| Essilor International SA ADR (ESLoY) |
ESLoY |
STOCK |
Purchase
|
Jan. 31, 2017 |
$15,001 - $50,000 |
| Koninklijke Philips N.V. NY Registry Shares (PHg) |
PHG |
STOCK |
Sale
|
Jan. 30, 2017 |
$15,001 - $50,000 |
| Exxon Mobil Corporation (XoM) |
XOM |
STOCK |
Sale
|
Jan. 27, 2017 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
P
|
Jan. 27, 2017 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
P
|
Jan. 27, 2017 |
$100,001 - $250,000 |
| Exxon Mobil Corporation (XoM) |
XOM |
STOCK |
Sale
|
Jan. 27, 2017 |
$1,001 - $15,000 |
| Exxon Mobil Corporation (XoM) |
XOM |
STOCK |
Sale
|
Jan. 27, 2017 |
$100,001 - $250,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
P
|
Jan. 27, 2017 |
$1,001 - $15,000 |
| D R HoRToN INC 04.000% 021520 |
|
BOND |
Sale
|
Jan. 26, 2017 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
Purchase
|
Jan. 26, 2017 |
$1,001 - $15,000 |
| ADT CoRP NTS B/E 06.250% 101521 |
|
BOND |
Purchase
|
Jan. 26, 2017 |
$15,001 - $50,000 |
| SPDR Select Sector Fund - Industrial (XLI) |
XLI |
ETF |
S
|
Jan. 26, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Industrial (XLI) |
XLI |
ETF |
S
|
Jan. 26, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Industrial (XLI) |
XLI |
ETF |
Sale
|
Jan. 26, 2017 |
$100,001 - $250,000 |
| NRg YIELD oPERATINg LLC 05.375% |
|
BOND |
Purchase
|
Jan. 26, 2017 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
Purchase
|
Jan. 26, 2017 |
$1,001 - $15,000 |
| Johnson Controls International plc ordinary Share (JCI) |
JCI |
STOCK |
Purchase
|
Jan. 26, 2017 |
$100,001 - $250,000 |
| JT RoWAN CoMPANIES INC B/E 4.875% 060122 |
|
BOND |
Purchase
|
Jan. 25, 2017 |
$1,001 - $15,000 |
| NRg YIELD oPERATINg LLC 05.375% |
|
BOND |
Purchase
|
Jan. 24, 2017 |
$1,001 - $15,000 |
| NRg YIELD oPERATINg LLC 05.375% |
|
BOND |
Purchase
|
Jan. 20, 2017 |
$1,001 - $15,000 |
| ENSCo PLC NTS B/E 05.750% 100144 |
|
BOND |
Purchase
|
Jan. 19, 2017 |
$1,001 - $15,000 |
| RoWAN CoMPANIES INC B/E 4.875% |
|
BOND |
Purchase
|
Jan. 18, 2017 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% 031523 |
|
BOND |
Sale
|
Jan. 17, 2017 |
$1,001 - $15,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
Sale
|
Jan. 17, 2017 |
$100,001 - $250,000 |
| SPDR Select Sector Fund - Financial (XLF) |
XLF |
ETF |
Purchase
|
Jan. 17, 2017 |
$100,001 - $250,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Sale
|
Jan. 13, 2017 |
$15,001 - $50,000 |
| BLACKRoCK HIgH YIELD BoND I |
HYGB |
FUND |
Sale
|
Jan. 13, 2017 |
$1,001 - $15,000 |
| DC RIDgEWoRTH SEIX FLoATINg RATE P HIgH INCoME FUND |
SFLRX |
FUND |
Purchase
|
Jan. 13, 2017 |
$15,001 - $50,000 |
| DC RIDgEWoRTH SEIX FLoATINg RATE P HIgH INCoME FUND |
SFLRX |
FUND |
Purchase
|
Jan. 13, 2017 |
$15,001 - $50,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Sale
|
Jan. 13, 2017 |
$15,001 - $50,000 |
| DoUBLE LINE ToTAL RETURN FUND INSTL |
|
FUND |
Sale
|
Jan. 13, 2017 |
$1,001 - $15,000 |
| VEREIT INCoRP NTS B/E 04.875% 060126 |
|
BOND |
S
|
Jan. 13, 2017 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% 031523 |
|
BOND |
Sale
|
Jan. 13, 2017 |
$1,001 - $15,000 |
| RoWAN CoMPANIES INC B/E 4.875% |
|
BOND |
Purchase
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| DC Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| DC Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| DC Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| JT Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Jan. 12, 2017 |
$100,001 - $250,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) |
CVX |
STOCK |
Purchase
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
Jan. 12, 2017 |
$15,001 - $50,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| D/B/A Chubb Limited New (CB) |
CB |
STOCK |
Sale
|
Jan. 12, 2017 |
$100,001 - $250,000 |
| Chubb Limited New (CB) |
CB |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Chubb Limited New (CB) |
CB |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| BlackRock, Inc. (BLK) |
BLK |
STOCK |
Purchase
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| BlackRock, Inc. (BLK) |
BLK |
STOCK |
Purchase
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| VEREIT INCoRP NTS B/E 04.875% 060126 |
|
BOND |
S
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Financial (XLF) |
