| DESCRIPTIoN: 6.750% |
|
FIXED INCOME |
Purchase
|
|
$1,001 - $15,000 |
| DESCRIPTIoN: 3.100% |
|
FIXED INCOME |
Purchase
|
|
$1,001 - $15,000 |
| DESCRIPTIoN: 5.125% |
|
FIXED INCOME |
Purchase
|
|
$1,001 - $15,000 |
| DESCRIPTIoN: 3.000% |
|
FIXED INCOME |
Purchase
|
|
$1,001 - $15,000 |
| Judith S. Clark Irrevocable Trust |
|
PRIVATE EQUITY |
Purchase
|
|
nan |
| DESCRIPTIoN: 2.375% |
|
FIXED INCOME |
Purchase
|
|
$1,001 - $15,000 |
| DESCRIPTIoN: 3.250% |
|
FIXED INCOME |
Purchase
|
|
$1,001 - $15,000 |
| 5.500% 06/01/19 |
|
BOND |
Purchase
|
|
$1,001 - $15,000 |
| 4.750% 05/01/21 |
|
BOND |
Purchase
|
|
$1,001 - $15,000 |
| 7.500% 03/15/21 |
|
BOND |
Purchase
|
|
$1,001 - $15,000 |
| 5.500% 06/01/19 |
|
BOND |
Sale
|
|
$1,001 - $15,000 |
| DESCRIPTIoN: 5.500% 06/01/19 |
|
BOND |
Purchase
|
|
$1,001 - $15,000 |
| DESCRIPTIoN: 4.750% 05/01/21 |
|
BOND |
Purchase
|
|
$1,001 - $15,000 |
| allY FINl INC MEDIuMTERM NTS |
|
NOTE |
Sale
|
April 15, 2015 |
2.350% 04/15/15 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Dec. 31, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Dec. 31, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Dec. 31, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Dec. 31, 2014 |
$1,001 - $15,000 |
| Judith S. Clark Irrevocable Trust |
|
PRIVATE EQUITY |
Sale
|
Dec. 19, 2014 |
nmlkj |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Dec. 15, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Purchase
|
Dec. 15, 2014 |
$1,001 - $15,000 |
| TExaS InCoRporAtEd (TXN) P |
TXN |
STOCK |
Purchase
|
Dec. 15, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Purchase
|
Dec. 15, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Purchase
|
Dec. 15, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Purchase
|
Dec. 15, 2014 |
$1,001 - $15,000 |
| Kla-Tencor Corporation (KlaC) |
KLAC |
STOCK |
Sale
|
Nov. 20, 2014 |
$1,001 - $15,000 |
| baRRICK NoRTH aMER FIN llC gTD S |
GOLD |
BOND |
S
|
Nov. 20, 2014 |
$1,001 - $15,000 |
| ZIoNS baNCoRPoRaTIoNSub NT S |
ZNBR |
BOND |
Sale
|
Nov. 15, 2014 |
$1,001 - $15,000 |
| Halyard Health, Inc. (HYH) |
HYH |
STOCK |
S
|
Nov. 13, 2014 |
$1,001 - $15,000 |
| 3M Company (MMM) |
MMM |
STOCK |
Sale
|
Nov. 13, 2014 |
$1,001 - $15,000 |
| abbVie Inc. (abbV) |
ABBV |
STOCK |
Sale
|
Nov. 13, 2014 |
$1,001 - $15,000 |
| Cisco Systems, Inc. (CSCo) P |
CSCO |
STOCK |
Purchase
|
Nov. 13, 2014 |
$1,001 - $15,000 |
| abbVie Inc. (abbV) |
ABBV |
STOCK |
Purchase
|
Nov. 13, 2014 |
$1,001 - $15,000 |
| altria group, Inc. (Mo) P |
MO |
STOCK |
Sale
|
Nov. 13, 2014 |
$1,001 - $15,000 |
| Spectra Energy Corp (SE) S |
SE |
STOCK |
Sale
|
Nov. 13, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Nov. 10, 2014 |
$1,001 - $15,000 |
| TEVa PHaRMaCEuTICal FIN IV b V P |
TEVA |
BOND |
Sale
|
Nov. 10, 2014 |
$1,001 - $15,000 |
| Church & Dwight Company, Inc. (CHD) P |
CHD |
STOCK |
Purchase
|
Nov. 7, 2014 |
$1,001 - $15,000 |
| Intel Corporation (INTC) P |
INTC |
STOCK |
Purchase
|
Oct. 28, 2014 |
$1,001 - $15,000 |
| Merck & Company, Inc. Common Stock |
MRK |
STOCK |
Sale
|
Oct. 28, 2014 |
$1,001 - $15,000 |
| abbVie Inc. (abbV) |
ABBV |
STOCK |
Purchase
|
Oct. 27, 2014 |
