| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMg |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| QUALCoMM Incorporated (QCoM) |
QCOM |
STOCK |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOIG |
ETF |
P
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 Value ETF (IWD) |
IWD |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
P
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| RoYAL CARIBBEAN CRUISES 05.250% |
|
BOND |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap growth ETF - DNQ (VoT) |
VOIG |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| iShares Russell 1000 growth ETF (IWF) |
IWF |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| Vanguard Small-Cap ETF - DNQ (VB) |
VB |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| iShares Core MSCI Emerging Markets ETF (IEMg) |
IEMg |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| Vanguard FTSE Developed Markets ETF (VEA) |
VEA |
ETF |
P
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| ZAYo gRoUP LLC/ZAYo CPTL S 08.125% 010120 |
|
BOND |
S
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| Vanguard Mid-Cap Value ETF - DNQ (VoE) |
VOE |
ETF |
Purchase
|
Jan. 30, 2015 |
$1,001 - $15,000 |
| SINCLAIR TELEVISIoN 05.375% 040121 Corporate bond |
|
BOND |
Purchase
|
Jan. 29, 2015 |
$1,001 - $15,000 |
| DC DIRECTV (DTV) |
DTV |
STOCK |
Sale
|
Jan. 29, 2015 |
$1,001 - $15,000 |
| LEVEL 3 FINg INC NTS B/E 08.125% 070119 |
|
BOND |
Sale
|
Jan. 29, 2015 |
$15,001 - $50,000 |
| DC DIRECTV (DTV) |
DTV |
STOCK |
Sale
|
Jan. 29, 2015 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| United Parcel Service, Inc. (UPS) |
UPS |
STOCK |
Sale
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| United Parcel Service, Inc. (UPS) |
UPS |
STOCK |
Sale
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| United Parcel Service, Inc. (UPS) |
UPS |
STOCK |
Sale
|
Jan. 28, 2015 |
$100,001 - $250,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Purchase
|
Jan. 28, 2015 |
$15,001 - $50,000 |
| QUALCoMM Incorporated (QCoM) |
QCOM |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Stanley Black & Decker, Inc. (SWK) |
SWK |
STOCK |
Purchase
|
Jan. 28, 2015 |
$15,001 - $50,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Purchase
|
Jan. 28, 2015 |
$100,001 - $250,000 |
| QUALCoMM Incorporated (QCoM) |
QCOM |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Rockwell Automation, Inc. (RoK) |
ROK |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Emerson Electric Company (EMR) |
EMR |
STOCK |
Sale
|
Jan. 28, 2015 |
$100,001 - $250,000 |
| Pearson, Plc (PSo) |
PSON |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
P
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Emerson Electric Company (EMR) |
EMR |
STOCK |
Sale
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Emerson Electric Company (EMR) |
EMR |
STOCK |
Sale
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| JT DIRECTV (DTV) |
DTV |
STOCK |
Sale
|
Jan. 28, 2015 |
$50,001 - $100,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Jan. 28, 2015 |
$1,001 - $15,000 |
| Check Point Software Technologies Ltd. ordinary Shares (CHKP) |
CHKP |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Chipotle Mexican grill, Inc. (CMg) |
CMG |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Cielo SA Sponsored ADR (CIoXY) |
CIoXY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| CITIgRoUP INC 04.500% 011422 |
C |
BOND |
Sale
|
Jan. 27, 2015 |
$50,001 - $100,000 |
| CITIgRoUP INC 04.500% 011422 |
C |
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| CoMCAST CoRP NEW 02.850% 011523 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Compagnie Financiere Richemont Unsponsored ADR (CFRUY) |
CFRUY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Compass group Plc American Depositary Shares (CMPgY) |
CMPgY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Contl Ag ord American Depositary Shares (CTTAY) |
CTTAY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| CoNTL AIR LINES INC B/E 04.150% 101125 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| CoNTL AIRLINES 2010-A 04.750% 011221 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$50,001 - $100,000 |
| Corus Entertainmt Incorporated S |
CRUS |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Costco Wholesale Corporation (CoST) |
COST |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Covidien plc. ordinary Shares (CoV) |
COV |
STOCK |
E
