
|
March 9, 2017 |
$15,001 - $50,000 |
| DoUBLE LINE ToTAL RETURN FUND S |
|
FUND |
Sale
|
March 9, 2017 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
March 9, 2017 |
$1,001 - $15,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYLB |
FUND |
Purchase
|
March 9, 2017 |
$15,001 - $50,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYLB |
FUND |
Purchase
|
March 9, 2017 |
$15,001 - $50,000 |
| DoUBLE LINE ToTAL RETURN FUND |
|
FUND |
Purchase
|
March 9, 2017 |
$15,001 - $50,000 |
| AECoM TECHNoLogY C NTS 05.875% 101524 DTD101515 |
|
BOND |
P
|
March 8, 2017 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP NTS 04.875% |
|
NOTE |
Purchase
|
March 8, 2017 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% |
|
BOND |
Purchase
|
March 8, 2017 |
$1,001 - $15,000 |
| ACCESS MIDSTREAM 04.875% 051523 |
|
BOND |
S
|
March 7, 2017 |
$15,001 - $50,000 |
| CBRE SERVICES INC B/E 05.000% |
|
BOND |
Purchase
|
March 7, 2017 |
$1,001 - $15,000 |
| AECoM TECHNoLogY C NTS 05.875% 101524 |
|
BOND |
P
|
March 7, 2017 |
$1,001 - $15,000 |
| INTL LEASE FIN CoRP NTS 08.250% 121520 |
|
BOND |
Sale
|
March 3, 2017 |
$1,001 - $15,000 |
| Aercap Holdings N.V. ordinary Shares (AER) |
AER |
STOCK |
P
|
March 3, 2017 |
$15,001 - $50,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
Purchase
|
March 3, 2017 |
$1,001 - $15,000 |
| JT SESI L L C NTS B/E 07.125% 121521 |
|
NOTE |
Purchase
|
March 3, 2017 |
$1,001 - $15,000 |
| JT TENET HEALTHCARE CoRP 08.125% 040122 |
THC |
BOND |
Purchase
|
March 2, 2017 |
$1,001 - $15,000 |
| KENNEDY-WILSoN INC MTN 05.875% 040124 |
|
BOND |
Purchase
|
March 2, 2017 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% |
THC |
BOND |
Purchase
|
March 1, 2017 |
$1,001 - $15,000 |