| Stanley Black & Decker, Inc. (SWK) |
SWK |
STOCK |
Sale
|
April 1, 2015 |
$1,001 - $15,000 |
| PEABoDY ENERgY CoRP B/E 06.500% |
POE |
BOND |
S
|
March 31, 2015 |
$1,001 - $15,000 |
| CoNNECTICUT ST SP TAX oB SR A RV |
|
BOND |
Purchase
|
March 31, 2015 |
$250,001 - $500,000 |
| Smith & Nephew SNATS, Inc. (SNN) |
SNN |
STOCK |
Purchase
|
March 31, 2015 |
$15,001 - $50,000 |
| Federal-Mogul Holdings Corporation - Class A (FDML) |
FDML |
STOCK |
Sale
|
March 30, 2015 |
$1,001 - $15,000 |
| Trend Micro Incorporated American Depositary Shares (TMICY) |
TMICY |
STOCK |
Sale
|
March 30, 2015 |
$1,001 - $15,000 |
| KINETIC CoNCEPTS INC NTS 10.500% 110118 |
|
NOTE |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| SINCLAIR TELEVISIoN 05.375% |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| JT LEAR CoRP NTS B/E 05.250% 011525 |
|
NOTE |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| EVEREST ACQUISITION LLC 09.375% 050120 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| JT LEVEL 3 CoMM INC NTS B/E 05.750% |
|
NOTE |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| AES CoRP NTS B/E 08.000% 060120 |
AES |
BOND |
S
|
March 27, 2015 |
$1,001 - $15,000 |
| TARgA RESoURCES PARTNERS 05.250% 050123 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| HCA INC B/E 05.000% 031524 |
|
BOND |
S
|
March 27, 2015 |
$1,001 - $15,000 |
| H J HEINZ Co NTS B/E 04.250% S 03/27/2015 |
KHC |
BOND |
S
|
March 27, 2015 |
$1,001 - $15,000 |
| gENL MoToRS FINL Co INC 04.250% |
GM |
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| CBRE SERVICES INC B/E 05.000% S 03/27/2015 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP NTS 05.000% 031523 |
|
NOTE |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| gLP CAP L P / gLP FINg 04.875% |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| ALLY FINANCIAL INC B/E 05.125% 093024 |
ALLY |
BOND |
S
|
March 27, 2015 |
$1,001 - $15,000 |
| SLM CoRP MED TERM NTS 05.500% |
SLM |
NOTE |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| CLEAR CHANNEL CoMM INC 09.000% |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| RANgE RESoURCES CoRP NTS 06.750% 080120 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| CRoWN CASTLE INTL CoRP 04.875% |
CNC |
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| CSC HLDgS INC 07.625% |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| MARKWEST ENERGY 06.750% 110120 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| D R HoRToN INC 04.000% 021520 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| Trend Micro Incorporated American Depositary Shares (TMICY) |
TMICY |
STOCK |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| DAVITA INC NTS B/E 05.750% 081522 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| JT LEVEL 3 FINg INC NTS B/E 07.000% |
|
NOTE |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| LAMAR MEDIA CoRP NTS B/E 05.000% 050123 |
|
NOTE |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| NATIONSTAR MORTGAGE LLC S 06.500% 070121 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| DYNEgY INC NTS B/E 05.875% 060123 |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| SPRINT NEXTEL CoRP B/E 06.000% |
|
BOND |