$1,001 - $15,000 |
| lyondellbasell Industries NV ordinary S |
LYB |
STOCK |
Sale
|
Oct. 27, 2014 |
$1,001 - $15,000 |
| 3M Company (MMM) |
MMM |
STOCK |
Sale
|
Oct. 27, 2014 |
$1,001 - $15,000 |
| united Parcel Service, Inc. (uPS) |
UPS |
STOCK |
P
|
Oct. 27, 2014 |
$1,001 - $15,000 |
| aSHlaND INC NEW gTD FIXED RT SR S |
|
BOND |
Purchase
|
Oct. 21, 2014 |
$1,001 - $15,000 |
| aSHlaND INC NEW gTD FIXED RT SR S |
|
BOND |
Purchase
|
Oct. 21, 2014 |
$1,001 - $15,000 |
| ConocoPhillips (CoP) |
COP |
STOCK |
Sale
|
Oct. 16, 2014 |
$1,001 - $15,000 |
| Spectra Energy Corp (SE) P |
SE |
STOCK |
Purchase
|
Oct. 16, 2014 |
$1,001 - $15,000 |
| Helmerich & Payne, Inc. (HP) |
HP |
STOCK |
P
|
Oct. 16, 2014 |
$1,001 - $15,000 |
| CHESaPEaKE ENERgY CoRP SR |
CPG |
BOND |
Sale
|
Oct. 16, 2014 |
$15,001 - $50,000 |
| union Pacific Corporation (uNP) |
UNP |
STOCK |
P
|
Oct. 16, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Oct. 16, 2014 |
$1,001 - $15,000 |
| TExaS InCoRporAtEd (TXN) P |
TXN |
STOCK |
Purchase
|
Oct. 16, 2014 |
$1,001 - $15,000 |
| TEVa PHaRMaCEuTICal FIN IV b V P |
TEVA |
BOND |
Sale
|
Oct. 16, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Purchase
|
Oct. 16, 2014 |
$1,001 - $15,000 |
| altria group, Inc. (Mo) P |
MO |
STOCK |
Sale
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| Hewlett-Packard Company (HPQ) |
HPQ |
STOCK |
P
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| Intel Corporation (INTC) S |
INTC |
STOCK |
Sale
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| Dow Chemical Company (DoW) |
|
nan |
S
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| abbVie Inc. (abbV) |
ABBV |
STOCK |
Sale
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| 3M Company (MMM) |
MMM |
STOCK |
Sale
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| Kimberly-Clark Corporation (KMb) P |
|
nan |
Purchase
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| Simon Property group, Inc. (SPg) |
SPG |
STOCK |
Purchase
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| alerian MlP ETF (aMlP) |
AMLP |
ETF |
Sale
|
Oct. 15, 2014 |
$1,001 - $15,000 |
| SaNDRIDgE ENERgY INCgTD SR NT |
|
NOTE |
Purchase
|
Oct. 12, 2014 |
$1,001 - $15,000 |
| TExaS InCoRporAtEd (TXN) S |
TXN |
STOCK |
Sale
|
Oct. 10, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Oct. 10, 2014 |
$1,001 - $15,000 |
| Kla-Tencor Corporation (KlaC) S |
KLAC |
STOCK |
Sale
|
Oct. 10, 2014 |
$1,001 - $15,000 |
| Williams Companies, Inc. (WMb) SR NT S |
WMB |
BOND |
Sale
|
Oct. 10, 2014 |
$1,001 - $15,000 |
| TEVa PHaRMaCEuTICal FIN IV b V P |
TEVA |
BOND |
Sale
|
Oct. 10, 2014 |
$1,001 - $15,000 |
| altria group, Inc. (Mo) P |
MO |
STOCK |
Sale
|
Oct. 9, 2014 |
$1,001 - $15,000 |
| Simon Property group, Inc. (SPg) P |
SPG |
STOCK |
Purchase
|
Oct. 9, 2014 |
$1,001 - $15,000 |
| ConocoPhillips (CoP) |
COP |
STOCK |
Sale
|
Oct. 9, 2014 |
$1,001 - $15,000 |
| Discover Financial Services (DFS) |
DFS |
STOCK |
Purchase
|
Oct. 3, 2014 |
$1,001 - $15,000 |
| Ventas, Inc. (VTR) |
VTR |
STOCK |
Purchase
|
Oct. 2, 2014 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) S |
CVX |
STOCK |
Sale
|
Oct. 2, 2014 |
$1,001 - $15,000 |
| altria group, Inc. (Mo) P |
