| BK oF NY MELLoN CoRP 02.100% S 06/2/2015 |
BK |
BOND |
Sale
|
July 1, 2015 |
$1,001 - $15,000 |
| BB&T CoRP MED TERM NTS 02.250% S 06/2/2015 |
|
NOTE |
Sale
|
July 1, 2015 |
$1,001 - $15,000 |
| BK oF AMER CoRP NTS B/E 02.400% S 06/2/2015 |
|
NOTE |
Sale
|
July 1, 2015 |
$1,001 - $15,000 |
| Eversource Energy (ES) |
ES |
STOCK |
Purchase
|
June 30, 2015 |
$1,001 - $15,000 |
| CHESAPEAKE ENERGY CoRP 06.125% |
CHK |
BOND |
S
|
June 30, 2015 |
$1,001 - $15,000 |
| Broadcom Corporation - Class A (BRCM) |
AVGO |
STOCK |
Purchase
|
June 30, 2015 |
$15,001 - $50,000 |
| AVIS BUDgET NTS B/E 05.500% 040123 |
|
BOND |
P
|
June 29, 2015 |
$1,001 - $15,000 |
| CHESAPEAKE ENERGY CoRP 06.125% |
CHK |
BOND |
S
|
June 29, 2015 |
$1,001 - $15,000 |
| Western Asset High Income Fund II Inc. (HIX) |
HIX |
FUND |
Purchase
|
June 23, 2015 |
$1,001 - $15,000 |
| guggenheim CurrencyShares British Pound Sterling Trust (FXB) |
FXB |
ETF |
S
|
June 23, 2015 |
$1,001 - $15,000 |
| guggenheim CurrencyShares British Pound Sterling Trust (FXB) |
FXB |
ETF |
S
|
June 23, 2015 |
$15,001 - $50,000 |
| Western Asset High Income Fund II Inc. (HIX) |
HIX |
FUND |
Purchase
|
June 23, 2015 |
$15,001 - $50,000 |
| Western Asset High Income Fund II Inc. (HIX) |
HIX |
FUND |
Purchase
|
June 23, 2015 |
$15,001 - $50,000 |
| guggenheim CurrencyShares Canadian Dollar Trust (FXC) |
FXC |
ETF |
Sale
|
June 23, 2015 |
$15,001 - $50,000 |
| guggenheim CurrencyShares Canadian Dollar Trust (FXC) |
FXC |
ETF |
S
|
June 23, 2015 |
$1,001 - $15,000 |
| Comcast Corporation - Class A Special (CMCSK) |
CMCSK |
STOCK |
Purchase
|
June 23, 2015 |
$15,001 - $50,000 |
| Comcast Corporation - Class A Special (CMCSK) |
CMCSK |
STOCK |
Purchase
|
June 23, 2015 |
$15,001 - $50,000 |
| guggenheim CurrencyShares Canadian Dollar Trust (FXC) |
FXC |
ETF |
S
|
June 23, 2015 |
$1,001 - $15,000 |
| guggenheim CurrencyShares British Pound Sterling Trust (FXB) |
FXB |
ETF |
S
|
June 23, 2015 |
$1,001 - $15,000 |
| BoYD gAMINg CoRP NTS B/E P 06.875% 051523 |
|
BOND |
Purchase
|
June 22, 2015 |
$15,001 - $50,000 |
| Dominion Resources, Inc. (D) |
D |
STOCK |
Purchase
|
June 22, 2015 |
$1,001 - $15,000 |
| Federal-Mogul Holdings Corporation - Class A (FDML) |
FDML |
STOCK |
Purchase
|
June 17, 2015 |
$1,001 - $15,000 |
| Sabra Healthcare REIT, Inc. (SBRA) |
SBRA |
REAL ESTATE |
Purchase
|
June 17, 2015 |
$1,001 - $15,000 |
| Media general, Inc. (MEg) |
MEG |
STOCK |
Purchase
|
June 17, 2015 |
$1,001 - $15,000 |
| Xenia Hotels & Resorts, Inc. (XHR) |
XHR |
STOCK |
Purchase
|
June 17, 2015 |
$1,001 - $15,000 |
| AVIS BUDgET NTS B/E 05.500% 040123 |
|
BOND |
P
|
June 17, 2015 |
$1,001 - $15,000 |
| Ryman Hospitality Properties, Inc. (RHP) |
RHP |
STOCK |
Sale
|
June 17, 2015 |
$1,001 - $15,000 |
| Actavis plc ordinary Shares (ACT) |
ACT |
STOCK |
E
|
June 15, 2015 |
$100,001 - $250,000 |
| Allergan plc ordinary Shares (AgN) |
AGN |
STOCK |
E
|
June 15, 2015 |
$100,001 - $250,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Purchase
|
June 12, 2015 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
P
|
June 12, 2015 |
$1,001 - $15,000 |
| Dominion Resources, Inc. (D) |
D |
STOCK |
Purchase
|
June 12, 2015 |
$15,001 - $50,000 |
| Eversource Energy (ES) |
ES |
STOCK |
Purchase
|
June 12, 2015 |
$15,001 - $50,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
June 12, 2015 |
$1,001 - $15,000 |
| Invesco Ltd (IVZ) |
IVZ |
STOCK |
Purchase
|
June 12, 2015 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
June 12, 2015 |
$15,001 - $50,000 |
| Pearson, Plc (PSo) |
PSON |
STOCK |
S
|
June 12, 2015 |
$1,001 - $15,000 |
| Pearson, Plc (PSo) |
PSON |
STOCK |
S
|
June 12, 2015 |
$100,001 - $250,000 |
| Pearson, Plc (PSo) |
PSON |
STOCK |
S
|
June 12, 2015 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
June 12, 2015 |
$15,001 - $50,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
June 12, 2015 |
$1,001 - $15,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Purchase
|
June 12, 2015 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
June 12, 2015 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
June 12, 2015 |
$1,001 - $15,000 |
| V.F. Corporation (VFC) |
VFC |
STOCK |
Purchase
|
June 12, 2015 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
June 9, 2015 |
$1,001 - $15,000 |
| guggenheim CurrencyShares Canadian Dollar Trust (FXC) |
FXC |
ETF |
Purchase
|
June 9, 2015 |
$1,001 - $15,000 |
| LENNAR CoRP B/E 04.750% 053025 |
LEN |
BOND |
Purchase
|
June 9, 2015 |
$1,001 - $15,000 |
| guggenheim CurrencyShares British Pound Sterling Trust (FXB) |
FXB |
ETF |
P
|
June 9, 2015 |
$1,001 - $15,000 |
| HERTZ CoRP NTS 06.250% 101522 |
|
BOND |
Purchase
|
June 8, 2015 |
$15,001 - $50,000 |