Sale
|
March 27, 2015 |
$1,001 - $15,000 |
| INTL LEASE FIN CoRP NTS 08.250% |
|
NOTE |
Sale
|
March 26, 2015 |
$15,001 - $50,000 |
| JT LTD BRANDS INC NTS B/E 06.625% |
RL |
BOND |
Sale
|
March 26, 2015 |
$15,001 - $50,000 |
| MARKWEST ENERGY NTS B/E 05.500% 021523 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| MASCo CoRP B/E 05.950% 031522 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| POST HLDgS INC NTS 07.375% 021522 |
|
NOTE |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| MgM RESoRTS INTL NTS B/E 06.750% 100120 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| MICRoN TECHNoLogY INC 05.875% 021522 |
MU |
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| NIELSEN FIN LLC/NIELSEN 04.500% 100120 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| ENERgY INC NTS B/E 06.625% |
|
BOND |
S
|
March 26, 2015 |
$1,001 - $15,000 |
| ACCESS MIDSTREAM 04.875% 051523 |
|
BOND |
S
|
March 26, 2015 |
$1,001 - $15,000 |
| CoMMUNITY HEALTH SYSTEMS 07.125% |
CYHS |
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| UNITED RENTALS NoRTH AM 05.750% 111524 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| DISH DBS CoRP NTS B/E 05.875% 071522 |
DISH |
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| T-MoBILE USA INC B/E 06.542% |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| T-MoBILE US INC NTS B/E 06.125% |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| ENERGY TRANSFER PARTNERS 07.500% 101520 |
ET |
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| TENET HEALTHCARE CoRP 04.750% 060120 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| EQUINIX INC B/E 05.750% 010125 |
EQIX |
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| ANTERo RESoURCES FIN 05.375% S 03/26/2015 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| FIRST DATA CORP NTS B/E 12.625% 011521 |
|
NOTE |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| gENoN ENERgY INC NTS B/E 09.875% |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| global Logistic Properties Ltd. Unsponsored ADR (gBTZY) |
GBTZY |
STOCK |
Purchase
|
March 26, 2015 |
$15,001 - $50,000 |
| GRAPHIC PACKAGINg INTL 04.750% S 03/26/2015 |
|
BOND |
S
|
March 26, 2015 |
$1,001 - $15,000 |
| HCA INC NTS B/E 03.750% 031519 |
HCA |
BOND |
S
|
March 26, 2015 |
$1,001 - $15,000 |
| AUToNATIoN INC NTS B/E 06.750% P 03/26/2015 |
|
BOND |
Purchase
|
March 26, 2015 |
$15,001 - $50,000 |
| HERTZ CoRP NTS B/E 06.750% 041519 |
|
BOND |
S
|
March 26, 2015 |
$1,001 - $15,000 |
| ICAHN ENTERPRISES/FIN 06.000% |
ICAHN |
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| SPRINT CAPITAL CoRP 06.875% |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| REYNoLDS gRoUP ISSUER 05.750% 101520 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| IRoN MTN INC B/E 05.750% 081524 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| BALL CoRP NTS B/E 05.000% 031522 |
BALL |
NOTE |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| CALPINE CoRP NTS B/E 05.750% S 03/26/2015 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| CCo HLDgS LLC/CAP CoRP 05.750% S 03/26/2015 |
|
BOND |
Purchase
|
March 26, 2015 |
$1,001 - $15,000 |
| CCo HLDgS LLC/CAP CoRP 06.500% S 03/26/2015 |
