| SoCIETE GENERALE LINKED To S&P 500 INDEX bUFFERED CAPPED bETA STRUCTURED NoTE DUE 06/02/2017 |
|
NOTE |
Purchase
|
Aug. 28, 2015 |
$100,001 - $250,000 |
| Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Purchase
|
Aug. 26, 2015 |
$1,001 - $15,000 |
| JPMoRGAN CHASE & Co. LINKED To S&P 500 INDEX bUFFERED CAPPED bETA STRUCTURED NoTE DUE 12/23/2016 |
|
NOTE |
Purchase
|
Aug. 20, 2015 |
$250,001 - $500,000 |
| PUT/XSP @ 203 EXP 08/21/15 - CboE MINI SPX INDEX |
XSP |
OPTION |
Purchase
|
Aug. 20, 2015 |
$1,001 - $15,000 |
| PUT/XSP @ 198 EXP 10/02/2015 - CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Aug. 19, 2015 |
$1,001 - $15,000 |
| WHITEHALL MICH DIST SCHS Go bDS 4.0000% 05/01/19 MN |
|
BOND |
Purchase
|
Aug. 18, 2015 |
$100,001 - $250,000 |
| Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Purchase
|
Aug. 17, 2015 |
$1,001 - $15,000 |
| Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Purchase
|
Aug. 13, 2015 |
$1,001 - $15,000 |
| Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Purchase
|
Aug. 12, 2015 |
$1,001 - $15,000 |
| RHoDE ISLAND ST & PRoVIDENCE Go bDS 5.5000% 08/01/24-CA |
|
BOND |
Purchase
|
Aug. 11, 2015 |
$15,001 - $50,000 |
| RoYAL oAK MICH HoSP FINC AUTH REV bDS 8.0000% 09/01/29-CA |
|
BOND |
Purchase
|
Aug. 10, 2015 |
$15,001 - $50,000 |
| RoYAL oAK MICH HoSP FINC AUTH REV bDS 8.0000% 09/01/29-CA |
|
BOND |
Purchase
|
Aug. 10, 2015 |
$15,001 - $50,000 |
| Phillips 66 Partners LP Common Units |
PSXLP |
STOCK |
Purchase
|
Aug. 7, 2015 |
$1,001 - $15,000 |
| Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Purchase
|
Aug. 7, 2015 |
$1,001 - $15,000 |
| CENTRAL bUCKS PA SCH DIST Go bDS 5% 05/15/23 MN |
|
BOND |
Purchase
|
Aug. 6, 2015 |
$15,001 - $50,000 |
| Phillips 66 Partners LP Common Units |
PSXLP |
STOCK |
Purchase
|
Aug. 6, 2015 |
$1,001 - $15,000 |
| Antero Midstream Partners LP Common Units representing limited partner interests (AM) |
AM |
STOCK |
Purchase
|
Aug. 5, 2015 |
$15,001 - $50,000 |
| Columbia Pipeline Partners LP Common Units representing Limited Partner |
|
STOCK |
Purchase
|
Aug. 5, 2015 |
$1,001 - $15,000 |
| NoRFoLK VA Go bDS 5.0000% 10/01/27 Ao |
|
BOND |
Purchase
|
Aug. 5, 2015 |
$15,001 - $50,000 |
| MANATEE CNTY FLA REV bDS 5% 10/01/18 Ao |
|
BOND |
Purchase
|
Aug. 5, 2015 |
$250,001 - $500,000 |
| Phillips 66 Partners LP Common Units |
PSXLP |
STOCK |
Purchase
|
Aug. 5, 2015 |
$1,001 - $15,000 |
| Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Purchase
|
Aug. 5, 2015 |
$1,001 - $15,000 |
| ARLINGToN CNTY VA Go bDS 5.0000% 08/01/24 FA |
|
BOND |
Purchase
|
Aug. 5, 2015 |
$15,001 - $50,000 |
| Phillips 66 Partners LP Common Units |
PSXLP |
STOCK |
Purchase
|
Aug. 4, 2015 |
$1,001 - $15,000 |
| Antero Midstream Partners LP Common Units representing limited partner interests (AM) |
AM |
STOCK |
Purchase
|
Aug. 4, 2015 |
$1,001 - $15,000 |
| Columbia Pipeline Partners LP Common Units |
|
STOCK |
Purchase
|
Aug. 4, 2015 |
$1,001 - $15,000 |
| EQT GP Holdings, LP Common Units |
EQT |
STOCK |
Purchase
|
Aug. 4, 2015 |
$1,001 - $15,000 |
| Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Purchase
|
Aug. 4, 2015 |
$15,001 - $50,000 |
| Phillips 66 Partners LP Common Units |
PSXLP |
STOCK |
Purchase
|
Aug. 3, 2015 |
$1,001 - $15,000 |
| Columbia Pipeline Partners LP Common Units |
|
STOCK |
Purchase
|
Aug. 3, 2015 |
$1,001 - $15,000 |
| EQT GP Holdings, LP Common Units |
EQT |
STOCK |
Purchase
|
Aug. 3, 2015 |
$1,001 - $15,000 |
| Antero Midstream Partners LP Common Units representing limited partner interests (AM) |
AM |
STOCK |
Purchase
|
Aug. 3, 2015 |
$1,001 - $15,000 |