| CLEAR CHANNEL WW HLDgS 06.500% |
|
BOND |
Purchase
|
Jan. 29, 2016 |
$1,001 - $15,000 |
| gENoN ENERgY INC NTS B/E 09.875% 101520 |
|
BOND |
Sale
|
Jan. 29, 2016 |
$1,001 - $15,000 |
| ToYS R US PRPTY Co II 8.500% 120117 |
|
BOND |
Sale
|
Jan. 28, 2016 |
$1,001 - $15,000 |
| CLEAN HARBoRS INC B/E 05.250% 080120 |
|
BOND |
Purchase
|
Jan. 28, 2016 |
$1,001 - $15,000 |
| ToYS R US PRPTY Co II 8.500% 120117 |
|
BOND |
Sale
|
Jan. 27, 2016 |
$1,001 - $15,000 |
| NATIoNSTAR MoRTgAgE LLC 09.625% 050119 |
|
BOND |
Purchase
|
Jan. 27, 2016 |
$1,001 - $15,000 |
| CLEAR CHANNEL WW HLDgS 06.500% |
|
BOND |
Purchase
|
Jan. 27, 2016 |
$1,001 - $15,000 |
| CIT gRoUP INC B/E 05.000% 081522 |
|
BOND |
Sale
|
Jan. 27, 2016 |
$15,001 - $50,000 |
| United Financial Bancorp, Inc. (UBNK) |
UBNK |
STOCK |
Sale
|
Jan. 27, 2016 |
$1,001 - $15,000 |
| ToYS R US PRPTY Co II 8.500% 120117 |
|
BOND |
Sale
|
Jan. 26, 2016 |
$1,001 - $15,000 |
| FirstMerit Corporation (FMER) |
FMER |
STOCK |
Sale
|
Jan. 26, 2016 |
$1,001 - $15,000 |
| United Financial Bancorp, Inc. (UBNK) |
UBNK |
STOCK |
Sale
|
Jan. 26, 2016 |
$1,001 - $15,000 |
| CLEAN HARBoRS INC B/E 05.250% |
|
BOND |
Purchase
|
Jan. 26, 2016 |
$1,001 - $15,000 |
| HCA INC B/E 05.000% 031524 DTD031714 |
|
BOND |
Sale
|
Jan. 25, 2016 |
$15,001 - $50,000 |
| RANGE RESOURCES CORP NTS 05.000% 031523 |
RRC |
NOTE |
Sale
|
Jan. 25, 2016 |
$1,001 - $15,000 |
| DISH DBS CoRP NTS B/E 07.875% 090119 |
DISH |
BOND |
Purchase
|
Jan. 25, 2016 |
$1,001 - $15,000 |
| ISTAR FINANCIAL INC NTS 05.000% 070119 |
|
BOND |
Purchase
|
Jan. 25, 2016 |
$1,001 - $15,000 |
| SLM CORP CALL@MW+50BP 05.500% 011519 |
SLM |
FIXED INCOME |
Purchase
|
Jan. 22, 2016 |
$1,001 - $15,000 |
| Fairchild Semiconductor International, S Inc. (FCS) |
FCS |
STOCK |
Purchase
|
Jan. 22, 2016 |
$1,001 - $15,000 |
| Kearny Financial (KRNY) |
KRNY |
STOCK |
Purchase
|
Jan. 22, 2016 |
$1,001 - $15,000 |
| CLEAN HARBoRS INC B/E 05.250% 080120 |
|
BOND |
Purchase
|
Jan. 21, 2016 |
$1,001 - $15,000 |
| ToYS R US PRPTY Co II 8.500% |
|
BOND |
Sale
|
Jan. 21, 2016 |
$1,001 - $15,000 |
| ISTAR FINANCIAL INC NTS 05.000% 070119 |
|
BOND |
Purchase
|
Jan. 21, 2016 |
$1,001 - $15,000 |
| HCA INC B/E 05.000% 031524 |
|
BOND |
Sale
|
Jan. 21, 2016 |
$1,001 - $15,000 |
| RANGE RESOURCES CORP B/E 05.750% 060121 |
|
BOND |
Sale
|
Jan. 21, 2016 |
$1,001 - $15,000 |
| Fairchild Semiconductor International, S Inc. (FCS) |
FCS |
STOCK |
Purchase
|
Jan. 21, 2016 |
$1,001 - $15,000 |
| CLEAN HARBoRS INC B/E 05.250% |
|
BOND |
Purchase
|
Jan. 20, 2016 |
$1,001 - $15,000 |
| BALL CoRP NTS B/E 04.375% 121520 |
BALL |
NOTE |
P
|
Jan. 20, 2016 |
$1,001 - $15,000 |
| Xenia Hotels & Resorts, Inc. (XHR) |
XHR |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Anadarko Petroleum Corporation (APC) |
APC |
STOCK |
P
|
Jan. 19, 2016 |
$50,001 - $100,000 |
| Autodesk, Inc. (ADSK) |
ADSK |
STOCK |
P
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Bloomin' Brands, Inc. (BLMN) |
BLMN |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Columbia Pipeline group, Inc. (CPgX) |
CPGX |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Commercial Metals Company (CMC) |