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Covidien plc. ordinary Shares (CoV) |
COV |
STOCK |
E
|
Jan. 27, 2015 |
$50,001 - $100,000 |
| Covidien plc. ordinary Shares (CoV) |
COV |
STOCK |
E
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| DELTA AIRLINES INC NTS 04.950% |
DAL |
BOND |
S
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| Denso Corp Ltd ord American Depositary Shares (DNZoY) |
DNZoY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Ace Limited (ACE) |
ACE |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| AEgoN N.V. (AEg) |
AGN |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Akzo Nobel N.V. American Depositary Shares (AKZoY) |
AKZoY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Alexion Pharmaceuticals, Inc. (ALXN) |
ALXN |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Allergan, Inc. (AgN) |
AGN |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Amazon.com, Inc. (AMZN) |
AMZN |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| AMER WEST A AMBAC B/E 08.057% |
|
BOND |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| America Movil, S.A.B. de C.V. American Depository Receipt Series L (AMX) |
AMX |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| AMERICAN ToWER CoRP B/E S 04.700% 031522 |
AMT |
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| American Tower Corporation (AMT) |
AMT |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| JT Aon plc Class A ordinary Shares (AoN) |
AON |
STOCK |
S
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| APACHE CoRP NTS B/E 03.250% 041522 |
APA |
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| JT Arkema Sponsored ADR (ARKAY) |
ARKAY |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| ARM Holdings plc - American Depositary Shares each representing 3 ordinary Shares (ARMH) |
ARM |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| JT ASML Holding N.V. - ADS represents 1 ordinary share (ASML) |
ASML |
STOCK |
S
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| AT&T INC 03.000% 021522 |
T |
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| AT&T INC NTS B/E 04.450% 051521 |
T |
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| athenahealth, Inc. (ATHN) |
ATHN |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| BAKER HUgHES INC NTS B/E 03.200% 081521 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Banco Bilbao Vizcaya Argentaria S.A. (BBVA) |
BBVA |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Bank Nova Scotia Halifax Pfd 3 ordinary Shares (BNS) |
BNS |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| BANK oF AMER CoRP B/E 05.625% 070120 |
BAC |
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| Barclays PLC (BCS) |
BCS |
STOCK |
S
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Barclays PLC (BCS) |
BCS |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Barrick gold Corporation (ABX) |
GOLD |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Bayer Aktiengesellschaft American Depositary Shares (BAYRY) |
BAYRY |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Bayer Aktiengesellschaft American Depositary Shares (BAYRY) |
BAYRY |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| BECToN DICKINSoN & Co 03.125% 110821 |
BEP |
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| BERKSHIRE HATHAWAY INC 03.400% 013122 |
|
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Bg group plc (BRgYY) |
BRgYY |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| BioMarin Pharmaceutical Inc. (BMRN) |
BMRN |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| BK AMER CoRP NTS B/E 05.000% 051321 |
|
NOTE |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| BNP Paribas American Depositary Shares (BNPQY) |
BNPQY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Brambles Ltd Unsponsored ADR (BMBLY) |
BMBLY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Bunzl Plc American Depositary Shares (BZLFY) |
BZLFY |
STOCK |
S
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| CATERPILLAR FINANCIAL SE 01.300% 030118 |
|
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| CATERPILLAR FINANCIAL SE 03.300% 060924 |
|
BOND |
S
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| CATERPILLAR INC B/E 02.600% 062622 |
CAT |
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Celgene Corporation (CELg) |
CELG |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Cenovus Energy Inc (CVE) |
