| SP500 STEPUP ISSUER HSBC STEP 35.00% |
|
FIXED INCOME |
P
|
Jan. 26, 2017 |
$15,001 - $50,000 |
| INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARY |
INNT |
STOCK |
Purchase
|
Jan. 26, 2017 |
$1,001 - $15,000 |
| SP500 STEPUP ISSUER HSBC STEP 35.00% |
|
FIXED INCOME |
P
|
Jan. 26, 2017 |
$50,001 - $100,000 |
| R2000 STEPUP ISSUER BARC STEP 35.00% |
|
FIXED INCOME |
Purchase
|
Jan. 26, 2017 |
$15,001 - $50,000 |
| WELLS FARGO & COMPANY JR SUBORDNTD SER |
WFC |
BOND |
nan
|
Jan. 19, 2017 |
$15,001 - $50,000 |
| SPX/SX5E STEPUP ISS HSBC STEP 22.80% |
|
FIXED INCOME |
P
|
Jan. 19, 2017 |
$50,001 - $100,000 |
| US BANCORP JR SUBORDNTD |
|
BOND |
S
|
Jan. 19, 2017 |
$15,001 - $50,000 |
| Philip Morris International Inc (PM) |
PM |
STOCK |
Purchase
|
Jan. 18, 2017 |
$1,001 - $15,000 |
| Simon Property Group, Inc. (SPG) |
SPG |
STOCK |
Purchase
|
Jan. 18, 2017 |
$1,001 - $15,000 |
| JP Morgan Chase & Co. (JPM) |
JPM |
STOCK |
Sale
|
Jan. 18, 2017 |
$1,001 - $15,000 |
| Simon Property Group, Inc. (SPG) |
SPG |
STOCK |
Purchase
|
Jan. 18, 2017 |
$1,001 - $15,000 |
| SP500 STEPUP ISSUER BNS STEP 16.30% |
|
BOND |
S
|
Jan. 17, 2017 |
$100,001 - $250,000 |
| SP500 CLIRN ISSUER CS CAP 19.85% |
|
FIXED INCOME |
S
|
Jan. 17, 2017 |
$100,001 - $250,000 |
| SP500 CLIRN ISSUER CS CAP 19.85% |
|
FIXED INCOME |
S
|
Jan. 17, 2017 |
$15,001 - $50,000 |