Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| SP500 CLIRN ISSUER RBC CAP | ETF | Sale | Oct. 28, 2016 | $100,001 - $250,000 | |
| MetLife, Inc. (MET) | MET | STOCK | Sale | Oct. 19, 2016 | $1,001 - $15,000 |
| MetLife, Inc. (MET) | MET | STOCK | Sale | Oct. 18, 2016 | $1,001 - $15,000 |
| SP500 CLIRN ISSUER BAC CAP | FIXED INCOME | Purchase | Oct. 11, 2016 | $50,001 - $100,000 | |
| R2000 CLIRN ISSUER CIBC CAP | FIXED INCOME | Purchase | Sept. 29, 2016 | $15,001 - $50,000 |