| SPRINT CAPITAL CoRP 06.875% S 04/28/2016 |
|
BOND |
Sale
|
May 1, 2016 |
$1,001 - $15,000 |
| Embraer S.A. (ERJ) |
ERJ |
STOCK |
S
|
April 29, 2016 |
$1,001 - $15,000 |
| Murata Manufacturing Co Ltd |
6981 |
STOCK |
Purchase
|
April 28, 2016 |
$1,001 - $15,000 |
| Mazda Motor Corp Unsponsored ADR (MZDAY) |
MZDAY |
STOCK |
Purchase
|
April 28, 2016 |
$1,001 - $15,000 |
| Murata Manufacturing Co Ltd |
6981 |
STOCK |
Purchase
|
April 26, 2016 |
$1,001 - $15,000 |
| HERTZ CoRP NTS 06.250% 101522 |
|
BOND |
S
|
April 26, 2016 |
$15,001 - $50,000 |
| Mazda Motor Corp Unsponsored ADR (MZDAY) |
MZDAY |
STOCK |
Purchase
|
April 26, 2016 |
$15,001 - $50,000 |
| EL PASo PIPELINE PART oP 05.000% |
|
BOND |
Purchase
|
April 26, 2016 |
$15,001 - $50,000 |
| UnitedHealth group Incorporated (UNH) |
UNH |
STOCK |
Sale
|
April 25, 2016 |
$1,001 - $15,000 |
| RADIAN gRoUP INC NTS B/E 5.500% |
RDN |
BOND |
P
|
April 25, 2016 |
$1,001 - $15,000 |
| Murata Manufacturing Co Ltd |
6981 |
STOCK |
Purchase
|
April 25, 2016 |
$15,001 - $50,000 |
| RADIAN gRoUP INC NTS B/E 5.500% |
RDN |
BOND |
P
|
April 22, 2016 |
$15,001 - $50,000 |
| KINDRED HEALTHCARE INC 08.750% P |
|
BOND |
Purchase
|
April 21, 2016 |
$1,001 - $15,000 |
| HERTZ CoRP NTS 06.250% 101522 |
|
BOND |
S
|
April 20, 2016 |
$1,001 - $15,000 |
| RICE ENERgY INC NTS B/E 06.250% |
|
BOND |
P
|
April 20, 2016 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Sale
|
April 19, 2016 |
$1,001 - $15,000 |
| Seven & I Holdings Co Ltd Unsponsored ADR (SVNDY) |
SVNDY |
STOCK |
S
|
April 19, 2016 |
$15,001 - $50,000 |
| KINDRED HEALTHCARE INC 08.750% |
|
BOND |
P
|
April 19, 2016 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Sale
|
April 19, 2016 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Sale
|
April 19, 2016 |
$100,001 - $250,000 |
| RICE ENERgY INC NTS B/E 06.250% |
|
BOND |
P
|
April 18, 2016 |
$1,001 - $15,000 |
| Liberty Media Corporation - Series A E |
FWONA |
STOCK |
Exchange
|
April 18, 2016 |
$15,001 - $50,000 |
| Liberty Media Corporation - Series A E |
FWONA |
STOCK |
Exchange
|
April 18, 2016 |
$1,001 - $15,000 |
| Liberty Media Corporation - Series A E |
FWONA |
STOCK |
Received
|
April 18, 2016 |
$1,001 - $15,000 |
| Liberty Braves (BATRK) |
BATRK |
STOCK |
E
|
April 18, 2016 |
$1,001 - $15,000 |
| Liberty Media (LMCK) |
LMCK |
STOCK |
E
|
April 18, 2016 |
$1,001 - $15,000 |
| Liberty Media (LMCK) |
LMCK |
STOCK |
E
|
April 18, 2016 |
$15,001 - $50,000 |
| Liberty SiriusXM (LSXMK) |
LSXMK |
STOCK |
E
|
April 18, 2016 |
$15,001 - $50,000 |
| Liberty SiriusXM (LSXMK) |
LSXMK |
STOCK |
E
|
April 18, 2016 |
$1,001 - $15,000 |
| Liberty SiriusXM (LSXMK) |
LSXMK |
STOCK |
E
|
April 18, 2016 |
$1,001 - $15,000 |
| FLEMINgToN RARITAN NJ FgIC B/E /R/ 5 DUE 061528 |
|
BOND |
P
|
April 18, 2016 |
$15,001 - $50,000 |
| JT CHATHAMS NJ S/D FSA B/E . /R/ 4.25 P |
|
BOND |
Purchase
|
April 18, 2016 |
$15,001 - $50,000 |
| Seven & I Holdings Co Ltd Unsponsored ADR (SVNDY) |
SVNDY |
STOCK |
S
|
April 18, 2016 |
$1,001 - $15,000 |
