| PoRT AUTH N Y & N J REV oID@99.2291 BE/R/ 5 DUE 071538 |
|
BOND |
Purchase
|
July 30, 2015 |
$100,001 - $250,000 |
| RANgE RESoURCES CoRP B/E 05.750% 060121 |
|
BOND |
Purchase
|
July 24, 2015 |
$1,001 - $15,000 |
| DAVITA HEALTHCARE PARTNE 05.125% |
|
BOND |
Purchase
|
July 24, 2015 |
$1,001 - $15,000 |
| DAVITA HEALTHCARE PARTNE 05.125% |
|
BOND |
Purchase
|
July 23, 2015 |
$1,001 - $15,000 |
| CHC HELICoPTER S A NTS 09.250% 101520 |
|
BOND |
S
|
July 22, 2015 |
$1,001 - $15,000 |
| DAVITA HEALTHCARE PARTNE 05.125% |
|
BOND |
Purchase
|
July 22, 2015 |
$1,001 - $15,000 |
| TE Connectivity Ltd. New Switzerland Registered Shares (TEL) |
TEL |
STOCK |
Purchase
|
July 22, 2015 |
$1,001 - $15,000 |
| Seagate Technology. (STX) |
STX |
STOCK |
Purchase
|
July 22, 2015 |
$1,001 - $15,000 |
| Seagate Technology. (STX) |
STX |
STOCK |
Purchase
|
July 22, 2015 |
$1,001 - $15,000 |
| DAVITA HEALTHCARE PARTNE 05.125% |
|
BOND |
Purchase
|
July 21, 2015 |
$1,001 - $15,000 |
| NiSource Inc (NI) |
NI |
STOCK |
Sale
|
July 20, 2015 |
$15,001 - $50,000 |
| Enterprise Products Partners L.P. (EPD) |
EPD |
STOCK |
Purchase
|
July 20, 2015 |
$15,001 - $50,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Purchase
|
July 17, 2015 |
$1,001 - $15,000 |
| Cree, Inc. (CREE) |
CREE |
STOCK |
Purchase
|
July 17, 2015 |
$1,001 - $15,000 |
| WELLS FARgo & Co 02.600% 072220 DTD072215 |
|
BOND |
Purchase
|
July 16, 2015 |
$1,001 - $15,000 |
| STEEL DYNAMICS INC NTS 05.250% 041523 |
STLD |
NOTE |
Purchase
|
July 16, 2015 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
Purchase
|
July 15, 2015 |
$1,001 - $15,000 |
| BK oF NY MELLoN CoRP 02.100% 080118 |
BK |
BOND |
S
|
July 15, 2015 |
$1,001 - $15,000 |
| AFLAC Incorporated (AFL) |
AFL |
STOCK |
S
|
July 13, 2015 |
$1,001 - $15,000 |
| AFLAC Incorporated (AFL) |
AFL |
STOCK |
S
|
July 13, 2015 |
$100,001 - $250,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
July 13, 2015 |
$100,001 - $250,000 |
| AFLAC Incorporated (AFL) |
AFL |
STOCK |
S
|
July 13, 2015 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
July 13, 2015 |
$1,001 - $15,000 |
| Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
July 13, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
July 9, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
July 9, 2015 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% P |
THC |
BOND |
Purchase
|
July 7, 2015 |
$1,001 - $15,000 |
| Eversource Energy (ES) |
ES |
STOCK |
Sale
|
July 6, 2015 |
$100,001 - $250,000 |
| Eversource Energy (ES) |
ES |
STOCK |
Sale
|
July 6, 2015 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
Purchase
|
July 6, 2015 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
Purchase
|
July 6, 2015 |
$1,001 - $15,000 |
| AVIS BUDGET NTS B/E 05.500% 040123 |
|
BOND |
P
|
July 6, 2015 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) |
JCI |
STOCK |
Purchase
|
July 6, 2015 |
$100,001 - $250,000 |
| Eversource Energy (ES) |
ES |
STOCK |
Sale
|
July 6, 2015 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
July 2, 2015 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% P |
THC |
BOND |
Purchase
|
July 2, 2015 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% P |
THC |
BOND |
Purchase
|
July 2, 2015 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
July 2, 2015 |
$1,001 - $15,000 |
| CHESAPEAKE ENERgY CoRP 06.125% |
CHK |
BOND |
Sale
|
July 1, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
July 1, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
July 1, 2015 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 08.125% 040122 |
|
BOND |
Purchase
|
July 1, 2015 |
$1,001 - $15,000 |