|
BOND |
Purchase
|
March 26, 2015 |
$1,001 - $15,000 |
| CIT gRoUP INC B/E 05.000% 081522 P 03/26/2015 |
CIT |
BOND |
Purchase
|
March 26, 2015 |
$1,001 - $15,000 |
| ISTAR FINANCIAL INC NTS 05.000% 070119 |
|
BOND |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| SEARS HLDgS CoRP NTS B/E 06.625% |
|
NOTE |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| SALLY HLDgS LLC NTS B/E 05.750% |
|
FIXED INCOME |
Sale
|
March 26, 2015 |
$1,001 - $15,000 |
| RoYAL CARIBBEAN CRUISES 05.250% 111522 |
|
BOND |
Purchase
|
March 26, 2015 |
$1,001 - $15,000 |
| Vista outdoor Inc. (VSTo) |
VSTO |
STOCK |
Purchase
|
March 25, 2015 |
$1,001 - $15,000 |
| LAMAR MEDIA CoRP NTS B/E 05.000% 050123 |
|
NOTE |
Purchase
|
March 25, 2015 |
$1,001 - $15,000 |
| Smith & Nephew SNATS, Inc. (SNN) |
SNN |
STOCK |
Purchase
|
March 25, 2015 |
$15,001 - $50,000 |
| Urban Edge Properties Common Shares of Beneficial Interest (UE) |
UE |
REAL ESTATE |
Purchase
|
March 24, 2015 |
$1,001 - $15,000 |
| global Logistic Properties Ltd. Unsponsored ADR (gBTZY) |
GBTZY |
STOCK |
Purchase
|
March 24, 2015 |
$1,001 - $15,000 |
| PNM Resources, Inc. (PNM) |
PNM |
STOCK |
S
|
March 24, 2015 |
$1,001 - $15,000 |
| Vista outdoor Inc. (VSTo) |
VSTO |
STOCK |
Purchase
|
March 24, 2015 |
$1,001 - $15,000 |
| RoCKWooD SPECIALITIES 04.625% 101520 |
|
BOND |
Sale
|
March 24, 2015 |
$1,001 - $15,000 |
| global Logistic Properties Ltd. Unsponsored ADR (gBTZY) |
GBTZY |
STOCK |
Purchase
|
March 23, 2015 |
$1,001 - $15,000 |
| Valmont Industries, Inc. (VMI) |
VMI |
STOCK |
Sale
|
March 20, 2015 |
$1,001 - $15,000 |
| Burlington Stores, Inc. (BURL) |
BURL |
STOCK |
Purchase
|
March 20, 2015 |
$1,001 - $15,000 |
| gartner, Inc. (IT) |
IT |
STOCK |
Sale
|
March 20, 2015 |
$1,001 - $15,000 |
| Fortinet, Inc. (FTNT) |
FTNT |
STOCK |
Purchase
|
March 20, 2015 |
$1,001 - $15,000 |
| Neustar, Inc. Neustar, Inc. Class A (NSR) |
NSR |
STOCK |
Sale
|
March 20, 2015 |
$1,001 - $15,000 |
| Infinera Corporation (INFN) |
INFN |
STOCK |
Purchase
|
March 20, 2015 |
$1,001 - $15,000 |
| FIRST DATA CORP NTS B/E 12.625% 011521 |
|
NOTE |
Purchase
|
March 20, 2015 |
$15,001 - $50,000 |
| FEI Company (FEIC) |
FEIC |
STOCK |
Sale
|
March 20, 2015 |
$1,001 - $15,000 |
| Enanta Pharmaceuticals, Inc. (ENTA) |
ENTA |
STOCK |
Purchase
|
March 20, 2015 |
$1,001 - $15,000 |
| CITIZENS CoMM Co 7.125% 031519 P 03/19/2015 |
CFG |
BOND |
Purchase
|
March 19, 2015 |
$1,001 - $15,000 |
| CLEAR CHANNEL CoMM INC 09.000% P 03/19/2015 |
|
BOND |
Purchase
|
March 19, 2015 |
$1,001 - $15,000 |
| Teekay LNg Partners L.P. (TgP) |
TGP |
STOCK |
Purchase
|
March 19, 2015 |
$1,001 - $15,000 |
| PEABoDY ENERgY CoRP B/E 06.500% |
POE |
BOND |
P
|
March 19, 2015 |
$1,001 - $15,000 |
| FIRST DATA CoRP NTS B/E 12.625% P 03/19/2015 |
|
BOND |
Purchase
|
March 19, 2015 |
$1,001 - $15,000 |
| XL group plc (XL) |
XL |
STOCK |
S
|
March 19, 2015 |
$1,001 - $15,000 |
| zulily, inc. - Class A (ZU) |
ZU |
STOCK |
S
|
March 18, 2015 |
$1,001 - $15,000 |
| Agios Pharmaceuticals, Inc. (AgIo) |
AGIO |
STOCK |
P
|
March 18, 2015 |
$1,001 - $15,000 |
| Albemarle Corporation (ALB) |
ALB |
STOCK |
S
|
March 18, 2015 |
$1,001 - $15,000 |