| SPRINT CAPITAL CoRP 06.875% 111528 |
|
BOND |
S
|
April 14, 2016 |
$1,001 - $15,000 |
| SPRINT CAPITAL CoRP 06.875% 111528 |
|
BOND |
S
|
April 13, 2016 |
$1,001 - $15,000 |
| LTD BRANDS INC NTS B/E 06.625% S 040121 |
|
NOTE |
S
|
April 13, 2016 |
$1,001 - $15,000 |
| PULTEgRoUP INC B/E 05.500% |
|
BOND |
P
|
April 12, 2016 |
$1,001 - $15,000 |
| KINETIC CoNCEPTS INC NTS 10.500% S |
|
NOTE |
Sale
|
April 11, 2016 |
$1,001 - $15,000 |
| LTD BRANDS INC NTS B/E 06.625% S 040121 |
|
NOTE |
S
|
April 11, 2016 |
$1,001 - $15,000 |
| PULTEgRoUP INC B/E 05.500% |
|
BOND |
P
|
April 11, 2016 |
$1,001 - $15,000 |
| LTD BRANDS INC NTS B/E 06.625% S |
|
BOND |
Purchase
|
April 7, 2016 |
$1,001 - $15,000 |
| KINETIC CoNCEPTS INC NTS 10.500% S |
|
NOTE |
Sale
|
April 7, 2016 |
$15,001 - $50,000 |
| ISTAR INC NTS B/E 06.500% 070121 |
|
BOND |
P
|
April 6, 2016 |
$1,001 - $15,000 |
| PULTEgRoUP INC B/E 05.500% |
|
BOND |
P
|
April 5, 2016 |
$1,001 - $15,000 |
| MICRoN TECHNoLogY INC 05.875% 021522 |
MU |
BOND |
Sale
|
April 5, 2016 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| D/B/A Chubb Limited New (CB) |
CB |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| D/B/A Chubb Limited New (CB) |
CB |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| D/B/A Chubb Limited New (CB) |
CB |
STOCK |
Purchase
|
April 4, 2016 |
$100,001 - $250,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
P
|
April 4, 2016 |
$15,001 - $50,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
P
|
April 4, 2016 |
$15,001 - $50,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| MICRoN TECHNoLogY INC 05.875% 021522 |
MU |
BOND |
Sale
|
April 4, 2016 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| PULTEgRoUP INC B/E 05.500% |
|
BOND |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Accenture plc Class A ordinary Shares (ACN) |
ACN |
STOCK |
P
|
April 4, 2016 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| Schwab US Dividend Equity ETF (SCHD) |
SCHD |
ETF |
Sale
|
April 4, 2016 |
$250,001 - $500,000 |
| Schwab US Dividend Equity ETF (SCHD) |
SCHD |
ETF |
Sale
|
April 4, 2016 |
$1,001 - $15,000 |
| Schwab US Dividend Equity ETF (SCHD) |
SCHD |
ETF |
S
|
April 4, 2016 |
$15,001 - $50,000 |
| SoUTHWESTERN ENERgY Co 04.950% 012325 |
SWX |
BOND |
S
|
April 4, 2016 |
$15,001 - $50,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| Vanguard Div Appreciation ETF - DNQ (VIG) |
VIG |
ETF |
Sale
|
April 4, 2016 |
$250,001 - $500,000 |
| Vanguard Div Appreciation ETF - DNQ (VIG) |
VIG |
ETF |
Sale
|
April 4, 2016 |
$15,001 - $50,000 |
| Vanguard Div Appreciation ETF - DNQ (VIG) |
VIG |
ETF |
Sale
|
April 4, 2016 |
$15,001 - $50,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
April 4, 2016 |
$15,001 - $50,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
April 4, 2016 |
$1,001 - $15,000 |
| MICRoN TECHNoLogY INC 05.875% 021522 |
MU |
BOND |
Sale
|
April 1, 2016 |
$1,001 - $15,000 |
| SABINE PASS LIQUEFACTIoN 05.625% 020121 |
|
BOND |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| AMERIgAS PARTNER 06.500% 052021 |