XLF |
ETF |
Purchase
|
Jan. 12, 2017 |
$250,001 - $500,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Sale
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
S
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Sale
|
Jan. 12, 2017 |
$15,001 - $50,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
S
|
Jan. 12, 2017 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
Sale
|
Jan. 12, 2017 |
$100,001 - $250,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Jan. 11, 2017 |
$1,001 - $15,000 |
| VEREIT INCoRP NTS B/E 04.875% 060126 |
|
BOND |
S
|
Jan. 11, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Sale
|
Jan. 11, 2017 |
$1,001 - $15,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Jan. 11, 2017 |
$100,001 - $250,000 |
| CVS Health Corporation (CVS) |
CVS |
STOCK |
Purchase
|
Jan. 11, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Sale
|
Jan. 11, 2017 |
$1,001 - $15,000 |
| SPDR Select Sector Fund - Consumer Staples (XLP) |
XLP |
ETF |
Sale
|
Jan. 11, 2017 |
$100,001 - $250,000 |
| DNB ASA SPoNSoRED ADR (DNHBY) |
DNHBY |
STOCK |
Sale
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Adecco SA Unsponsored ADR (AHEXY) |
AHEXY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| AEgoN N.V. (AEg) |
AGN |
STOCK |
Sale
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Ambev S.A. American Depositary Shares (ABEV) |
ABEV |
STOCK |
Purchase
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Astellas Pharma Inc Unsponsored ADR (ALPMY) |
ALPMY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Banco Bilbao Vizcaya Argentaria S.A. (BBVA) |
BBVA |
STOCK |
Sale
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| BHP Billiton plc Sponsored ADR (BBL) |
BBL |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Carlsberg AS Sponsored ADR Representing Class B Shares (CABgY) |
CABgY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| China Mobile Limited (CHL) |
CHL |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| CK HUTCHISoN HLDgS LTD |
0001 |
STOCK |
Purchase
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Dbs group Holdings Ltd ord American Depositary Shares (DBSDY) |
DBSDY |
STOCK |
Sale
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Deutsche Post Ag Sponsored ADR (DPSgY) |
DPSgY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Actividades De Construccion Y Servicios SA Unsponsored ADR (ACSAY) |
ACSAY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| E.oN SE Sponsored ADR (EoNgY) |
EoNgY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| ENgIE SPoN ADR |
ENGIY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| ENSCo PLC NTS B/E 05.750% 100144 |
|
BOND |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Fresenius Medical Care Ag (FMS) |
FMS |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| gemalto NV Sponsored ADR (gToMY) |
gToMY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| HSBC Holdings, plc. (HSBC) |
HSBC |
STOCK |
Sale
|
Jan. 10, 2017 |
$50,001 - $100,000 |
| Intesa Sanpaolo S.P.A. Sponsored ADR (ISNPY) |
ISNPY |
STOCK |
Sale
|
Jan. 10, 2017 |
$50,001 - $100,000 |
| Julius Baer group Ltd Unsponsored ADR (JBAXY) |
JBAXY |
STOCK |
Sale
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Komatsu Ltd ord American Depositary Shares (KMTUY) |
KMTUY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Koninklijke Philips N.V. NY Registry Shares (PHg) |
PHG |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Mazda Motor Corp Unsponsored ADR (MZDAY) |
MZDAY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Murata Manufacturing Co Ltd Unsponsored ADR (MRAAY) |
MRAAY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| NEW JERSEY TRANS TRUST A-2 RV |
|
BOND |
Purchase
|
Jan. 10, 2017 |
$100,001 - $250,000 |
| orange (oRAN) |
ORA |
STOCK |
Purchase
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| otsuka Holdings Co. Ltd, Tokyo Unsponsored ADR (oTSKY) |
OTSKY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Panasonic Corporation (PCRFY) |
PCRFY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| JT Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Royal DSM NV Sponsored ADR (RDSMY) |
RDSMY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Royal Dutch Shell PLC Royal Dutch Shell American Depositary Shares (RDS.A) |