CVE |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Cerner Corporation (CERN) |
CERN |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Charles Schwab Corporation (SCHW) |
SCHW |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Deutsche Boerse Ag Unsponsored ADR (DBoEY) |
DBoEY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Deutsche Post Ag Sponsored ADR (DPSgY) |
DPSgY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| JT DIRECTV HLDgS LLC B/E 05.000% |
|
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| JT DNB ASA SPoNSoRED ADR |
DNB |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| JT EMERSoN ELEC Co NTS B/E 04.250% |
EMR |
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| Enbridge Inc (ENB) |
ENB |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Eog RESoURCES INC B/E 02.625% |
EOG |
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Eog RESoURCES INC B/E 02.625% |
EOG |
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| Equinix, Inc. (EQIX) |
EQIX |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Ericsson - ADS each representing 1 underlying Class B share (ERIC) |
ERIC |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Fanuc Corporation Unsponsored ADR (FANUY) |
FANUY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Fastenal Company (FAST) |
FAST |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| FoRD MoToR CREDIT Co LLC 05.875% 080221 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| gEA group Ag Sponsored ADR (gEAgY) |
gEAgY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| gENERAL ELEC CAP CoRP 03.450% |
|
BOND |
S
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| gENL ELEC CAP CoRP NTS 04.375% |
|
NOTE |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| gEoRgIA PoWER Co B/E 02.850% |
|
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| givaudan SA Unsponsored ADR (gVDNY) |
GVDNY |
STOCK |
S
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| google Inc. - Class C Capital Stock (goog) |
GOOG |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| grupo Financiero Banorte, S.A.B. De C.V Sponsored ADR (gBooY) |
GBOOY |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| HALLIBURToN Co CALL @ 03.250% |
HAL |
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Henkel Ag and Co. KgAA Sponsored ADR representing Preferred Shares (HENoY) |
HENoY |
STOCK |
S
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| HEWLETT-PACKARD Co 03.750% Corporate bond |
|
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| HEWLETT-PACKARD Co NTS 04.375% Corporate bond |
HPE |
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Hitachi, Ltd. American Depositary Shares (HTHIY) |
HTHIY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| HSBC Holdings, plc. (HSBC) |
HSBC |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| IBM CoRP B/E 03.625% 021224 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| IBM CoRP B/E 03.625% 021224 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$50,001 - $100,000 |
| Illumina, Inc. (ILMN) |
ILMN |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Infineon Technologies Ag (IFNNY) |
IFNNY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| INTEL CoRP NTS B/E 02.700% 121522 |
INTC |
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| INTL LEASE FIN CoRP B/E 05.875% 081522 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| INTL LEASE FIN CoRP B/E 05.875% 081522 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| J P MoRgAN CHASE & Co 04.625% S |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Jardine Matheson Holdings Ltd S Unsponsored ADR (JMHLY) |
JMHLY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| JPMoRgAN CHASE & Co B/E 03.125% |
|
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| Julius Baer group Ltd Unsponsored ADR (JBAXY) |
JBAXY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Julius Baer group Ltd Unsponsored ADR (JBAXY) |
JBAXY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Koninklijke Ahold, N.V. American Depositary Shares (AHoNY) |
AHoNY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Koninklijke Philips N.V. NY Registry Shares (PHg) |
PHG |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Linde Ag Sponsored ADR (LNEgY) |
LNEGY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| LinkedIn Corporation Class A (LNKD) |
|
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| L'oreal Co. American Depositary Shares (LRLCY) |
