Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Bergen Cnty NJ Impt 4.0% 8/15/22 | BOND | Purchase | Oct. 31, 2016 | $100,001 - $250,000 | |
| Massachusetts St Wtr 5.0% 8/01/17 | BOND | Sale | Oct. 27, 2016 | $100,001 - $250,000 | |
| Texas St Transprtn C 5.0% 10/01/24 | BOND | Purchase | Oct. 26, 2016 | $100,001 - $250,000 | |
| California St Public 5.0% 6/01/19 | BOND | Sale | Oct. 18, 2016 | $100,001 - $250,000 | |
| New York NY 4.0% 9/01/19 | BOND | Sale | Oct. 18, 2016 | $50,001 - $100,000 |