| gENERAL MoToRS FINL Co 03.250% 051518 |
|
BOND |
P
|
Oct. 30, 2015 |
$1,001 - $15,000 |
| LENNAR CoRP CALL@MW+50BP 04.500% 061519 |
LEN |
FIXED INCOME |
Purchase
|
Oct. 29, 2015 |
$1,001 - $15,000 |
| NRg ENERgY INC NTS B/E 06.625% |
NRG |
BOND |
Sale
|
Oct. 28, 2015 |
$1,001 - $15,000 |
| FERRELLgAS LP B/E 06.500% 050121 |
|
BOND |
S
|
Oct. 22, 2015 |
$1,001 - $15,000 |
| Mitel Networks Corporation - Common Shares (MITL) |
MITL |
STOCK |
Purchase
|
Oct. 22, 2015 |
$1,001 - $15,000 |
| Comcast Corporation - Class A Special (CMCSK) |
CMCSK |
STOCK |
S
|
Oct. 22, 2015 |
$15,001 - $50,000 |
| Rexnord Corporation (RXN) |
RXN |
STOCK |
Sale
|
Oct. 20, 2015 |
$1,001 - $15,000 |
| Seagate Technology. (STX) |
STX |
STOCK |
Purchase
|
Oct. 20, 2015 |
$1,001 - $15,000 |
| Deltic Timber Corporation (DEL) |
DEL |
STOCK |
S
|
Oct. 20, 2015 |
$1,001 - $15,000 |
| Commercial Metals Company (CMC) |
CMC |
STOCK |
P
|
Oct. 19, 2015 |
$1,001 - $15,000 |
| ABM Industries Incorporated (ABM) |
ABM |
STOCK |
P
|
Oct. 16, 2015 |
$1,001 - $15,000 |
| Chemtura Corp. (CHMT) |
CHMT |
STOCK |
S
|
Oct. 16, 2015 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
Purchase
|
Oct. 15, 2015 |
$1,001 - $15,000 |
| SINCLAIR TELEVISION 05.375% S |
|
BOND |
Purchase
|
Oct. 15, 2015 |
$1,001 - $15,000 |
| SILgAN HLDgS INC NTS B/E 05.500% |
|
BOND |
Purchase
|
Oct. 15, 2015 |
$1,001 - $15,000 |
| LEUCADIA NATL CoRP B/E 05.500% 101823 |
|
BOND |
Purchase
|
Oct. 15, 2015 |
$1,001 - $15,000 |
| SINCLAIR TELEVISION 05.375% S |
|
BOND |
Purchase
|
Oct. 14, 2015 |
$1,001 - $15,000 |
| CHC HELICoPTER S A NTS 09.250% 101520 |
|
BOND |
S
|
Oct. 9, 2015 |
$1,001 - $15,000 |
| Deltic Timber Corporation (DEL) |
DEL |
STOCK |
S
|
Oct. 9, 2015 |
$1,001 - $15,000 |
| Yum! Brands, Inc. (YUM) |
YUM |
STOCK |
Sale
|
Oct. 8, 2015 |
$1,001 - $15,000 |
| Yum! Brands, Inc. (YUM) |
YUM |
STOCK |
Sale
|
Oct. 8, 2015 |
$1,001 - $15,000 |
| Yum! Brands, Inc. (YUM) |
YUM |
STOCK |
Sale
|
Oct. 8, 2015 |
$100,001 - $250,000 |
| Deltic Timber Corporation (DEL) |
DEL |
STOCK |
S
|
Oct. 8, 2015 |
$1,001 - $15,000 |
| Yum! Brands, Inc. (YUM) |
YUM |
STOCK |
Sale
|
Oct. 8, 2015 |
$1,001 - $15,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Purchase
|
Oct. 7, 2015 |
$15,001 - $50,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Purchase
|
Oct. 7, 2015 |
$15,001 - $50,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Purchase
|
Oct. 7, 2015 |
$100,001 - $250,000 |
| iShares iBoxx $ Investment grade Corporate Bond ETF (LQD) |
LQD |
ETF |
Purchase
|
Oct. 7, 2015 |
$15,001 - $50,000 |
| Western Asset High Income Fund II Inc. (HIX) |
HIX |
FUND |
Purchase
|
Oct. 7, 2015 |
$1,001 - $15,000 |
| Western Asset High Income Fund II Inc. (HIX) |
HIX |
FUND |
Purchase
|
Oct. 7, 2015 |
$1,001 - $15,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Purchase
|
Oct. 7, 2015 |
$100,001 - $250,000 |
| iShares US Preferred Stock ETF (PFF) |
PFF |
ETF |
Purchase
|
Oct. 7, 2015 |
$15,001 - $50,000 |
| JT WILLIAMS CoS INC B/E 05.750% 062444 |
|
BOND |
Purchase
|
Oct. 7, 2015 |
$1,001 - $15,000 |
| SLM CoRP MED TERM NTS 05.500% S |
SLM |
BOND |
Purchase
|
Oct. 6, 2015 |
$1,001 - $15,000 |
| LEUCADIA NATL CoRP B/E 05.500% |
|
BOND |
Purchase
|
Oct. 6, 2015 |
$15,001 - $50,000 |
| JT WILLIAMS CoS INC B/E 05.750% 062444 |
|
BOND |
Purchase
|
Oct. 6, 2015 |
$1,001 - $15,000 |
| JT WILLIAMS CoS INC B/E 05.750% 062444 |
|
BOND |
Purchase
|
Oct. 5, 2015 |
$1,001 - $15,000 |
| Houghton Mifflin Harcourt Company (HMHC) |
|
PRIVATE EQUITY |
P
|
Oct. 5, 2015 |
$1,001 - $15,000 |
| SLM CoRP MED TERM NTS 05.500% S |
SLM |
BOND |
Purchase
|
Oct. 5, 2015 |
$1,001 - $15,000 |
| Synovus Financial Corp. (SNV) |
SNV |
STOCK |
Purchase
|
Oct. 5, 2015 |
$1,001 - $15,000 |
| Sally Beauty Holdings, Inc. (SBH) |
SBH |
STOCK |
Sale
|
Oct. 2, 2015 |
$1,001 - $15,000 |
| SLM Corporation (SLM) |
SLM |
STOCK |
Purchase
|
Oct. 2, 2015 |
$1,001 - $15,000 |
| EVEREST ACQUISITIoN LLC 09.375% 050120 |
|
BOND |
S
|
Oct. 2, 2015 |
$15,001 - $50,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Oct. 1, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
Oct. 1, 2015 |
$1,001 - $15,000 |
| Crestwood Midstream Partners LP (CMLP) |
CMLP |
STOCK |
E
|
Oct. 1, 2015 |
$15,001 - $50,000 |
| Crestwood Equity Partners LP (CEQP) |
CEQP |
STOCK |
E
|
Oct. 1, 2015 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
Oct. 1, 2015 |
$1,001 - $15,000 |
| ALCoA INC 06.150% 081520 |
AA |
BOND |
S
|
Oct. 1, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Purchase
|
Oct. 1, 2015 |
$1,001 - $15,000 |
| LINN ENERgY LLC NTS B/E 07.750% |
|
BOND |
Sale
|
Oct. 1, 2015 |
$1,001 - $15,000 |