Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| R2000 CLIRN ISSUER CIbC CaP 18.18% SV 1,217.325 DUE 07/27/18 bUF 10% | FIXED INCOME | Purchase | Dec. 27, 2016 | $50,001 - $100,000 | |
| SP500 bEaRaRN ISS baRC CaP 13.5% SV 2090.10 DUE 07/28/17 | FIXED INCOME | Sale | Dec. 27, 2016 | $50,001 - $100,000 | |
| ARLINGTON TEX HIGHER ED FIN CORP ED REV SER a RF JUL16 05.000%DEC01 2051 | BOND | Purchase | Dec. 7, 2016 | $50,001 - $100,000 | |
| TEXaS ST TRaNSN CoMMN-HWY IMPT MaY16 05.000%aPR01 2041 | BOND | Sale | Dec. 7, 2016 | $50,001 - $100,000 |