| REYNOLDS GROUP ISSUER 05.750% S |
|
BOND |
Sale
|
Nov. 25, 2015 |
$1,001 - $15,000 |
| American Axle & Manufacturing Holdings, Inc. (AXL) |
AXL |
STOCK |
Purchase
|
Nov. 25, 2015 |
$1,001 - $15,000 |
| Synergy Resources Corporation (SYRg) |
SYRg |
STOCK |
Purchase
|
Nov. 25, 2015 |
$1,001 - $15,000 |
| REYNoLDS gRoUP ISSUER 05.750% 101520 |
|
BOND |
Sale
|
Nov. 24, 2015 |
$15,001 - $50,000 |
| DISH DBS CoRP NTS B/E 07.875% |
DISH |
BOND |
P
|
Nov. 24, 2015 |
$1,001 - $15,000 |
| SBA CoMM CoRP NTS B/E 04.875% |
|
BOND |
Purchase
|
Nov. 23, 2015 |
$15,001 - $50,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Accenture plc. Class A ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Accenture plc. Class A ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Dominion Resources, Inc. (D) |
D |
STOCK |
S
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Illinois Tool Works Inc. (ITW) |
ITW |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Sale
|
Nov. 20, 2015 |
$15,001 - $50,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
Nov. 20, 2015 |
$15,001 - $50,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| PoST HLDgS INC NTS 07.375% 021522 |
|
NOTE |
Sale
|
Nov. 20, 2015 |
$15,001 - $50,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Texas Instruments Incorporated (TXN) |
TXN |
STOCK |
Sale
|
Nov. 20, 2015 |
$1,001 - $15,000 |
| Accenture plc. Class A ordinary Shares (ACN) |
ACN |
STOCK |
Purchase
|
Nov. 20, 2015 |
$100,001 - $250,000 |
| Teekay Corporation (TK) |
TK |
STOCK |
Purchase
|
Nov. 18, 2015 |
$15,001 - $50,000 |
| Summit Midstream Partners, LP Common Units Representing Limited Partner Interests (SMLP) |
SMLP |
STOCK |
Sale
|
Nov. 18, 2015 |
$15,001 - $50,000 |
| Teekay offshore Partners L.P. Common Units representing Limited Partner Interests (Too) |
TOO |
STOCK |
Sale
|
Nov. 18, 2015 |
$15,001 - $50,000 |
| DAVITA INC NTS B/E 05.750% 081522 |
DVA |
BOND |
P
|
Nov. 18, 2015 |
$1,001 - $15,000 |
| CoNTINENTAL RESoURCES 05.000% P |
CLR |
BOND |
P
|
Nov. 18, 2015 |
$1,001 - $15,000 |
| Columbia Pipeline group, Inc. (CPgX) |
CPGX |
STOCK |
Sale
|
Nov. 18, 2015 |
$15,001 - $50,000 |
| Plains group Holdings, L.P. Class A (PAgP) |
PAGP |
STOCK |
Purchase
|
Nov. 18, 2015 |
$50,001 - $100,000 |
| CoNTINENTAL RESoURCES 05.000% P |
CLR |
BOND |
P
|
Nov. 17, 2015 |
$1,001 - $15,000 |
| CLEAR CHANNEL CoMM INC 09.000% |
|
BOND |
Sale
|
Nov. 16, 2015 |
$1,001 - $15,000 |
| SPRINT CAPITAL CoRP 06.900% |
|
BOND |
Sale
|
Nov. 16, 2015 |
$1,001 - $15,000 |
| CLEAR CHANNEL CoMM INC 09.000% |
|
BOND |
Sale
|
Nov. 16, 2015 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% |
|
BOND |
Purchase
|
Nov. 13, 2015 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% 031523 |
|
BOND |
Purchase
|
Nov. 12, 2015 |
$1,001 - $15,000 |
| L.B. Foster Company (FSTR) |
FSTR |
STOCK |
Sale
|
Nov. 10, 2015 |
$1,001 - $15,000 |
| TESoRo LogISTICS NTS B/E 06.125% |
|
BOND |
Purchase
|
Nov. 10, 2015 |
$1,001 - $15,000 |
| Hanover Insurance group Inc (THg) |
HIG |
STOCK |
S
|
Nov. 10, 2015 |
$1,001 - $15,000 |
| oNEoK, Inc. (oKE) |
OKE |
STOCK |
Purchase
|
Nov. 10, 2015 |
$15,001 - $50,000 |
| Parsley Energy, Inc. Class A (PE) |
PE |
STOCK |
Purchase
|
Nov. 10, 2015 |
$1,001 - $15,000 |
| American Equity Investment Life Holding Company (AEL) |
|
PRIVATE EQUITY |
Purchase
|
Nov. 10, 2015 |
$1,001 - $15,000 |
| Harsco Corporation (HSC) |
HSC |
STOCK |
S
|
Nov. 10, 2015 |
$1,001 - $15,000 |
| CLEAR CHANNEL CoMM INC 09.000% |
|
BOND |
Sale
|
Nov. 9, 2015 |
$1,001 - $15,000 |
| LENNAR CoRP CALL@MW+50BP 04.500% 061519 |
LEN |
FIXED INCOME |
Purchase
|
Nov. 9, 2015 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
Nov. 9, 2015 |
$100,001 - $250,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
Nov. 9, 2015 |
$1,001 - $15,000 |
| McDonald's Corporation (MCD) |
MCD |
STOCK |
Purchase
|
Nov. 9, 2015 |
$1,001 - $15,000 |
| UNITED RENTALS NA INC 07.625% |
|
BOND |
Purchase
|
Nov. 9, 2015 |
$1,001 - $15,000 |
| CoNSTELLATIoN BRANDS INC 06.000% |
STZ |
BOND |
Purchase
|
Nov. 9, 2015 |
$1,001 - $15,000 |
| oNEoK, Inc. (oKE) |
OKE |
STOCK |
Purchase
|
Nov. 6, 2015 |
$15,001 - $50,000 |
| CoNSTELLATIoN BRANDS INC 06.000% |
STZ |
BOND |
Purchase
|
Nov. 6, 2015 |
$1,001 - $15,000 |
| LENNAR CoRP CALL@MW+50BP 04.500% 061519 |
LEN |
FIXED INCOME |
Purchase
|
Nov. 5, 2015 |
$1,001 - $15,000 |
| CoNSTELLATIoN BRANDS INC 06.000% |
STZ |
BOND |
Purchase
|
Nov. 5, 2015 |
$1,001 - $15,000 |
| gENERAL MoToRS FINL Co 03.250% |
|
BOND |
P
|
Nov. 5, 2015 |
$15,001 - $50,000 |
| WILLIAMS CoS INC B/E 05.750% |
|
BOND |
Purchase
|
Nov. 4, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Nov. 4, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Nov. 4, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Nov. 4, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Nov. 3, 2015 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Nov. 3, 2015 |
$1,001 - $15,000 |
| TESoRo LogISTICS NTS B/E 06.125% |
|
BOND |
Purchase
|
Nov. 3, 2015 |
$15,001 - $50,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Purchase
|
Nov. 3, 2015 |
$1,001 - $15,000 |
| Deltic Timber Corporation (DEL) |
DEL |
STOCK |
S
|
Nov. 2, 2015 |
$1,001 - $15,000 |