|
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| MoNSANTo Co B/E 02.125% 071519 |
|
BOND |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| LEVEL 3 FINg INC NTS B/E 06.125% S |
|
FIXED INCOME |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| JPMoRgAN CHASE & Co NTS 02.250% 012320 |
JPM |
NOTE |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| FRoNTIER CoMMUNICATIoNS 07.125% 031519 |
|
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| WELLS FARgo & Co 02.600% |
WFC |
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| WELLS FARgo & Co NTS B/E 02.125% |
WFC |
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| BB&T CoRP MED TERM NTS 02.250% 020119 |
|
NOTE |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| AT&T INC 02.450% 063020 |
T |
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| UNITED RENTALS NA INC 07.625% |
|
BOND |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| DC CHEVRoN CoRP NTS B/E 02.193% S |
CVX |
BOND |
Purchase
|
March 22, 2016 |
$1,001 - $15,000 |
| DC CHESAPEAKE MIDSTREAM PT/ S 06.125% |
|
BOND |
Purchase
|
March 22, 2016 |
$1,001 - $15,000 |
| SILgAN HLDgS INC NTS B/E 05.500% 020122 |
|
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 07.875% |
|
BOND |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| oRACLE CoRP NTS B/E 02.375% |
ORCL |
NOTE |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| DC CHS / CMNTY HEALTH SYS 05.125% S |
|
BOND |
Purchase
|
March 22, 2016 |
$1,001 - $15,000 |
| DC CCo HLDgS LLC/CAP CoRP 06.500% S |
|
BOND |
Purchase
|
March 22, 2016 |
$1,001 - $15,000 |
| BK oF AMER CoRP NTS B/E 02.400% 042120 |
|
NOTE |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| PENSKE AUTo gRoUP INC 05.750% |
|
BOND |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| SIMoN PPTY gRoUP LP NTS 02.200% 020119 |
|
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| SINCLAIR TELEVISIoN 06.375% 110121 |
|
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| APPLE INC NTS B/E 02.100% 050619 |
|
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| PNC BK NTS B/E 02.400% 101819 |
PNC |
BOND |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| FoRD MoToR CREDIT Co LLC 02.597% 110419 |
|
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| EQUINIX INC B/E 04.875% 040120 |
EQIX |
BOND |
S
|
March 22, 2016 |
$1,001 - $15,000 |
| DAVITA INC NTS B/E 05.750% 081522 |
|
BOND |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| CoNoCoPHILLIPS Co NTS 02.200% |
|
NOTE |
Sale
|
March 22, 2016 |
$1,001 - $15,000 |
| DC CLoUD PEAK ENERgY INC 08.500% S |
|
BOND |
Purchase
|
March 22, 2016 |
$1,001 - $15,000 |
| DC CITIgRoUP INC NTS B/E 02.500% S |
C |
BOND |
Purchase
|
March 22, 2016 |
$1,001 - $15,000 |
| SABINE PASS LIQUEFACTIoN 05.625% 020121 |
|
BOND |
Purchase
|
March 9, 2016 |
$1,001 - $15,000 |
| DC CHESAPEAKE ENERgY CoRP 05.375% S |
|
BOND |
Purchase
|
March 9, 2016 |
$1,001 - $15,000 |
| SABINE PASS LNg LP NTS 06.500% 110120 |
|
NOTE |
Sale
|
March 8, 2016 |
$1,001 - $15,000 |