CMC |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Cree, Inc. (CREE) |
CREE |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| Diebold, Incorporated (DBD) |
DBD |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Discovery Communications, Inc. - Series A (DISCA) |
DISCA |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| Dolby Laboratories (DLB) |
DLB |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| FirstMerit Corporation (FMER) |
FMER |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Forestar group Inc (FoR) |
FOR |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Freeport-McMoRan, Inc. (FCX) |
FCX |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| FTD Companies, Inc. (FTD) |
FTD |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| gaming and Leisure Properties, Inc. (gLPI) |
GLPI |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| generac Holdlings Inc. (gNRC) |
GNRC |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| genesee & Wyoming Inc. Class A (gWR) |
GWR |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| HCA INC NTS B/E 06.500% 021520 |
HCA |
BOND |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| iShares Core U.S. growth ETF (IUSg) |
IUSG |
ETF |
Sale
|
Jan. 19, 2016 |
$250,001 - $500,000 |
| iShares Russell 2000 Value ETF (IWN) |
IWN |
ETF |
Sale
|
Jan. 19, 2016 |
$250,001 - $500,000 |
| ISTAR FINANCIAL INC NTS 05.000% 070119 |
|
BOND |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| KapStone Paper and Packaging Corporation (KS) |
KS |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Kearny Financial (KRNY) |
KRNY |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Knowles Corporation (KN) |
KN |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Media general, Inc. (MEg) |
MEG |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| Mitel Networks Corporation - Common Shares (MITL) |
MITL |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| National oilwell Varco, Inc. (NoV) |
NOV |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| NoW Inc. (DNoW) |
DNOW |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| Nucor Corporation (NUE) |
NUE |
STOCK |
Purchase
|
Jan. 19, 2016 |
$50,001 - $100,000 |
| Pentair plc. ordinary Share (PNR) |
PNR |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Regal Beloit Corporation (RBC) |
RBC |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Sabra Healthcare REIT, Inc. (SBRA) |
SBRA |
REAL ESTATE |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| SLM Corporation (SLM) |
SLM |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| South Jersey Industries, Inc. (SJI) |
SJI |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| SoWSTN ENERgY Co NTS B/E |
|
BOND |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Synergy Resources Corporation (SYRg) |
SYRg |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Time Inc. (TIME) |
TIME |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| TRI Pointe group, Inc. (TPH) |
TPH |
STOCK |
Purchase
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Jan. 19, 2016 |
$50,001 - $100,000 |
| Tyco International plc (TYC) |
TYC |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| UMB Financial Corporation (UMBF) |
