| Deutsche Post Ag Sponsored ADR (DPSgY) |
DPSgY |
STOCK |
Purchase
|
Feb. 28, 2017 |
$15,001 - $50,000 |
| TENET HEALTHCARE CoRP 08.125% P 040122 |
THC |
BOND |
Purchase
|
Feb. 28, 2017 |
$1,001 - $15,000 |
| SESI L L C NTS B/E 07.125% 121521 |
|
BOND |
Purchase
|
Feb. 27, 2017 |
$1,001 - $15,000 |
| CoNSTELLATIoN BRANDS INC S 06.000% 050122 |
STZ |
BOND |
Purchase
|
Feb. 27, 2017 |
$15,001 - $50,000 |
| Deutsche Post Ag Sponsored ADR (DPSgY) |
DPSgY |
STOCK |
Purchase
|
Feb. 27, 2017 |
$15,001 - $50,000 |
| CoNSTELLATIoN BRANDS INC S 06.000% 050122 |
STZ |
BOND |
Purchase
|
Feb. 24, 2017 |
$1,001 - $15,000 |
| SESI L L C NTS B/E 07.125% 121521 P |
|
BOND |
New
|
Feb. 24, 2017 |
$1,001 - $15,000 |
| KENNEDY-WILSoN INC MTN 05.875% 040124 |
|
BOND |
Purchase
|
Feb. 23, 2017 |
$1,001 - $15,000 |
| SABINE PASS LIQUEFACTIoN S 05.625% 030125 |
|
BOND |
New
|
Feb. 23, 2017 |
$1,001 - $15,000 |
| KENNEDY-WILSoN INC MTN 05.875% 040124 |
|
BOND |
Purchase
|
Feb. 22, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 22, 2017 |
$1,001 - $15,000 |
| EL PASo CoRP MW@+50BP 07.000% S 061517 |
|
BOND |
Purchase
|
Feb. 22, 2017 |
$15,001 - $50,000 |
| SABINE PASS LIQUEFACTIoN S 05.625% 030125 |
|
BOND |
New
|
Feb. 22, 2017 |
$1,001 - $15,000 |
| KENNEDY-WILSoN INC MTN 05.875% 040124 |
|
BOND |
Purchase
|
Feb. 21, 2017 |
$1,001 - $15,000 |
| TEMPUR SEALY INTL INC 05.500% 061526 (Corp bond) |
|
BOND |
Purchase
|
Feb. 21, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 17, 2017 |
$1,001 - $15,000 |
| TEMPUR SEALY INTL INC 05.500% 061526 (Corp bond) |
|
BOND |
Purchase
|
Feb. 17, 2017 |
$1,001 - $15,000 |
| TEMPUR SEALY INTL INC 05.500% 061526 (Corp bond) |
|
BOND |
Purchase
|
Feb. 16, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 16, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 15, 2017 |
$1,001 - $15,000 |
| WESTERN DIGITAL CORP NTS 10.500% 040124 |
|
NOTE |
Purchase
|
Feb. 15, 2017 |
$1,001 - $15,000 |
| UNIV CT GENL OBLIG SR A RV BE/R/ 5 DUE 011533 |
|
BOND |
Purchase
|
Feb. 15, 2017 |
$100,001 - $250,000 |
| Total S.A. (ToT) |
TOT |
STOCK |
Sale
|
Feb. 15, 2017 |
$15,001 - $50,000 |
| LUBBOCK COUNTY TX go REF FSA S B/E /R/ 5 DUE 021521 |
|
BOND |
New
|
Feb. 15, 2017 |
$100,001 - $250,000 |
| NORTH HUDSON SEW AUTH N SR A P RV BE/R/ 5 DUE 060128 |
|
BOND |
New
|
Feb. 15, 2017 |
$50,001 - $100,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 14, 2017 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Purchase
|
Feb. 13, 2017 |
$1,001 - $15,000 |
| HERTZ CoRP NTS B/E 06.750% 041519 |
|
BOND |
Sale
|
Feb. 13, 2017 |
$1,001 - $15,000 |
| TEMPUR SEALY INTL INC 05.500% 061526 (Corp bond) |
|
BOND |
Purchase
|
Feb. 13, 2017 |
$1,001 - $15,000 |
| ALBERTSoNS INC MW+30BP 08.000% 050131 |
ACI |
BOND |
P
|
Feb. 13, 2017 |
$15,001 - $50,000 |
| CoNCHo RESoURCES INC B/E S 05.500% 040123 |
|
BOND |
Purchase
|
Feb. 10, 2017 |
$15,001 - $50,000 |
| WESTERN DIGITAL CORP NTS 10.500% 040124 |
|
NOTE |
Purchase
|
Feb. 10, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 10, 2017 |
$1,001 - $15,000 |
| KENNEDY-WILSoN INC MTN 05.875% 040124 |
|
BOND |
Purchase
|
Feb. 10, 2017 |
$1,001 - $15,000 |
| ENSCo PLC NTS B/E 05.750% 100144 |
|
BOND |
Purchase
|
Feb. 9, 2017 |
$1,001 - $15,000 |
| WESTERN DIGITAL CORP NTS 10.500% 040124 |
|
NOTE |
Purchase
|
Feb. 9, 2017 |
$1,001 - $15,000 |
| BHP Billiton plc Sponsored ADR (BBL) |
BBL |
STOCK |
P
|
Feb. 9, 2017 |
$15,001 - $50,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 9, 2017 |
$1,001 - $15,000 |
| CHS / CMNTY HEALTH SYS 05.125% S 02/8/2017 081518 |
|
BOND |
Purchase
|
Feb. 8, 2017 |
$1,001 - $15,000 |
| ENSCo PLC NTS B/E 05.750% 100144 |
|
BOND |
Purchase
|
Feb. 8, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 8, 2017 |
$1,001 - $15,000 |
| WESTERN DIGITAL CORP NTS 10.500% 040124 |
|
NOTE |
Purchase
|
Feb. 8, 2017 |
$1,001 - $15,000 |
| NRg YIELD oPERATINg LLC 05.375% P |
|
BOND |
New
|
Feb. 7, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 7, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 6, 2017 |
$1,001 - $15,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
Purchase
|
Feb. 3, 2017 |
$1,001 - $15,000 |
| Bioverativ Inc. (BIVV) |
BIVV |
STOCK |
E
|
Feb. 2, 2017 |
$1,001 - $15,000 |
| RoWAN CoMPANIES INC B/E 4.875% P 060122 |
|
BOND |
New
|
Feb. 2, 2017 |
$1,001 - $15,000 |
| Bioverativ Inc. (BIVV) |
BIVV |
STOCK |
E
|
Feb. 2, 2017 |
$1,001 - $15,000 |
| Bioverativ Inc. (BIVV) |
BIVV |
STOCK |
E
|
Feb. 2, 2017 |
$1,001 - $15,000 |
| ALBERTSoNS INC 07.450% 080129 |
ACI |
BOND |
P
|
Feb. 1, 2017 |
$1,001 - $15,000 |
| LogMein, Inc. (LogM) |
LOGM |
STOCK |
E
|
Feb. 1, 2017 |
$1,001 - $15,000 |
| RoWAN CoMPANIES INC B/E 4.875% P 060122 |
|
BOND |
New
|
Feb. 1, 2017 |
$1,001 - $15,000 |
| LogMein, Inc. (LogM) |
LOGM |
STOCK |
E
|
Feb. 1, 2017 |
$1,001 - $15,000 |
| LogMein, Inc. (LogM) |
LOGM |
STOCK |
E
|
Feb. 1, 2017 |
$1,001 - $15,000 |