| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
June 30, 2016 |
$1,001 - $15,000 |
| Morgan Stanley 4.75% Due 03/22/2016 |
|
BOND |
Sale
|
June 27, 2016 |
$50,001 - $100,000 |
| unites States Treas Nts 1.375% Due 06/30/2018 |
|
NOTE |
S
|
June 24, 2016 |
$50,001 - $100,000 |
| N Dakota Hsg Fin 1.3% Due 07/01/18 |
|
BOND |
Sale
|
June 23, 2016 |
$100,001 - $250,000 |
| Connecticut Hsg 2.75% Due 05/15/26 |
|
BOND |
S
|
June 23, 2016 |
$100,001 - $250,000 |
| Bay Area Toll Auth Calif 1.5% Due 04/01/47 |
|
BOND |
S
|
June 23, 2016 |
$100,001 - $250,000 |
| Idaho St Bldg Auth 5.0% Due 09/01/23 |
|
BOND |
S
|
June 23, 2016 |
$50,001 - $100,000 |
| Dialight (3305779) |
DIA |
STOCK |
S
|
June 10, 2016 |
$1,001 - $15,000 |
| Fanuc Corp |
FANUY |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| First Solar, Inc. (FSlR) |
FSLR |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Fleetmatics Group PlC ordinary Shares (FlTX) |
FLTX |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Flowserve Corporation (FlS) |
FLS |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. (HASI) |
HASI |
STOCK |
S
|
June 9, 2016 |
$50,001 - $100,000 |
| Itron, Inc. (ITRI) |
ITRI |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Kingspan Grp PlC (4491235) |
KRSP |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| lumenpulse Inc (BlM7FC2) |
|
PRIVATE EQUITY |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Maxwell Technologies, Inc. (MXWl) |
MXWL |
STOCK |
Sale
|
June 9, 2016 |
$1,001 - $15,000 |
| Mobileye N.V. ordinary Shares (MBlY) |
MBLY |
STOCK |
Sale
|
June 9, 2016 |
$15,001 - $50,000 |
| Pattern Energy Group Inc. - Class A (PEGI) |
PEGI |
STOCK |
Sale
|
June 9, 2016 |
$15,001 - $50,000 |
| Potash Corporation of Saskatchewan Inc. (PoT) |
NUTRIEN |
STOCK |
Sale
|
June 9, 2016 |
$15,001 - $50,000 |
| PSI AG (5522714) |
|
STOCK |
Sale
|
June 9, 2016 |
$15,001 - $50,000 |
| Raven Industries, Inc. (RAVN) |
RAVN |
STOCK |
Sale
|
June 9, 2016 |
$15,001 - $50,000 |
| Real Industry, Inc. (RElY) |
RELY |
STOCK |
Sale
|
June 9, 2016 |
$15,001 - $50,000 |
| SGS SA-REG (4824778) |
SGSN |
STOCK |
Sale
|
June 9, 2016 |
$15,001 - $50,000 |
| Silver Spring Networks, Inc. (SSNI) |
SSNI |
STOCK |
Sale
|
June 9, 2016 |
$15,001 - $50,000 |
| SolarEdge Technologies, Inc. (SEDG) |
SEDG |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| SunPower Corporation (SPWR) |
SPWR |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Toray Ind Inc (6897143) |
3402 |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Trimble Navigation limited (TRMB) |
TRMB |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Zumtobel Group Ag (B13WZ26) |
ZUM |
STOCK |
S
|
June 9, 2016 |
$1,001 - $15,000 |
| Aalberts (B1W8P14) |
AALB |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Acuity Brands Inc (AYI) |
AYI |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Badger Meter, Inc. (BMI) |
BMI |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| BioAmber Inc. (BIoA) |
BIoA |
STOCK |
S
|
June 9, 2016 |
$1,001 - $15,000 |
| BorgWarner Inc. (BWA) |
BWA |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Cognex Corporation (CGNX) |
CGNX |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Dialight (3305779) |
DIA |
STOCK |
S
|
June 9, 2016 |
$1,001 - $15,000 |
| 8point3 Energy Partners lP - Class A Shares (CAFD) |
CAFD |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Watts Water Technologies, Inc. Class A (WTS) |
WTS |
STOCK |
S
|
June 9, 2016 |
$15,001 - $50,000 |
| Xylem Inc. Common Stock New (XYl) |
XYL |
STOCK |
S
|
June 9, 2016 |
$50,001 - $100,000 |
| North East Independent Sch Dist Tex 5.00% Due 08/01/23 |
|
BOND |
Purchase
|
June 1, 2016 |
$15,001 - $50,000 |