| Vanguard Div Appreciation ETF (VIG) |
VIG |
ETF |
Purchase
|
Dec. 30, 2015 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Marsh & McLennan Companies, Inc. (MMC) |
MMC |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Accenture plc. Class A ordinary Shares (ACN) |
ACN |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| SPDR Barclays High Yield Bond ETF (JNK) |
JNK |
ETF |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Schwab US Dividend Equity ETF (SCHD) |
SCHD |
ETF |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Vanguard Div Appreciation ETF - DNQ (VIg) |
VIG |
ETF |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Home Depot, Inc. (HD) |
HD |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Illinois Tool Works Inc. (ITW) |
ITW |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Dominion Resources, Inc. (D) |
D |
STOCK |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| iShares iBoxx $ High Yield Corporate Bond ETF (HYg) |
HYG |
ETF |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Sale
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| ISTAR FINANCIAL INC NTS 04.000% 110117 |
|
NOTE |
Purchase
|
Dec. 29, 2015 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Dec. 28, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMg |
ETF |
P
|
Dec. 28, 2015 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
S
|
Dec. 22, 2015 |
$1,001 - $15,000 |
| Vanguard Div Appreciation ETF (VIG) |
VIG |
ETF |
Purchase
|
Dec. 22, 2015 |
$500,001 - $1,000,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
S
|
Dec. 22, 2015 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
S
|
Dec. 22, 2015 |
$100,001 - $250,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Sale
|
Dec. 22, 2015 |
$15,001 - $50,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Sale
|
Dec. 22, 2015 |
$100,001 - $250,000 |
| Schwab US Dividend Equity ETF (SCHD) |
SCHD |
ETF |
Purchase
|
Dec. 22, 2015 |
$15,001 - $50,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
S
|
Dec. 22, 2015 |
$100,001 - $250,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
S
|
Dec. 22, 2015 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
S
|
Dec. 22, 2015 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
S
|
Dec. 22, 2015 |
$100,001 - $250,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Dec. 22, 2015 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Dec. 22, 2015 |
$50,001 - $100,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Sale
|
Dec. 22, 2015 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Sale
|
Dec. 22, 2015 |
$15,001 - $50,000 |
| Accenture plc. Class A ordinary Shares (ACN) |
ACN |
STOCK |
S
|
Dec. 22, 2015 |
$100,001 - $250,000 |
| Dominion Resources, Inc. (D) |
D |
STOCK |
Sale
|
Dec. 22, 2015 |
$50,001 - $100,000 |
| Schwab US Dividend Equity ETF (SCHD) |
SCHD |
ETF |
Purchase
|
Dec. 22, 2015 |
$15,001 - $50,000 |
| Columbia Pipeline group, Inc. (CPgX) |
CPGX |
STOCK |
Purchase
|
Dec. 21, 2015 |
$50,001 - $100,000 |
| SLM CoRP CALL@MW+50BP 05.500% 011519 |
SLM |
FIXED INCOME |
Purchase
|
Dec. 21, 2015 |
$1,001 - $15,000 |
| Dominion Resources, Inc. (D) |
D |
STOCK |
Purchase
|
Dec. 21, 2015 |
$1,001 - $15,000 |
| UNITED RENTALS NA INC 07.375% |
URI |
BOND |
Purchase
|
Dec. 18, 2015 |
$1,001 - $15,000 |
| ISTAR FINANCIAL INC NTS 04.000% 110117 |
|
NOTE |
Purchase
|
Dec. 17, 2015 |
$1,001 - $15,000 |
| EQT Midstream Partners, LP Common Units representing Limited Partner Interests (EQM) |
EQM |
STOCK |
Purchase
|
Dec. 16, 2015 |
$50,001 - $100,000 |
| Alliance Holdings gP, L.P. - Common Units Representing Limited Partner Interests (AHgP) |
AHgP |
STOCK |
P
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Anadarko Petroleum Corporation (APC) |
APC |
STOCK |
S
|
Dec. 16, 2015 |
$50,001 - $100,000 |
| Bloomin' Brands, Inc. (BLMN) |
BLMN |
STOCK |
S
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Commercial Metals Company (CMC) |
CMC |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Cree, Inc. (CREE) |
CREE |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Crestwood Equity Partners LP (CEQP) |
CEQP |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Diebold, Incorporated (DBD) |