RDS.A |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Secom Co Ltd American Depositary Shares (SoMLY) |
SOMLY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Smith & Nephew SNATS, Inc. (SNN) |
SNN |
STOCK |
Purchase
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Societe generale France Sponsored ADR (SCgLY) |
SCgLY |
STOCK |
Sale
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| SPRINT CoRP NTS B/E 07.250% P 091521 |
|
BOND |
S
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Suntory Beverage & Food Ltd American Depositary Shares (STBFY) |
STBFY |
STOCK |
P
|
Jan. 10, 2017 |
$15,001 - $50,000 |
| Total S.A. (ToT) |
TOT |
STOCK |
P
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| Vivendi SA Unsponsored ADR (VIVHY) |
VIVHY |
STOCK |
P
|
Jan. 10, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Royal DSM NV Sponsored ADR (RDSMY) |
RDSMY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
S
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
S
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
S
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
S
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Secom Co Ltd American Depositary Shares (SoMLY) |
SOMLY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| JT Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$50,001 - $100,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Sale
|
Jan. 9, 2017 |
$250,001 - $500,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
S
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Smith & Nephew SNATS, Inc. (SNN) |
SNN |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| AEgoN N.V. (AEg) |
AGN |
STOCK |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Intesa Sanpaolo S.P.A. Sponsored ADR (ISNPY) |
ISNPY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$50,001 - $100,000 |
| Immunogen, Inc. (IMgN) |
IMGN |
STOCK |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| gemalto NV Sponsored ADR (gToMY) |
gToMY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Fresenius Medical Care Ag (FMS) |
FMS |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Freeport-McMoRan, Inc. (FCX) |
FCX |
STOCK |
Sale
|
Jan. 9, 2017 |
$50,001 - $100,000 |
| ENSCo PLC NTS B/E 05.750% 100144 |
|
BOND |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| E.oN SE Sponsored ADR (EoNgY) |
EoNgY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Deutsche Post Ag Sponsored ADR (DPSgY) |
DPSgY |
STOCK |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| China Mobile Limited (CHL) |
CHL |
STOCK |
Purchase
|
Jan. 9, 2017 |
$50,001 - $100,000 |
| Vivendi SA Unsponsored ADR (VIVHY) |
VIVHY |
STOCK |
P
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| CBRE SERVICES INC B/E 05.000% 031523 |
|
BOND |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Purchase
|
Jan. 9, 2017 |
$100,001 - $250,000 |
| Carrefour S A (CRRFY) |
CRRFY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Astellas Pharma Inc Unsponsored ADR (ALPMY) |
ALPMY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Murata Manufacturing Co Ltd Unsponsored ADR (MRAAY) |
MRAAY |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| L3 Technologies, Inc. (LLL) |
LLL |
STOCK |
Purchase
|
Jan. 9, 2017 |
$100,001 - $250,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Nuance Communications, Inc. (NUAN) |
NUAN |
STOCK |
Purchase
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Nucor Corporation (NUE) |
NUE |
STOCK |
Sale
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOIT |
ETF |
Purchase
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
Sale
|
Jan. 9, 2017 |
$15,001 - $50,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Sale
|
Jan. 9, 2017 |
$1,001 - $15,000 |
| Seiko Epson Corp Suwa Unsponsored ADR (SEKEY) |
SEKEY |
STOCK |
Sale
|
Jan. 6, 2017 |
$1,001 - $15,000 |
| Adecco SA Unsponsored ADR (AHEXY) |
AHEXY |
STOCK |
Sale
|
Jan. 6, 2017 |
$1,001 - $15,000 |
| ENSCo PLC NTS B/E 05.750% 100144 |
|
BOND |
Purchase
|
Jan. 6, 2017 |
$1,001 - $15,000 |
| ARAMARK SVCS INC NTS B/E 05.125% 011524 |
|
BOND |
Purchase
|
Jan. 5, 2017 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% 031523 |
|
BOND |
Sale
|
Jan. 3, 2017 |
$1,001 - $15,000 |