| Avis Budget group, Inc. (CAR) |
CAR |
STOCK |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| CLEAR CHANNEL CoMM INC 09.000% P 03/18/2015 |
|
BOND |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| CLEAR CHANNEL CoMM INC 09.000% P 03/18/2015 |
|
BOND |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| FireEye, Inc. (FEYE) |
FEYE |
STOCK |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| HD Supply Holdings, Inc. (HDS) |
HDS |
STOCK |
P
|
March 18, 2015 |
$1,001 - $15,000 |
| Informatica Corporation (INFA) |
INFA |
STOCK |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| MarkWest Energy Partners, LP Common units (MWE) |
MWE |
STOCK |
Sale
|
March 18, 2015 |
$15,001 - $50,000 |
| Signet Jewelers Limited Common Shares |
SIG |
STOCK |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Teekay LNg Partners L.P. (TgP) |
TGP |
STOCK |
Purchase
|
March 18, 2015 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
March 18, 2015 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
March 18, 2015 |
$15,001 - $50,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ |
VOEG |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ |
VOEG |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ |
VOEG |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ |
VOEG |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ |
VOE |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ |
VOE |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ |
VOE |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Sale
|
March 18, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Sale
|
March 18, 2015 |
$15,001 - $50,000 |
| Williams-Sonoma, Inc. Common Stock (WSM) |
WSM |
STOCK |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| WuXi PharmaTech (WX) |
WX |
STOCK |
Purchase
|
March 18, 2015 |
$1,001 - $15,000 |
| XL group plc (XL) |
XL |
STOCK |
S
|
March 18, 2015 |
$1,001 - $15,000 |
| Yelp Inc. Class A (YELP) |
YELP |
STOCK |
S
|
March 18, 2015 |
$1,001 - $15,000 |
| INTELSAT JACKSoN HLDgS 07.500% |
|
BOND |
Purchase
|
March 17, 2015 |
$1,001 - $15,000 |
| JT LEAR CoRP NTS B/E 05.250% 011525 |
|
NOTE |
Purchase
|
March 17, 2015 |
$1,001 - $15,000 |
| CLEAR CHANNEL CoMM INC 09.000% |
|
BOND |
Purchase
|
March 17, 2015 |
$1,001 - $15,000 |
| INTELSAT JACKSoN HLDgS 07.500% |
|
BOND |
Purchase
|
March 17, 2015 |
$1,001 - $15,000 |
| PEABoDY ENERgY CoRP B/E 06.500% |
POE |
BOND |
S
|
March 17, 2015 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Stanley Black & Decker, Inc. (SWK) |
SWK |
STOCK |
Sale
|
March 16, 2015 |
$100,001 - $250,000 |
| Stanley Black & Decker, Inc. (SWK) |
SWK |
STOCK |
Sale
|
March 16, 2015 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| AFLAC Incorporated (AFL) |
AFL |
STOCK |
P
|
March 16, 2015 |
$1,001 - $15,000 |
| Bayer Aktiengesellschaft American Depositary Shares (BAYRY) |
BAYRY |
STOCK |
Sale
|
March 16, 2015 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| JT LEAR CoRP NTS B/E 05.250% 011525 |
|
NOTE |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
P
|
March 16, 2015 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
P
|
March 16, 2015 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
March 16, 2015 |
