Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Highland lg Sht Healthcare Z | FUND | nan | Nov. 3, 2016 | $1,001 - $15,000 | |
| Principal Preferred Sec Inst | FUND | nan | Nov. 3, 2016 | $1,001 - $15,000 | |
| aetna Inc. (aET) | AET | STOCK | nan | Nov. 1, 2016 | $15,001 - $50,000 |