DBD |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Discovery Communications, Inc. - Series A (DISCA) |
DISCA |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Dolby Laboratories (DLB) |
DLB |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Fluor Corporation (FLR) |
FLR |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Forestar group Inc (FoR) |
FOR |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Freeport-McMoRan, Inc. (FCX) |
FCX |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| FTD Companies, Inc. (FTD) |
FTD |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| gaming and Leisure Properties, Inc. (gLPI) |
GLPI |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| generac Holdlings Inc. (gNRC) |
GNRC |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| genesee & Wyoming Inc. Class A (gWR) |
GWR |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMg |
ETF |
S
|
Dec. 16, 2015 |
$500,001 - $1,000,000 |
| iShares Core U.S. growth ETF (IUSg) |
IUSG |
ETF |
P
|
Dec. 16, 2015 |
$500,001 - $1,000,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Purchase
|
Dec. 16, 2015 |
$500,001 - $1,000,000 |
| iShares Russell 2000 Value ETF (IWN) |
IWN |
ETF |
Purchase
|
Dec. 16, 2015 |
$250,001 - $500,000 |
| KapStone Paper and Packaging Corporation (KS) |
KS |
STOCK |
S
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Knowles Corporation (KN) |
KN |
STOCK |
S
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Media general, Inc. (MEg) |
MEG |
STOCK |
S
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Mitel Networks Corporation - Common Shares (MITL) |
MITL |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| NoW Inc. (DNoW) |
DNOW |
STOCK |
S
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Nucor Corporation (NUE) |
NUE |
STOCK |
S
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| oNEoK, Inc. (oKE) |
OKE |
STOCK |
P
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Plains group Holdings, L.P. Class A |
PLL |
STOCK |
S
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| RANgE RESoURCES CoRP NTS 05.000% 031523 |
|
BOND |
S
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Regal Beloit Corporation (RBC) |
RBC |
STOCK |
S
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Sabra Healthcare REIT, Inc. (SBRA) |
SBRA |
REAL ESTATE |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| SLM Corporation (SLM) |
SLM |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| South Jersey Industries, Inc. (SJI) |
SJI |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Synergy Resources Corporation (SYRg) |
SYRg |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Teekay Corporation (TK) |
TK |
STOCK |
Sale
|
Dec. 16, 2015 |
$50,001 - $100,000 |
| Teekay LNG Partners L.P. (TgP) |
TGP |
STOCK |
Purchase
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| Time Inc. (TIME) |
TIME |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| TRI Pointe group, Inc. (TPH) |
TPH |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Sale
|
Dec. 16, 2015 |
$50,001 - $100,000 |
| UMB Financial Corporation (UMBF) |
UMBF |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Sale
|
Dec. 16, 2015 |
$500,001 - $1,000,000 |
| Vanguard FTSE Emerging Markets ETF (VWO) |
VWO |
ETF |
Purchase
|
Dec. 16, 2015 |
$250,001 - $500,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Sale
|
Dec. 16, 2015 |
$50,001 - $100,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Sale
|
Dec. 16, 2015 |
$50,001 - $100,000 |
| Williams Companies, Inc. (WMB) |
WMB |
STOCK |
Sale
|
Dec. 16, 2015 |
$50,001 - $100,000 |
| Wright Medical group N.V. - ordinary Shares (WMgI) |
WMGI |
STOCK |
Sale
|
Dec. 16, 2015 |
$15,001 - $50,000 |
| Xenia Hotels & Resorts, Inc. (XHR) |
XHR |
STOCK |
Sale
|
Dec. 16, 2015 |
$1,001 - $15,000 |
| UNITED RENTALS NA INC 07.375% |
URI |
BOND |
Purchase
|
Dec. 15, 2015 |
$1,001 - $15,000 |
| SLM CoRP CALL@MW+50BP 05.500% 011519 |
SLM |
FIXED INCOME |
Purchase
|
Dec. 14, 2015 |
$1,001 - $15,000 |
| LENNAR CoRP CALL@MW+50BP 04.500% |
LEN |
FIXED INCOME |
P
|
Dec. 14, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Dec. 11, 2015 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP NTS 05.000% 031523 |
|
BOND |
S
|