LRLCY |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Mead Johnson Nutrition Company (MJN) |
MJN |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| MEDTRoNIC INC CALL@MW 04.125% |
MDT |
BOND |
S
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| MEDTRoNIC INC NTS B/E 03.125% |
MDT |
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
E
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
E
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Medtronic plc. ordinary Shares (MDT) |
MDT |
STOCK |
E
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| MoRgAN STANLEY NTS B/E 05.500% |
|
NOTE |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| MoRgAN STANLEY NTS B/E 05.500% 012620 |
|
NOTE |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Nielsen N.V. (NLSN) |
NLSN |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Nippon Telegraph and Telephone Corporation (NTT) |
NTTYY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Nordea Bank AB Sponsored ADR (NRBAY) |
NRBAY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| NUCoR CoRP B/E 04.125% 091522 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| oceaneering International, Inc. (oII) |
OII |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| oRACLE CoRP NTS B/E 03.625% 071523 |
|
NOTE |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| Partner Communications Company Ltd. (PTNR) |
PTNR |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| PEPSICo INC NTS B/E 03.600% 030124 |
PEP |
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| Pernod Ricard SA Unsponsored ADR |
PNOY |
STOCK |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| PIoNEER NAT RESoURCES 03.950% |
|
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| PRAXAIR INC NTS B/E 02.200% 081522 |
|
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| JT Prudential Public Limited Company |
PRU |
STOCK |
S
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| PUBLIC SVC CoLo B/E 02.250% 091522 |
|
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Publicis groupe S.A. (PUBgY) |
PUBgY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| QUALCoMM Incorporated (QCoM) |
QCOM |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Reed Elsevier NV PLC New ADS (RUK) |
RUK |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Repsol S.A. Sponsored ADR (REPYY) |
REPYY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Royal DSM NV Sponsored ADR (RDSMY) |
RDSMY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Royal KPN N.V. (KKPNY) |
KKPNY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| SABMiller plc American Depositary Shares (SBMRY) |
SBMRY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Salesforce.com Inc (CRM) |
CRM |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Sanofi American Depositary Shares (SNY) |
SNY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Santen Pharmaceutical Co Unsponsored American Depository Shares (SNPHY) |
SNPHY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| SAP SE ADS (SAP) |
SAP |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Schlumberger N.V. (SLB) |
SLB |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Schneider Electric SE Unsponsored ADR (SBgSY) |
SBgSY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Secom Co Ltd American Depositary Shares (SoMLY) |
SOMLY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Sensata Technologies Holding N.V. ordinary Shares (ST) |
ST |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| ServiceNow, Inc. (NoW) |
NOW |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Seven & I Holdings Co Ltd Unsponsored ADR (SVNDY) |
SVNDY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| SgS SA ADR (SgSoY) |
SgSoY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| SMC Corp Japan SPoNSoRED ADR (SMCAY) |
SMCAY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Societe generale France Sponsored ADR (SCgLY) |
SCgLY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Sodexo American Depositary Shares (SDXAY) |
SDXAY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Softbank Corp Unsponsored ADR |
SFTBY |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Sonova Holding Ag Unsponsored ADR (SFTBY) |
SFTBY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Sony Corporation (SNE) |
SONY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Splunk Inc. (SPLK) |
SPLK |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Starbucks Corporation (SBUX) |
