| SPDR S&P 500 (SPY) |
SPY |
ETF |
Purchase
|
July 7, 2017 |
$1,001 - $15,000 |
| SPDR MidCap Trust Series I (MDY) |
MDY |
ETF |
Sale
|
July 7, 2017 |
$1,001 - $15,000 |
| Amazon.com, Inc. (AMZN) |
AMZN |
STOCK |
P
|
June 28, 2017 |
$1,001 - $15,000 |
| Whiting Petroleum Corporation (WLL) |
WLL |
STOCK |
Sale
|
June 28, 2017 |
$1,001 - $15,000 |
| PowerShares Dynamic build & Construction (PKb) |
PKB |
ETF |
Purchase
|
June 28, 2017 |
$15,001 - $50,000 |
| Dell Technologies Inc. Class V (DVMT) |
DVMT |
STOCK |
Sale
|
June 28, 2017 |
$1,001 - $15,000 |
| United Parcel Service, Inc. (UPS) |
UPS |
STOCK |
Purchase
|
June 28, 2017 |
$1,001 - $15,000 |
| general Electric Company (gE) |
GE |
STOCK |
Sale
|
June 28, 2017 |
$15,001 - $50,000 |
| PowerShares Dynamic build & Construction (PKb) |
PKB |
ETF |
Purchase
|
June 28, 2017 |
$15,001 - $50,000 |
| SPDR S&P bank ETF (KbE) |
KBE |
ETF |
Purchase
|
June 28, 2017 |
$15,001 - $50,000 |
| Kinder Morgan, Inc. (KMI) |
KMI |
STOCK |
Purchase
|
June 28, 2017 |
$1,001 - $15,000 |
| MetLife, Inc. (MET) |
MET |
STOCK |
Sale
|
June 28, 2017 |
$15,001 - $50,000 |
| Nike, Inc. (NKE) |
NKE |
STOCK |
Purchase
|
June 28, 2017 |
$1,001 - $15,000 |
| SPDR S&P bank ETF (KbE) |
KBE |
ETF |
Purchase
|
June 28, 2017 |
$15,001 - $50,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
Sale
|
June 28, 2017 |
$1,001 - $15,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Sale
|
May 18, 2017 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
May 18, 2017 |
$15,001 - $50,000 |
| gS Fin Corp MTN Zero Coupon 0.0% 9/25/18 |
|
BOND |
P
|
March 20, 2017 |
$50,001 - $100,000 |
| guggenheim S&P 500 Equal Weight Healthcare ETF (RYH) |
RYH |
ETF |
Sale
|
March 17, 2017 |
$1,001 - $15,000 |
| UbS Ag ETN (MLPI) |
MLPI |
ETN |
Purchase
|
March 17, 2017 |
$1,001 - $15,000 |
| PowerShares Dynamic build & Construction (PKb) |
PKB |
ETF |
Purchase
|
March 17, 2017 |
$1,001 - $15,000 |
| SPDR S&P bank ETF (KbE) |
KBE |
ETF |
Purchase
|
March 17, 2017 |
$1,001 - $15,000 |
| UbS Ag ETN (MLPI) |
MLPI |
ETN |
Purchase
|
March 13, 2017 |
$1,001 - $15,000 |
| PowerShares QQQ Trust, Series 1 (QQQ) |
QQQ |
ETF |
Sale
|
March 13, 2017 |
$1,001 - $15,000 |
| iShares Nasdaq biotechnology Index Fund (Ibb) |
IBB |
ETF |
Sale
|
Feb. 17, 2017 |
$1,001 - $15,000 |
| SPDR S&P biotech ETF (XbI) |
XBI |
ETF |
Purchase
|
Feb. 17, 2017 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
Jan. 30, 2017 |
$100,001 - $250,000 |
| CISgX |
|
nan |
S
|
Jan. 26, 2017 |
$100,001 - $250,000 |
| CISgX |
|
nan |
S
|
Jan. 26, 2017 |
$15,001 - $50,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
Jan. 26, 2017 |
$15,001 - $50,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Sale
|
Jan. 5, 2017 |
$1,001 - $15,000 |
| Deutsche X-trackers MSCI EAFE Hedged Equity ETF (DbEF) |
DbEF |
ETF |
Purchase
|
Jan. 5, 2017 |
$1,001 - $15,000 |
| Aston Small Capitol |
|
FUND |
S
|
Dec. 21, 2016 |
$50,001 - $100,000 |
| iShares Russell 2000 ETF (IWM) |
IWM |
ETF |
Purchase
|
Dec. 21, 2016 |
$15,001 - $50,000 |
| ATSIX |
ATSIX |
STOCK |
S
|
Dec. 21, 2016 |
$15,001 - $50,000 |
| iShares Russell 2000 ETF (IWM) |
IWM |
ETF |
Sale
|
Oct. 19, 2016 |
$1,001 - $15,000 |
| iShares Russell 2000 ETF (IWM) |
IWM |
ETF |
Sale
|
Oct. 19, 2016 |
$1,001 - $15,000 |
| PowerShares Dynamic build & Construction (PKb) |
PKB |
ETF |
Purchase
|
Oct. 19, 2016 |
$1,001 - $15,000 |
| PowerShares Dynamic build & Construction (PKb) |
PKB |
ETF |
Purchase
|
Oct. 19, 2016 |
$1,001 - $15,000 |
| touchstone sands capital growth (CISgX) |
CISGX |
FUND |
Sale
|
Aug. 9, 2016 |
$1,001 - $15,000 |
| Qihoo 360 Technology Co. Ltd. (QIHU) |
QIHU |
STOCK |
Exercise/Cash payout
|
July 18, 2016 |
$1,001 - $15,000 |
| NorthStar Realty Finance Corp. Common Stock (NRF) |
NRF |
STOCK |
Sale
|
May 23, 2016 |
$1,001 - $15,000 |
| NorthStar Realty Europe Corp. (NRE) |
NRE |
REAL ESTATE |
Sale
|
May 23, 2016 |
$1,001 - $15,000 |