| HERTZ CoRP NTS 06.250% 101522 |
|
BOND |
Purchase
|
June 3, 2015 |
$1,001 - $15,000 |
| LENNAR CoRP B/E 04.750% 053025 |
LEN |
BOND |
Purchase
|
June 3, 2015 |
$1,001 - $15,000 |
| HEWLETT PACKARD Co CALL 02.600% 091517 |
HPQ |
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| INTELSAT JACKSoN HLDgS 07.500% 040121 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets |
IEMG |
ETF |
Purchase
|
June 2, 2015 |
$250,001 - $500,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
June 2, 2015 |
$250,001 - $500,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
June 2, 2015 |
$250,001 - $500,000 |
| JPMoRgAN CHASE & Co NTS 02.250% |
JPM |
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| CHC HELICoPTER S A NTS 09.250% S 101520 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
June 2, 2015 |
$500,001 - $1,000,000 |
| GENERAL ELEC CAP CoRP 02.200% 010920 |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| FORD MoToR CREDIT Co LLC S 02.597% 110419 |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| FERRELLGAS LP B/E 06.500% 050121 |
|
BOND |
Purchase
|
June 2, 2015 |
$1,001 - $15,000 |
| COMMUNITY HEALTH SYSTEMS 06.875% 020122 |
|
BOND |
Purchase
|
June 2, 2015 |
$1,001 - $15,000 |
| COMMONWEALTH EDISON NTS 02.150% 011519 |
|
BOND |
Purchase
|
June 2, 2015 |
$1,001 - $15,000 |
| CLoUD PEAK ENERgY INC 08.500% |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| CITIZENS CoMM Co 7.125% 031519 |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| LENNAR CoRP B/E 04.750% 053025 |
LEN |
BOND |
Purchase
|
June 2, 2015 |
$1,001 - $15,000 |
| CHEVRoN CoRP NTS B/E 02.193% |
CVX |
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| MEDIACoM BRoADBAND LLC 05.500% 041521 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| MERCK & Co INC NTS B/E 01.850% 021020 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| MoRgAN STANLEY NTS B/E 02.650% 012720 |
|
NOTE |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOT |
ETF |
Purchase
|
June 2, 2015 |
$100,001 - $250,000 |
| NRg ENERgY INC NTS B/E 07.875% 051521 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| oFFSHoRE gRoUP INVMT LTD 07.500% 110119 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| ORACLE CoRP NTS B/E 02.375% |
ORCL |
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| PEABoDY ENERgY CoRP NTS S 06.000% |
POET |
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
Purchase
|
June 2, 2015 |
$100,001 - $250,000 |
| PENSKE AUTo gRoUP INC 05.750% |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| PNC BK NTS B/E 02.400% |
PNC |
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP B/E S 05.750% |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP NTS S 05.000% |
RRG |
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| CHESAPEAKE MIDSTREAM PT/ 06.125% |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| SABINE PASS LNG LP NTS 06.500% 110120 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| CHESAPEAKE ENERGY CoRP 05.375% |
CHK |
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Purchase
|
June 2, 2015 |
$250,001 - $500,000 |
| VERIZoN CoMMUNICATIoNS 02.550% 061719 |
VZ |
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| CCo HLDgS LLC/CAP CoRP 06.500% S 043021 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| SIMON PPTY GROUP LP NTS 02.200% 020119 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| SOUTHWEST ENERGY Co NTS B/E 04.050% 012320 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| SPRINT CAPITAL CoRP 06.900% 050119 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| TEEKAY CoRP NTS B/E 08.500% |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| CATERPILLAR FINANCIAL SE S 02.000% 030520 |
|
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| APPLE INC NTS B/E 02.100% 050619 |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| UNITED RENTALS NA INC 07.625% |
URI |
BOND |
Sale
|
June 2, 2015 |
$1,001 - $15,000 |
| AMERIgAS PARTNER 06.500% 052021 |
|
BOND |
S
|
June 2, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
June 1, 2015 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
June 1, 2015 |
$15,001 - $50,000 |
| LENNAR CoRP B/E 04.750% 053025 |
LEN |
BOND |
Purchase
|
June 1, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets P |
IEMG |
ETF |
Purchase
|
June 1, 2015 |
$15,001 - $50,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
June 1, 2015 |
$15,001 - $50,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
June 1, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
Purchase
|
June 1, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Purchase
|
June 1, 2015 |
$15,001 - $50,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOT |
ETF |
Purchase
|
June 1, 2015 |
$1,001 - $15,000 |