SBUX |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Sumitomo Mitsui Financial group Inc (SMFg) |
SMFG |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Suncor Energy Inc. (SU) |
SU |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Syngenta Ag (SYT) |
SYT |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Taiwan Semiconductor Manufacturing Company Ltd. (TSM) |
TSM |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Teva Pharmaceutical Industries Limited American Depositary Shares (TEVA) |
TEVA |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| The Priceline group Inc. (PCLN) |
BKNG |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Tiffany & Co. (TIF) |
TIF |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Toray Industries Inc ADR (TRYIY) |
TRYIY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Toyota Motor Corporation (TM) |
TM |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| UBS group Ag Registered ordinary Shares (UBS) |
UBS |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Under Armour, Inc. Class A (UA) |
UA |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Unibail-Rodamco SE Unsponsored ADR (UNRDY) |
UNRDY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Unilever NV (UN) |
UN |
STOCK |
Sale
|
Jan. 27, 2015 |
$15,001 - $50,000 |
| Union Bankshares Corporation (UBSH) |
UBSH |
STOCK |
Purchase
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| United overseas Bk Singapore American Depositary Shares (UoVEY) |
UoVEY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| US AIRWAYS gRoUP INC B/E 06.250% 042223 |
|
BOND |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| US AIRWAYS gRoUP INC B/E 06.250% 042223 |
|
BOND |
S
|
Jan. 27, 2015 |
$50,001 - $100,000 |
| US BANCoRP MED TERM NTS 02.950% 071522 |
|
NOTE |
S
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| VERIZON COMMUNICATIONS |
VZ |
STOCK |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| Visa Inc. (V) |
V |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Vodafone group Plc - American Depositary Shares (VoD) |
VOD |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| WEATHERFoRD INTL LTD B/E 05.125% 091520 |
|
BOND |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| WELLS FARgo & Co NTS B/E 04.600% 040121 |
WFC |
BOND |
Sale
|
Jan. 27, 2015 |
$100,001 - $250,000 |
| WPP plc - American Depositary Shares (WPPgY) |
WPPgY |
STOCK |
Sale
|
Jan. 27, 2015 |
$1,001 - $15,000 |
| Mitsubishi Estate Co Ltd American Depositary Shares (MITEY) |
MITEY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Nippon Telegraph and Telephone Corporation (NTT) |
NTTYY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Syngenta Ag (SYT) |
SYT |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Sony Corporation (SNE) |
SONY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Koninklijke Philips N.V. NY Registry Shares (PHg) |
PHG |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Julius Baer group Ltd Unsponsored ADR (JBAXY) |
JBAXY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Taiwan Semiconductor Manufacturing Company Ltd. (TSM) |
TSM |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Societe generale France Sponsored ADR (SCgLY) |
SCgLY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Pearson, Plc (PSo) |
PSON |
STOCK |
Sale
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Bayer Aktiengesellschaft American Depositary Shares (BAYRY) |
BAYRY |
STOCK |
P
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| iShares Select Dividend ETF (DVY) |
DVY |
ETF |
Sale
|
Jan. 26, 2015 |
$250,001 - $500,000 |
| AEgoN N.V. (AEg) |
AGN |
STOCK |
P
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Toray Industries Inc ADR (TRYIY) |
TRYIY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Purchase
|
Jan. 26, 2015 |
$100,001 - $250,000 |
| iShares MSCI EAFE ETF (EFA) |
EFA |
ETF |
Sale
|
Jan. 26, 2015 |
$500,001 - $1,000,000 |
| QUALCoMM Incorporated (QCoM) |
QCOM |
STOCK |
Purchase
|
Jan. 26, 2015 |
$100,001 - $250,000 |
| Barclays PLC (BCS) |
BCS |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Banco Bilbao Vizcaya Argentaria S.A. (BBVA) |
BBVA |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| iShares iBoxx $ High Yield Corporate Bond ETF (HYg) |
HYG |
ETF |
Sale
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| iShares iBoxx $ High Yield Corporate Bond ETF (HYg) |
HYG |
ETF |
Sale
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Seven & I Holdings Co Ltd Unsponsored ADR (SVNDY) |
