| LEVEL 3 FINg INC NTS B/E 05.375% 050125 |
|
NOTE |
Purchase
|
May 31, 2016 |
$1,001 - $15,000 |
| NEW JERSEY ST TPK AUTH SR A RV P BE/R/ 5 DUE 010138 |
|
BOND |
Purchase
|
May 31, 2016 |
$100,001 - $250,000 |
| DYNEgY INC NTS B/E 5.875% 060123 |
|
BOND |
Sale
|
May 31, 2016 |
$15,001 - $50,000 |
| WPP plc - American Depositary Shares |
WPP |
STOCK |
S
|
May 26, 2016 |
$1,001 - $15,000 |
| adidas Ag Sponsored ADR (ADDYY) |
ADDYY |
STOCK |
Sale
|
May 26, 2016 |
$1,001 - $15,000 |
| lixil group Corporation Unsponsored ADR (JSgRY) |
JSgRY |
STOCK |
Sale
|
May 24, 2016 |
$1,001 - $15,000 |
| CoMMUNITY HEALTH SYSTEMS 05.125% |
|
BOND |
Purchase
|
May 24, 2016 |
$1,001 - $15,000 |
| lixil group Corporation Unsponsored ADR (JSgRY) |
JSgRY |
STOCK |
Sale
|
May 23, 2016 |
$1,001 - $15,000 |
| lixil group Corporation Unsponsored ADR (JSgRY) |
JSgRY |
STOCK |
Sale
|
May 20, 2016 |
$1,001 - $15,000 |
| TARgA RESoURCES PARTNERS |
TRP |
STOCK |
Sale
|
May 20, 2016 |
$1,001 - $15,000 |
| lixil group Corporation Unsponsored ADR (JSgRY) |
JSgRY |
STOCK |
Sale
|
May 19, 2016 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
May 19, 2016 |
$15,001 - $50,000 |
| TARgA RESoURCES PARTNERS |
TRP |
STOCK |
Sale
|
May 19, 2016 |
$1,001 - $15,000 |
| lixil group Corporation Unsponsored ADR (JSgRY) |
JSgRY |
STOCK |
Sale
|
May 18, 2016 |
$1,001 - $15,000 |
| TARgA RESoURCES PARTNERS |
TRP |
STOCK |
Sale
|
May 18, 2016 |
$1,001 - $15,000 |
| MgM RESoRTS INTL NTS B/E 06.750% 100120 |
|
BOND |
Purchase
|
May 18, 2016 |
$15,001 - $50,000 |
| D.R. HoRToN INC B/E 05.750% |
|
BOND |
Purchase
|
May 16, 2016 |
$1,001 - $15,000 |
| WHITINg PETRoLEUM CoRP |
|
STOCK |
S
|
May 16, 2016 |
$1,001 - $15,000 |
| Accenture plc Class A ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
May 13, 2016 |
$1,001 - $15,000 |
| SanDisk Corporation (SNDK) |
SNDK |
STOCK |
Purchase
|
May 13, 2016 |
$50,001 - $100,000 |
| SanDisk Corporation (SNDK) |
SNDK |
STOCK |
Sale
|
May 13, 2016 |
$1,001 - $15,000 |
| SanDisk Corporation (SNDK) |
SNDK |
STOCK |
Sale
|
May 13, 2016 |
$1,001 - $15,000 |
| Syngenta Ag (SYT) |
SYT |
STOCK |
Sale
|
May 13, 2016 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Exchange
|
May 13, 2016 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
E
|
May 13, 2016 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
E
|
May 13, 2016 |
$1,001 - $15,000 |
| ZAYO GROUP LLC/ZAYO CPTL 06.000% 040123 Corp bond |
|
BOND |
Purchase
|
May 13, 2016 |
$1,001 - $15,000 |
| Syngenta Ag (SYT) |
SYT |
STOCK |
Sale
|
May 12, 2016 |
$15,001 - $50,000 |
| ZAYO GROUP LLC/ZAYO CPTL 06.000% 040123 Corp bond |
|
BOND |
Purchase
|
May 12, 2016 |
$1,001 - $15,000 |
| WHITINg PETRoLEUM CoRP |
|
STOCK |
S
|
May 12, 2016 |
$1,001 - $15,000 |
| WHITINg PETRoLEUM CoRP |
|
STOCK |
S
|
May 11, 2016 |
$1,001 - $15,000 |
| CoNSoL ENERgY INC 05.875% |
|
BOND |
Purchase
|
May 11, 2016 |
$1,001 - $15,000 |
| AVIS BUDgET NTS B/E 05.500% |
|
BOND |
Sale
|
May 11, 2016 |
$1,001 - $15,000 |
| Syngenta Ag (SYT) |
SYT |
STOCK |
Sale
|
May 11, 2016 |
$1,001 - $15,000 |
| AVIS BUDgET NTS B/E 05.500% 040123 |
|
NOTE |
Sale
|
May 10, 2016 |
$1,001 - $15,000 |
| UnitedHealth group Incorporated (UNH) |
UNH |
STOCK |
Sale
|
May 9, 2016 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Sale
|
May 9, 2016 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Sale
|
May 9, 2016 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Sale
|
May 9, 2016 |
$100,001 - $250,000 |
| ZAYO GROUP LLC/ZAYO CPTL 06.000% 040123 Corp bond |
|
BOND |
Purchase
|
May 9, 2016 |
$1,001 - $15,000 |
| Exxon Mobil Corporation (XoM) |
XOM |
STOCK |
Purchase
|
May 9, 2016 |
$1,001 - $15,000 |
| Exxon Mobil Corporation (XoM) |
XOM |
STOCK |
Purchase
|
May 9, 2016 |
$1,001 - $15,000 |
| Exxon Mobil Corporation (XoM) |
XOM |
STOCK |
Purchase
|
May 9, 2016 |
$100,001 - $250,000 |
| ZAYO GROUP LLC/ZAYO CPTL 06.000% 040123 Corp bond |
|
BOND |
Purchase
|
May 6, 2016 |
$1,001 - $15,000 |
| ZAYO GROUP LLC/ZAYO CPTL 06.000% 040123 Corp bond |
|
BOND |
Purchase
|
May 5, 2016 |
$1,001 - $15,000 |
| Embraer S.A. (ERJ) |
ERJ |
STOCK |
Sale
|
May 5, 2016 |
$1,001 - $15,000 |
| AVIS BUDgET NTS B/E 05.500% 040123 |
|
NOTE |
Sale
|
May 5, 2016 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
P
|
May 4, 2016 |
$1,001 - $15,000 |
| Allergan plc ordinary Shares (AgN) |
AGN |
STOCK |
Purchase
|
May 4, 2016 |
$1,001 - $15,000 |
| Allergan plc ordinary Shares (AgN) |
AGN |
STOCK |
Purchase
|
May 4, 2016 |
$15,001 - $50,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
P
|
May 4, 2016 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
P
|
May 4, 2016 |
$1,001 - $15,000 |
| Embraer S.A. (ERJ) |
ERJ |
STOCK |
Sale
|
May 4, 2016 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
May 4, 2016 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
May 4, 2016 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
May 4, 2016 |
$15,001 - $50,000 |
| Embraer S.A. (ERJ) |
ERJ |
STOCK |
Sale
|
May 3, 2016 |
$1,001 - $15,000 |
| Embraer S.A. (ERJ) |
ERJ |
STOCK |
Sale
|
May 2, 2016 |
$1,001 - $15,000 |