UMBF |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| Vail Resorts, Inc. (MTN) |
MTN |
STOCK |
Sale
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Purchase
|
Jan. 19, 2016 |
$50,001 - $100,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| Wright Medical group N.V. - ordinary Shares (WMgI) |
WMGI |
STOCK |
Purchase
|
Jan. 19, 2016 |
$15,001 - $50,000 |
| ADT Corporation (ADT) |
ADT |
STOCK |
P
|
Jan. 19, 2016 |
$1,001 - $15,000 |
| Illinois Tool Works Inc. (ITW) |
ITW |
STOCK |
Sale
|
Jan. 15, 2016 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
Purchase
|
Jan. 15, 2016 |
$1,001 - $15,000 |
| CHS / CMNTY HEALTH SYS 05.125% 081518 |
|
BOND |
Purchase
|
Jan. 15, 2016 |
$1,001 - $15,000 |
| Illinois Tool Works Inc. (ITW) |
ITW |
STOCK |
Sale
|
Jan. 15, 2016 |
$100,001 - $250,000 |
| SWSTN ENERGY Co NTS B/E |
|
BOND |
Purchase
|
Jan. 15, 2016 |
$1,001 - $15,000 |
| Illinois Tool Works Inc. (ITW) |
ITW |
STOCK |
Sale
|
Jan. 15, 2016 |
$1,001 - $15,000 |
| POST HLDGS INC NTS 07.375% 021522 |
|
NOTE |
Sale
|
Jan. 14, 2016 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Jan. 14, 2016 |
$1,001 - $15,000 |
| SoWSTN ENERgY Co NTS B/E |
|
BOND |
Sale
|
Jan. 14, 2016 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Jan. 13, 2016 |
$1,001 - $15,000 |
| POST HLDGS INC NTS 07.375% 021522 |
|
NOTE |
Sale
|
Jan. 13, 2016 |
$15,001 - $50,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Jan. 13, 2016 |
$1,001 - $15,000 |
| BALL CoRP NTS B/E 04.375% 121520 |
BALL |
NOTE |
P
|
Jan. 13, 2016 |
$1,001 - $15,000 |
| BALL CoRP NTS B/E 05.000% 031522 |
BALL |
NOTE |
Sale
|
Jan. 13, 2016 |
$15,001 - $50,000 |
| Anadarko Petroleum Corporation (APC) |
APC |
STOCK |
P
|
Jan. 13, 2016 |
$1,001 - $15,000 |
| Anadarko Petroleum Corporation (APC) |
APC |
STOCK |
P
|
Jan. 13, 2016 |
$1,001 - $15,000 |
| CLEAN HARBoRS INC B/E 05.250% |
|
BOND |
Purchase
|
Jan. 12, 2016 |
$1,001 - $15,000 |
| BALL CoRP NTS B/E 05.000% 031522 |
BALL |
NOTE |
Sale
|
Jan. 12, 2016 |
$1,001 - $15,000 |
| UNITED RENTALS NA INC 07.625% 041522 |
|
BOND |
Purchase
|
Jan. 11, 2016 |
$1,001 - $15,000 |
| D R HoRToN INC 04.000% 021520 |
|
BOND |
Purchase
|
Jan. 8, 2016 |
$1,001 - $15,000 |
| LTD BRANDS INC NTS B/E 06.625% 040121 |
|
BOND |
Sale
|
Jan. 8, 2016 |
$15,001 - $50,000 |
| CIT gRoUP INC B/E 05.000% 081522 |
|
BOND |
Sale
|
Jan. 8, 2016 |
$1,001 - $15,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Purchase
|
Jan. 6, 2016 |
$50,001 - $100,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Purchase
|
Jan. 6, 2016 |
$15,001 - $50,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Purchase
|
Jan. 6, 2016 |
$1,001 - $15,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Sale
|
Jan. 6, 2016 |
$1,001 - $15,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Sale
|
Jan. 6, 2016 |
$15,001 - $50,000 |
| CoMMUNITY HEALTH SYSTEMS 06.875% |
CYHS |
BOND |
Sale
|
Jan. 6, 2016 |
$1,001 - $15,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Sale
|
Jan. 6, 2016 |
$50,001 - $100,000 |
| CIT gRoUP INC B/E 05.000% 081522 |
|
BOND |
Sale
|
Jan. 5, 2016 |
$1,001 - $15,000 |
| ISTAR FINANCIAL INC NTS 04.000% 110117 |
|
NOTE |
Purchase
|
Jan. 5, 2016 |
$1,001 - $15,000 |