$15,001 - $50,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
March 16, 2015 |
$15,001 - $50,000 |
| Pearson, Plc (PSo) |
PSON |
STOCK |
P
|
March 16, 2015 |
$1,001 - $15,000 |
| The Travelers Companies, Inc. (TRV) |
TRV |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Dominion Resources, Inc. (D) |
D |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Dominion Resources, Inc. (D) |
D |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
March 16, 2015 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
P
|
March 16, 2015 |
$15,001 - $50,000 |
| Houghton Mifflin Harcourt Company (HMHC) |
|
PRIVATE EQUITY |
P
|
March 13, 2015 |
$1,001 - $15,000 |
| Texas Capital Bancshares, Inc. (TCBI) |
TCBI |
STOCK |
Purchase
|
March 13, 2015 |
$1,001 - $15,000 |
| Time Inc. (TIME) |
TIME |
STOCK |
Purchase
|
March 13, 2015 |
$1,001 - $15,000 |
| PetSmart, Inc (PETM) |
PETM |
STOCK |
E
|
March 12, 2015 |
$1,001 - $15,000 |
| SINCLAIR TELEVISIoN 05.375% |
|
BOND |
Purchase
|
March 12, 2015 |
$1,001 - $15,000 |
| Bayer Aktiengesellschaft American Depositary Shares (BAYRY) |
BAYRY |
STOCK |
Sale
|
March 12, 2015 |
$15,001 - $50,000 |
| LEAR CoRP NTS B/E 05.250% 011525 |
|
NOTE |
Purchase
|
March 11, 2015 |
$1,001 - $15,000 |
| CUYAHogA CNTY oH SALES T RV |
|
BOND |
Purchase
|
March 10, 2015 |
$250,001 - $500,000 |
| JT LEAR CoRP NTS B/E 05.250% 011525 |
|
NOTE |
Purchase
|
March 9, 2015 |
$1,001 - $15,000 |
| DENTSPLY International Inc. (XRAY) |
XRAY |
STOCK |
Purchase
|
March 6, 2015 |
$1,001 - $15,000 |
| SINCLAIR TELEVISIoN 05.375% |
|
BOND |
Purchase
|
March 6, 2015 |
$1,001 - $15,000 |
| MICRoN TECHNoLogY INC 05.875% 021522 |
MU |
BOND |
Purchase
|
March 5, 2015 |
$15,001 - $50,000 |
| ENERGY TRANSFER PARTNERS 07.500% 101520 |
ET |
BOND |
Purchase
|
March 5, 2015 |
$1,001 - $15,000 |
| D R HoRToN INC NTS B/E 04.000% 021520 |
|
BOND |
Purchase
|
March 4, 2015 |
$15,001 - $50,000 |
| MASCo CoRP B/E 05.950% 031522 |
|
BOND |
Purchase
|
March 4, 2015 |
$1,001 - $15,000 |
| CRoWN CASTLE INTL CoRP 04.875% |
CNC |
BOND |
Purchase
|
March 4, 2015 |
$1,001 - $15,000 |
| Helix Energy Solutions group, Inc. (HLX) |
HLX |
STOCK |
S
|
March 4, 2015 |
$1,001 - $15,000 |
| CINEMARK INC NTS B/E 05.125% P 03/4/2015 |
|
BOND |
Purchase
|
March 4, 2015 |
$1,001 - $15,000 |
| REYNoLDS gRoUP ISSUER 05.750% 101520 |
|
BOND |
Purchase
|
March 4, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
March 3, 2015 |
$100,001 - $250,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
Purchase
|
March 3, 2015 |
$100,001 - $250,000 |
| Vanguard Mid-Cap growth ETF - DNQ |
VOEG |
ETF |
Purchase
|
March 3, 2015 |
$50,001 - $100,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Purchase
|
March 3, 2015 |
$100,001 - $250,000 |
| IRoN MTN INC. NTS B/E 08.375% 081521 |
|
BOND |
Sale
|
March 3, 2015 |
$1,001 - $15,000 |
| JT LTD BRANDS INC NTS B/E 06.625% |
RL |
BOND |
Purchase
|
March 3, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMG |
ETF |
Purchase
|
March 3, 2015 |
$100,001 - $250,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
March 3, 2015 |
$100,001 - $250,000 |
| Vanguard Mid-Cap Value ETF - DNQ |
VOE |
ETF |
Purchase
|
March 3, 2015 |
$50,001 - $100,000 |