MO |
STOCK |
Sale
|
Sept. 26, 2014 |
$15,001 - $50,000 |
| Dow Chemical Company (DoW) |
|
nan |
P
|
Sept. 26, 2014 |
$1,001 - $15,000 |
| Discover Financial Services (DFS) |
DFS |
STOCK |
Purchase
|
Sept. 19, 2014 |
$1,001 - $15,000 |
| Discover Financial Services (DFS) |
DFS |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Centurylink, Inc. (CTl) P |
CTL |
STOCK |
P
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| ameriprise Financial, Inc. (aMP) |
|
nan |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| JP Morgan Chase & Co. (JPM) P |
|
nan |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| annaly Capital Management Inc (NlY) |
NLY |
STOCK |
Sale
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| apple Inc. (aaPl) |
AAPL |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Kla-Tencor Corporation (KlaC) S |
KLAC |
STOCK |
Sale
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Simon Property group, Inc. (SPg) S |
SPG |
STOCK |
Sale
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Dow Chemical Company (DoW) |
|
nan |
P
|
Sept. 17, 2014 |
$1,001 - $15,000 |
| Eli lilly and Company (llY) |
|
nan |
P
|
Sept. 17, 2014 |
$1,001 - $15,000 |
| SPECTRuM bRaNDS INC SR NT |
|
FIXED INCOME |
Purchase
|
Sept. 17, 2014 |
$1,001 - $15,000 |
| accenture plc. Class a ordinary Shares |
|
nan |
Sale
|
Sept. 17, 2014 |
$1,001 - $15,000 |
| Cisco Systems, Inc. (CSCo) P |
CSCO |
STOCK |
Purchase
|
Sept. 17, 2014 |
$1,001 - $15,000 |
| aRaMaRK CoRP gTD SR NT |
|
NOTE |
Purchase
|
Sept. 16, 2014 |
$1,001 - $15,000 |
| allY FINl INC MEDIuMTERM NTS |
|
NOTE |
Sale
|
Sept. 12, 2014 |
FXD RT SER a |
| WellCaRE gRouP INC FXD RT SR |
|
FIXED INCOME |
Purchase
|
Sept. 12, 2014 |
$1,001 - $15,000 |
| allY FINl INC gTD SRFXD RT |
|
FIXED INCOME |
Sale
|
Sept. 12, 2014 |
$1,001 - $15,000 |
| allY FINl INC gTD SRFXD RT |
|
FIXED INCOME |
Sale
|
Sept. 10, 2014 |
4.750% 09/10/18 |
| aTWooD oCEaNICS INC gTD FXD RT |
|
nan |
Purchase
|
Sept. 9, 2014 |
$1,001 - $15,000 |
| Verizon Communications Inc. (VZ) |
VZ |
STOCK |
Sale
|
Sept. 5, 2014 |
$1,001 - $15,000 |
| Ventas, Inc. (VTR) |
VTR |
STOCK |
Sale
|
Sept. 5, 2014 |
$1,001 - $15,000 |
| Walt Disney Company (DIS) |
DIS |
STOCK |
Purchase
|
Sept. 5, 2014 |
$1,001 - $15,000 |
| Walt Disney Company (DIS) |
DIS |
STOCK |
Sale
|
Sept. 5, 2014 |
$1,001 - $15,000 |
| bP p.l.c. (bP) S |
BP |
STOCK |
S
|
Sept. 4, 2014 |
$1,001 - $15,000 |
| baNK aMER CoRP FXD RT Sub NT P |
|
FIXED INCOME |
Purchase
|
Sept. 3, 2014 |
$1,001 - $15,000 |
| Macy's Inc (M) P |
M |
STOCK |
Purchase
|
Aug. 26, 2014 |
$1,001 - $15,000 |
| Merck & Company, Inc. Common Stock |
MRK |
STOCK |
Purchase
|
Aug. 26, 2014 |
$1,001 - $15,000 |
| Eli lilly and Company (llY) |
|
nan |
P
|
Aug. 26, 2014 |
$1,001 - $15,000 |
| Eli lilly and Company (llY) |
|
nan |
P
|
Aug. 25, 2014 |
$1,001 - $15,000 |
| Verizon Communications Inc. (VZ) |
VZ |
STOCK |
Purchase
|
Aug. 25, 2014 |
$1,001 - $15,000 |
| allEgHENY TECHNologIES INC |
HENY |
STOCK |
Sale
|
Aug. 15, 2014 |
5.875% 08/15/23 |
| WellPoint, Inc. (WlP) |
ELV |
STOCK |
Purchase
|
Aug. 14, 2014 |
$1,001 - $15,000 |
| Merck & Company, Inc. Common Stock |
MRK |
