| R2000 ARN ISSUER SEK CAP 14.37% SV 1,140.398 DUE 06/30/17 |
|
BOND |
Purchase
|
Aug. 23, 2016 |
$50,001 - $100,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Sale
|
Aug. 19, 2016 |
$1,001 - $15,000 |
| R2000 ARN ISSUER bARC CAP 18.51% SV 1,003.273 DUE 03/31/17 |
|
BOND |
Sale
|
Aug. 18, 2016 |
$50,001 - $100,000 |
| Sumitomo Chemical Co Ltd Unsponsored ADR (SOMMY) |
SOMMY |
STOCK |
Sale
|
Aug. 18, 2016 |
$1,001 - $15,000 |
| SP500 CLIRN ISSUER bAC CAP 15.36% SV 2,097.90 DUE 06/29/18 bUF 10% |
|
FIXED INCOME |
Purchase
|
Aug. 18, 2016 |
$50,001 - $100,000 |
| Allergan plc Ordinary Shares (AgN) |
AGN |
STOCK |
Purchase
|
Aug. 17, 2016 |
$1,001 - $15,000 |
| bristol-Myers Squibb Company (bMY) |
BMY |
STOCK |
Sale
|
Aug. 17, 2016 |
$1,001 - $15,000 |
| Capital One Financial Corporation (COF) |
COF |
STOCK |
Sale
|
Aug. 17, 2016 |
$1,001 - $15,000 |
| ICICI bank Limited (IbN) |
IBN |
STOCK |
Sale
|
Aug. 17, 2016 |
$1,001 - $15,000 |
| The Priceline group Inc. (PCLN) |
BKNG |
STOCK |
Purchase
|
Aug. 17, 2016 |
$1,001 - $15,000 |
| U.S. bancorp (USb) |
USB |
STOCK |
Purchase
|
Aug. 17, 2016 |
$1,001 - $15,000 |
| Time Warner Inc. New (TWX) |
TWX |
STOCK |
Purchase
|
Aug. 12, 2016 |
$1,001 - $15,000 |
| gilead Sciences, Inc. (gILD) |
GILD |
STOCK |
Sale
|
Aug. 11, 2016 |
$1,001 - $15,000 |
| International business Machines Corporation (IbM) |
IBM |
STOCK |
Sale
|
Aug. 10, 2016 |
$1,001 - $15,000 |
| Oracle Corporation (ORCL) |
ORCL |
STOCK |
Purchase
|
Aug. 10, 2016 |
$1,001 - $15,000 |
| SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 |
|
FIXED INCOME |
Purchase
|
Aug. 9, 2016 |
$15,001 - $50,000 |
| SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 bUF 10% |
|
FIXED INCOME |
Purchase
|
Aug. 8, 2016 |
$50,001 - $100,000 |
| SP500 CLIRN ISSUER bAC CAP 14.04% SV 2,089.41 DUE 10/27/17 bUF 10% |
|
FIXED INCOME |
Purchase
|
Aug. 8, 2016 |
$15,001 - $50,000 |
| Celgene Corporation (CELg) |
CELG |
STOCK |
Purchase
|
Aug. 4, 2016 |
$1,001 - $15,000 |
| Time Warner Inc. New (TWX) |
TWX |
STOCK |
Purchase
|
Aug. 3, 2016 |
$1,001 - $15,000 |
| International business Machines Corporation (IbM) |
IBM |
STOCK |
Sale
|
Aug. 3, 2016 |
$1,001 - $15,000 |
| Celgene Corporation (CELg) |
CELG |
STOCK |
Purchase
|
Aug. 3, 2016 |
$1,001 - $15,000 |
| Oracle Corporation (ORCL) |
ORCL |
STOCK |
Purchase
|
Aug. 3, 2016 |
$1,001 - $15,000 |
| Capital One Financial Corporation (COF) |
COF |
STOCK |
Sale
|
Aug. 3, 2016 |
$1,001 - $15,000 |
| U.S. bancorp (USb) |
USB |
STOCK |
Purchase
|
Aug. 3, 2016 |
$1,001 - $15,000 |
| gilead Sciences, Inc. (gILD) |
GILD |
STOCK |
Sale
|
Aug. 3, 2016 |
$1,001 - $15,000 |