Dec. 11, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Dec. 11, 2015 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
Dec. 10, 2015 |
$1,001 - $15,000 |
| PVH CoRP NTS B/E 04.500% 121522 |
|
BOND |
P
|
Dec. 10, 2015 |
$1,001 - $15,000 |
| VERISIGN INC B/E 04.625% 050123 |
|
BOND |
Purchase
|
Dec. 9, 2015 |
$1,001 - $15,000 |
| Vanguard Div Appreciation ETF (VIG) |
VIG |
ETF |
Sale
|
Dec. 9, 2015 |
$250,001 - $500,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Dec. 8, 2015 |
$1,001 - $15,000 |
| PVH CoRP NTS B/E 04.500% 121522 |
|
BOND |
P
|
Dec. 8, 2015 |
$1,001 - $15,000 |
| NATIoNSTAR MoRTgAgE LLC 09.625% 050119 |
|
BOND |
Sale
|
Dec. 8, 2015 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Dec. 8, 2015 |
$1,001 - $15,000 |
| CNH INDL CAPITAL L NTS 03.625% P |
CNH |
NOTE |
Purchase
|
Dec. 8, 2015 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Dec. 8, 2015 |
$1,001 - $15,000 |
| VERISIGN INC B/E 04.625% 050123 |
|
BOND |
Purchase
|
Dec. 8, 2015 |
$1,001 - $15,000 |
| GENON ENERGY INC NTS B/E S 09.875% 101520 |
|
BOND |
S
|
Dec. 8, 2015 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 06.625% |
NRG |
BOND |
S
|
Dec. 7, 2015 |
$1,001 - $15,000 |
| VERISIGN INC B/E 04.625% 050123 |
|
BOND |
Purchase
|
Dec. 7, 2015 |
$1,001 - $15,000 |
| gENoN ENERgY INC NTS B/E 09.875% 101520 |
|
BOND |
Sale
|
Dec. 7, 2015 |
$1,001 - $15,000 |
| PVH CoRP NTS B/E 04.500% 121522 |
|
BOND |
P
|
Dec. 7, 2015 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 06.625% |
NRG |
BOND |
S
|
Dec. 4, 2015 |
$1,001 - $15,000 |
| CNH INDL CAPITAL L NTS 03.625% |
|
NOTE |
P
|
Dec. 4, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Dec. 3, 2015 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 06.625% |
NRG |
BOND |
S
|
Dec. 3, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Dec. 3, 2015 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Dec. 3, 2015 |
$15,001 - $50,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Dec. 3, 2015 |
$1,001 - $15,000 |
| Twitter, Inc. (TWTR) |
TWTR |
STOCK |
Purchase
|
Dec. 3, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Dec. 3, 2015 |
$15,001 - $50,000 |
| Vanguard Div Appreciation ETF (VIG) |
VIG |
ETF |
Purchase
|
Dec. 2, 2015 |
$15,001 - $50,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Sale
|
Dec. 2, 2015 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Sale
|
Dec. 2, 2015 |
$100,001 - $250,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Sale
|
Dec. 2, 2015 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Sale
|
Dec. 2, 2015 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Sale
|
Dec. 2, 2015 |
$100,001 - $250,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Sale
|
Dec. 2, 2015 |
$1,001 - $15,000 |
| Vanguard Div Appreciation ETF (VIG) |
VIG |
ETF |
Purchase
|
Dec. 2, 2015 |
$15,001 - $50,000 |
| Vanguard Div Appreciation ETF (VIG) |
VIG |
ETF |
Purchase
|
Dec. 2, 2015 |
$250,001 - $500,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Sale
|
Dec. 2, 2015 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Sale
|
Dec. 2, 2015 |
$100,001 - $250,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Sale
|
Dec. 2, 2015 |
$1,001 - $15,000 |
| VERISIGN INC B/E 04.625% 050123 |
|
BOND |
Purchase
|
Dec. 2, 2015 |
$1,001 - $15,000 |
| iShares iBoxx $ High Yield Corporate Bond ETF (HYg) |
HYG |
ETF |
P
|
Dec. 1, 2015 |
$100,001 - $250,000 |
| iShares iBoxx $ High Yield Corporate Bond ETF (HYg) |
HYG |
ETF |
Purchase
|
Dec. 1, 2015 |
$1,001 - $15,000 |
| iShares iBoxx $ High Yield Corporate Bond ETF (HYg) |
HYG |
ETF |
Purchase
|
Dec. 1, 2015 |
$15,001 - $50,000 |
| Western Asset High Income Fund II Inc. (HIX) |
HIX |
FUND |
Sale
|
Dec. 1, 2015 |
$15,001 - $50,000 |
| Western Asset High Income Fund II Inc. (HIX) |
HIX |
FUND |
Sale
|
Dec. 1, 2015 |
$1,001 - $15,000 |
| SPDR Barclays High Yield Bond ETF (JNK) |
JNK |
ETF |
Purchase
|
Dec. 1, 2015 |
$1,001 - $15,000 |
| Western Asset High Income Fund II Inc. (HIX) |
HIX |
FUND |
Sale
|
Dec. 1, 2015 |
$15,001 - $50,000 |
| SPDR Barclays High Yield Bond ETF (JNK) |
JNK |
ETF |
Purchase
|
Dec. 1, 2015 |
$15,001 - $50,000 |
| SPDR Barclays High Yield Bond ETF (JNK) |
JNK |
ETF |
Purchase
|
Dec. 1, 2015 |
$100,001 - $250,000 |