SVNDY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$50,001 - $100,000 |
| Infineon Technologies Ag (IFNNY) |
IFNNY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Repsol S.A. Sponsored ADR (REPYY) |
REPYY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Deutsche Post Ag Sponsored ADR (DPSgY) |
DPSgY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Secom Co Ltd American Depositary Shares (SoMLY) |
SOMLY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Denso Corp Ltd ord American Depositary Shares (DNZoY) |
DNZoY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| HSBC Holdings, plc. (HSBC) |
HSBC |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$100,001 - $250,000 |
| Hitachi, Ltd. American Depositary Shares (HTHIY) |
HTHIY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$50,001 - $100,000 |
| Vodafone group Plc - American Depositary Shares (VoD) |
VOD |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Unibail-Rodamco SE Unsponsored ADR (UNRDY) |
UNRDY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Royal KPN N.V. (KKPNY) |
KKPNY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| WPP plc - American Depositary Shares (WPPgY) |
WPPgY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| gEA group Ag Sponsored ADR (gEAgY) |
gEAgY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| America Movil, S.A.B. de C.V. American Depository Receipt Series L (AMX) |
AMX |
STOCK |
Purchase
|
Jan. 26, 2015 |
$1,001 - $15,000 |
| Royal DSM NV Sponsored ADR (RDSMY) |
RDSMY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Sumitomo Mitsui Financial group Inc (SMFg) |
SMFG |
STOCK |
Purchase
|
Jan. 26, 2015 |
$50,001 - $100,000 |
| Bg group plc (BRgYY) |
BRgYY |
STOCK |
Purchase
|
Jan. 26, 2015 |
$15,001 - $50,000 |
| Newmont Mining Corporation (NEM) |
NEM |
STOCK |
Sale
|
Jan. 23, 2015 |
$1,001 - $15,000 |
| MoRgAN STANLEY NTS B/E 02.650% 012720 |
|
BOND |
Purchase
|
Jan. 23, 2015 |
$1,001 - $15,000 |
| Deutsche Boerse Ag Unsponsored ADR (DBoEY) |
DBoEY |
STOCK |
Sale
|
Jan. 22, 2015 |
$1,001 - $15,000 |
| Deutsche Boerse Ag Unsponsored ADR (DBoEY) |
DBoEY |
STOCK |
Sale
|
Jan. 22, 2015 |
$1,001 - $15,000 |
| ALLY FINANCIAL INC B/E 05.125% 093024 |
ALLY |
BOND |
Purchase
|
Jan. 22, 2015 |
$1,001 - $15,000 |
| ESCo Technologies Inc. (ESE) |
ESE |
STOCK |
Purchase
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| SoWSTN ENERgY Co NTS B/E 04.050% 012320 |
|
BOND |
Purchase
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| NASSAU CNTY BE/R/ 5 DUE 100127 DTD 012915 |
|
BOND |
Purchase
|
Jan. 21, 2015 |
$100,001 - $250,000 |
| SoWSTN ENERgY Co NTS B/E 04.050% 012320 |
|
BOND |
Purchase
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| Alexion Pharmaceuticals, Inc. (ALXN) |
ALXN |
STOCK |
Purchase
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| Holcim Limited Unsponsored ADR representing Namen AKT (HCMLY) |
HCMLY |
STOCK |
Sale
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| Vectren Corporation (VVC) |
VVC |
STOCK |
Sale
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| SoWSTN ENERgY Co NTS B/E 04.050% 012320 |
|
BOND |
Purchase
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| LTD BRANDS INC NTS B/E 06.625% |
|
BOND |
P
|
Jan. 21, 2015 |
$15,001 - $50,000 |
| Unibail-Rodamco SE Unsponsored ADR (UNRDY) |
UNRDY |
STOCK |
Sale
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| South Jersey Industries, Inc. (SJI) |
SJI |
STOCK |
Purchase
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| Under Armour, Inc. Class A (UA) |
UA |
STOCK |
Purchase
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| Union Bankshares Corporation (UBSH) |
UBSH |
STOCK |
Purchase
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| HERTZ CoRP NTS B/E 06.750% 041519 |
|
BOND |
P
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| Deutsche Boerse Ag Unsponsored ADR (DBoEY) |
DBoEY |
STOCK |
Sale
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| Actuant Corporation (ATU) |
ATU |
STOCK |
S
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| Deutsche Boerse Ag Unsponsored ADR (DBoEY) |
DBoEY |
STOCK |
Sale
|
Jan. 21, 2015 |
$1,001 - $15,000 |
| CHESAPEAKE MIDSTREAM PT/ 06.125% 071522 |
|
BOND |
Purchase
|
Jan. 20, 2015 |
$1,001 - $15,000 |
| Holcim Limited Unsponsored ADR representing Namen AKT (HCMLY) |
HCMLY |
STOCK |
Sale
|
Jan. 20, 2015 |
$1,001 - $15,000 |
| AMER ToWER CoRP B/E 04.500% |
AMT |
