Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| R2000 CLIRNS ISSUER CIBC CaP 20.40% SV 1,075.699 DUE 03/28/18 | FIXED INCOME | Purchase | Feb. 17, 2017 | $50,001 - $100,000 | |
| R2000 CLIRNS ISSUER CIBC CaP 20.40% SV 1,075.699 DUE 03/28/18 | FIXED INCOME | Purchase | Feb. 6, 2017 | $15,001 - $50,000 | |
| INNaTE IMMUNoTHERaPEUTIC aUD PaR oRDINaRY | INNT | STOCK | Purchase | Feb. 3, 2017 | $1,001 - $15,000 |