Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Sterne agee | FUND | P | Sept. 10, 2015 | $15,001 - $50,000 | |
| agL Resources, Inc. (gaS) | AGL | STOCK | P | Sept. 4, 2015 | $15,001 - $50,000 |
| Sterne agee | FUND | P | Aug. 25, 2015 | $15,001 - $50,000 | |
| Sterne agee | FUND | P | Aug. 14, 2015 | $15,001 - $50,000 |