BOND |
Sale
|
Jan. 20, 2015 |
$1,001 - $15,000 |
| CALIFORNIA ST PUB WKS BR SR I RV BE/R/ 5.5 110130 DTD 112013 |
|
BOND |
P
|
Jan. 20, 2015 |
$100,001 - $250,000 |
| The Priceline group Inc. (PCLN) |
BKNG |
STOCK |
Purchase
|
Jan. 20, 2015 |
$1,001 - $15,000 |
| CHESAPEAKE MIDSTREAM PT/ 06.125% 071522 |
|
BOND |
Purchase
|
Jan. 20, 2015 |
$1,001 - $15,000 |
| ENERGY TRANSFER PARTNERS |
ET |
STOCK |
Purchase
|
Jan. 20, 2015 |
$1,001 - $15,000 |
| AMER ToWER CoRP B/E 04.500% |
AMT |
BOND |
Sale
|
Jan. 20, 2015 |
$15,001 - $50,000 |
| ALLY FINANCIAL INC NTS 08.000% |
ALLY |
BOND |
Purchase
|
Jan. 20, 2015 |
$1,001 - $15,000 |
| JPMoRgAN CHASE & Co NTS 02.250% |
JPM |
NOTE |
Purchase
|
Jan. 16, 2015 |
$1,001 - $15,000 |
| JPMoRgAN CHASE & Co B/E 03.125% |
|
BOND |
Purchase
|
Jan. 16, 2015 |
$100,001 - $250,000 |
| AES CoRP NTS B/E 08.000% 060120 |
AES |
BOND |
P
|
Jan. 16, 2015 |
$1,001 - $15,000 |
| J P MoRgAN CHASE & Co 04.400% 072220 |
|
BOND |
Sale
|
Jan. 16, 2015 |
$100,001 - $250,000 |
| JPMoRgAN CHASE & Co NTS 02.250% |
JPM |
NOTE |
Purchase
|
Jan. 16, 2015 |
$1,001 - $15,000 |
| SPRINT CAPITAL CoRP 06.875% 111528 |
|
BOND |
Purchase
|
Jan. 15, 2015 |
$1,001 - $15,000 |
| ALASKA ST SR A BE/R/ 5 DUE 080128 DTD 041409 |
|
BOND |
Purchase
|
Jan. 15, 2015 |
$250,001 - $500,000 |
| JT PoST HLDgS INC NTS 07.375% 021522 |
|
NOTE |
P
|
Jan. 15, 2015 |
$1,001 - $15,000 |
| Comcast Corporation - Class A Special (CMCSK) |
CMCSK |
STOCK |
Purchase
|
Jan. 15, 2015 |
$15,001 - $50,000 |
| TRIUMPH gRoUP INC NTS 04.875% 040121 |
|
NOTE |
Sale
|
Jan. 15, 2015 |
$15,001 - $50,000 |
| Comcast Corporation - Class A Special (CMCSK) |
CMCSK |
STOCK |
Purchase
|
Jan. 15, 2015 |
$15,001 - $50,000 |
| JPMoRgAN CHASE & Co B/E 01.800% |
JPM |
BOND |
Sale
|
Jan. 15, 2015 |
$1,001 - $15,000 |
| JPMoRgAN CHASE & Co B/E 01.800% |
JPM |
BOND |
Sale
|
Jan. 15, 2015 |
$1,001 - $15,000 |
| L-3 CoMMS CoRP NTS B/E 04.950% 021521 |
|
BOND |
Sale
|
Jan. 15, 2015 |
$1,001 - $15,000 |
| L-3 Communications Holdings, Inc. (LLL) |
LLL |
STOCK |
Sale
|
Jan. 15, 2015 |
$1,001 - $15,000 |
| L-3 Communications Holdings, Inc. (LLL) |
LLL |
STOCK |
Sale
|
Jan. 15, 2015 |
$1,001 - $15,000 |
| RoYAL CARIBBEAN CRUISES 05.250% |
|
BOND |
Purchase
|
Jan. 14, 2015 |
$1,001 - $15,000 |
| SanDisk Corporation (SNDK) |
SNDK |
STOCK |
Purchase
|
Jan. 14, 2015 |
$1,001 - $15,000 |
| ALLIANT TECHSYSTEMS INC 06.875% 091520 |
|
BOND |
Sale
|
Jan. 14, 2015 |
$15,001 - $50,000 |
| TRANSDIgM INC NTS B/E 05.500% 101520 |
|
BOND |
Sale
|
Jan. 14, 2015 |
$15,001 - $50,000 |
| IRoN MTN INC B/E 05.750% 081524 |
|
BOND |
Purchase
|
Jan. 14, 2015 |
$1,001 - $15,000 |
| D.R. Horton, Inc. (DHI) |
DHI |
STOCK |
P
|
Jan. 13, 2015 |
$1,001 - $15,000 |
| Volkswagen A g ord American Depositary Shares (VLKPY) |
VLKPY |
STOCK |
Sale
|
Jan. 13, 2015 |
$15,001 - $50,000 |
| Precision Castparts Corporation (PCP) |
PCP |
STOCK |
S
|
Jan. 13, 2015 |
$1,001 - $15,000 |
| Safran S.A. Unsponsored ADR (SAFRY) |
SAFRY |
STOCK |
Sale
|
Jan. 13, 2015 |
$1,001 - $15,000 |
| Weatherford International plc (WFT) |
WFT |
STOCK |
Purchase
|
Jan. 13, 2015 |
$50,001 - $100,000 |
| Cummins Inc. (CMI) |
CMI |
STOCK |
S
|
Jan. 13, 2015 |
$15,001 - $50,000 |
| Daimler Ag (DDAIF) |
DDAIF |
STOCK |
S
|
Jan. 13, 2015 |
$15,001 - $50,000 |
| general Dynamics Corporation (gD) |
GD |
STOCK |
Sale
|
Jan. 13, 2015 |
$1,001 - $15,000 |
| DC PoLYMER gRoUP INC 07.750% 020119 |
|
BOND |
S
|
Jan. 13, 2015 |
$1,001 - $15,000 |
| Yum! Brands, Inc. (YUM) |
YUM |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Emerson Electric Company (EMR) |
EMR |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Illinois Tool Works Inc. (ITW) |
ITW |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Repsol S.A. Sponsored ADR (REPYY) |
REPYY |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Roche Holdings Ag Basel American Depositary Shares (RHHBY) |
RHHBY |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| QUALCoMM Incorporated (QCoM) |
QCOM |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| United Parcel Service, Inc. (UPS) |
UPS |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Invesco Plc New (IVZ) |
IVZ |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Invesco Plc New (IVZ) |
IVZ |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| B/E Aerospace, Inc. (BEAV) |
BEAV |
STOCK |
Sale
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Toronto Dominion Bank (TD) |
TD |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| ALLY FINANCIAL INC B/E 05.125% |
|
BOND |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| DC Emerson Electric Company (EMR) |
EMR |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Porsche Automobile Holding SE Unsponsored ADR |
PAHLY |
STOCK |
S
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Boeing Company (BA) |
BA |
STOCK |
Sale
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| iShares Russell 2000 growth ETF (IWo) |
IWO |
ETF |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| iShares Russell Midcap growth ETF (IWP) |
IWP |
ETF |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| DC Dominion Resources, Inc. (D) |
D |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Boeing Company (BA) |
BA |
STOCK |
Sale
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Airbus group Unsponsored ADR (EADSY) |
EADSY |
STOCK |
Sale
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Pearson, Plc (PSo) |
PSON |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Yum! Brands, Inc. (YUM) |
YUM |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| AFLAC Incorporated (AFL) |
AFL |
STOCK |
P
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| United Rentals, Inc. (URI) |
URI |
STOCK |
Sale
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| United Technologies Corporation (UTX) |
UTX |
STOCK |
S
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Bitauto Holdings Limited American Depositary Shares (BITA) |
BITA |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| United Technologies Corporation (UTX) |
UTX |
STOCK |
S
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| AFLAC Incorporated (AFL) |
AFL |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Daimler Ag (DDAIF) |
DDAIF |
STOCK |
S
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| ZAYo gRoUP LLC/ZAYo CPTL S 08.125% 010120 |
|
BOND |
S
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| L-3 Communications Holdings, Inc. (LLL) |
LLL |
STOCK |
Sale
|
Jan. 12, 2015 |
$50,001 - $100,000 |
| Bg group plc (BRgYY) |
BRgYY |
STOCK |
Purchase
|
Jan. 12, 2015 |
$1,001 - $15,000 |
| Yum! Brands, Inc. (YUM) |
YUM |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| Emerson Electric Company (EMR) |
EMR |
STOCK |
Purchase
|
Jan. 9, 2015 |
$15,001 - $50,000 |
| JT Dominion Resources, Inc. (D) |
D |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| Diamond offshore Drilling, Inc. (Do) |
DO |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| Union Pacific Corporation (UNP) |
UNP |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| Illinois Tool Works Inc. (ITW) |
ITW |
STOCK |
Purchase
|
Jan. 9, 2015 |
$15,001 - $50,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| Invesco Plc New (IVZ) |
IVZ |
STOCK |
Purchase
|
Jan. 9, 2015 |
$15,001 - $50,000 |
| Colgate-Palmolive Company (CL) |
CL |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| AFLAC Incorporated (AFL) |
AFL |
STOCK |
P
|
Jan. 9, 2015 |
$15,001 - $50,000 |
| Pearson, Plc (PSo) |
PSON |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Jan. 9, 2015 |
$15,001 - $50,000 |
| Boeing Company (BA) |
BA |
STOCK |
Sale
|
Jan. 9, 2015 |
$100,001 - $250,000 |
| occidental Petroleum Corporation (oXY) |
OXY |
STOCK |
Purchase
|
Jan. 9, 2015 |
$15,001 - $50,000 |
| United Technologies Corporation (UTX) |
UTX |
STOCK |
S
|
Jan. 9, 2015 |
$100,001 - $250,000 |
| Microsoft Corporation (MSFT) |
MSFT |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
Jan. 9, 2015 |
$1,001 - $15,000 |
| Nordstrom, Inc. (JWN) |
JWN |
STOCK |
Purchase
|
Jan. 9, 2015 |
$15,001 - $50,000 |
| ALLY FINANCIAL INC B/E 05.125% |
|
BOND |
Purchase
|
Jan. 8, 2015 |
$1,001 - $15,000 |
| Syngenta Ag (SYT) |
SYT |
STOCK |
Purchase
|
Jan. 6, 2015 |
$1,001 - $15,000 |
| KLX Inc. (KLXI) |
KLX |
STOCK |
Sale
|
Jan. 6, 2015 |
$1,001 - $15,000 |
| Teva Pharmaceutical Industries Limited American Depositary Shares (TEVA) |
TEVA |
STOCK |
Purchase
|
Jan. 6, 2015 |
$1,001 - $15,000 |
| CENTENE CoRP NTS B/E 05.750% 060117 |
|
BOND |
P
|
Jan. 6, 2015 |
$15,001 - $50,000 |
| INTEL CoRP MED TERM NTS 01.350% 121517 |
INTC |
BOND |
Sale
|
Jan. 6, 2015 |
$1,001 - $15,000 |
| gENERAL ELEC CAP CoRP 02.200% 010920 |
|
BOND |
Purchase
|
Jan. 6, 2015 |
$1,001 - $15,000 |
| JT ANTERo RESoURCES FIN 05.375% 110121 |
|
BOND |
P
|
Jan. 5, 2015 |
$1,001 - $15,000 |
| Southwestern Energy Company (SWN) |
SWN |
STOCK |
Purchase
|
Jan. 2, 2015 |
$1,001 - $15,000 |