STOCK |
Purchase
|
Aug. 14, 2014 |
$1,001 - $15,000 |
| Dow Chemical Company (DoW) |
|
nan |
P
|
July 30, 2014 |
$1,001 - $15,000 |
| Williams Companies, Inc. (WMb) S |
WMB |
STOCK |
Sale
|
July 30, 2014 |
$1,001 - $15,000 |
| lockheed Martin Corporation (lMT) P |
LMT |
STOCK |
Purchase
|
July 30, 2014 |
$1,001 - $15,000 |
| Eaton Corporation, PLC ordinary Shares (ETN) |
|
nan |
S
|
July 30, 2014 |
$1,001 - $15,000 |
| ameriprise Financial, Inc. (aMP) |
|
nan |
Purchase
|
July 30, 2014 |
$1,001 - $15,000 |
| bP p.l.c. (bP) S |
BP |
STOCK |
S
|
July 30, 2014 |
$1,001 - $15,000 |
| RoYal bK SCoTlaND gRouP PlC |
RCB |
STOCK |
Purchase
|
July 29, 2014 |
$1,001 - $15,000 |
| NEWFIElD EXPl Co FIXED RT SR Sub |
NEU |
BOND |
Purchase
|
July 22, 2014 |
$1,001 - $15,000 |
| Verizon Communications Inc. (VZ) |
VZ |
STOCK |
Purchase
|
July 22, 2014 |
$1,001 - $15,000 |
| JP Morgan Chase & Co. (JPM) S |
|
nan |
Sale
|
July 22, 2014 |
$1,001 - $15,000 |
| SYNoVuS FINl CoRP Sub NT |
|
BOND |
Purchase
|
July 15, 2014 |
$1,001 - $15,000 |
| ball CoRP gTD FIXED RT SR NT |
BALL |
FIXED INCOME |
Purchase
|
July 9, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Purchase
|
July 2, 2014 |
$1,001 - $15,000 |
| TExaS InCoRporAtEd (TXN) P |
TXN |
STOCK |
Purchase
|
July 2, 2014 |
$1,001 - $15,000 |
| MICRoSoFT CoRP FIXEDRT NT |
MSFT |
FIXED INCOME |
Purchase
|
June 25, 2014 |
$1,001 - $15,000 |
| boeing Company (ba) S |
BA |
STOCK |
S
|
June 25, 2014 |
$1,001 - $15,000 |
| ZIoNS baNCoRPoRaTIoNSub NT P |
ZION |
BOND |
Purchase
|
June 24, 2014 |
$1,001 - $15,000 |
| NETaPP INC SR NT |
NTAP |
BOND |
Purchase
|
June 16, 2014 |
$1,001 - $15,000 |
| WellPoint, Inc. (WlP) |
ELV |
STOCK |
Purchase
|
June 12, 2014 |
$1,001 - $15,000 |
| Ventas, Inc. (VTR) |
VTR |
STOCK |
S
|
June 12, 2014 |
$1,001 - $15,000 |
| Wisconsin Energy Corporation (WEC) S |
WEC |
STOCK |
Sale
|
June 12, 2014 |
$1,001 - $15,000 |
| apple Inc. (aaPl) |
AAPL |
STOCK |
Purchase
|
June 12, 2014 |
$1,001 - $15,000 |
| MaNIToWoC INC gTD SRNT P |
|
BOND |
Purchase
|
June 9, 2014 |
$1,001 - $15,000 |
| las Vegas Sands Corp. (lVS) |
LVS |
STOCK |
Sale
|
June 9, 2014 |
$1,001 - $15,000 |
| Kla-Tencor Corporation (KlaC) P |
KLAC |
STOCK |
Purchase
|
June 9, 2014 |
$1,001 - $15,000 |
| Cisco Systems, Inc. (CSCo) |
CSCO |
STOCK |
Purchase
|
June 9, 2014 |
$1,001 - $15,000 |
| Washington Prime group Inc. (WPg) |
WPG |
STOCK |
Sale
|
June 5, 2014 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) S |
CVX |
STOCK |
Sale
|
May 29, 2014 |
$1,001 - $15,000 |
| apple Inc. (aaPl) |
AAPL |
STOCK |
Purchase
|
May 29, 2014 |
$1,001 - $15,000 |
| general Electric Company (gE) |
GE |
STOCK |
S
|
May 29, 2014 |
$1,001 - $15,000 |
| International business Machines S |
IBM |
STOCK |
Sale
|
May 29, 2014 |
$1,001 - $15,000 |
| Macy's Inc (M) P |
M |
STOCK |
Purchase
|
May 29, 2014 |
$1,001 - $15,000 |
| International business Machines S |
IBM |
STOCK |
Sale
|
May 23, 2014 |
$1,001 - $15,000 |
| JP Morgan Chase & Co. (JPM) S |
|
nan |
Sale
|
May 23, 2014 |
$1,001 - $15,000 |
| Simon Property group, Inc. (SPg) P |
SPG |
STOCK |
Purchase
|
May 23, 2014 |
$1,001 - $15,000 |
| Spectra Energy Corp (SE) P |
SE |
STOCK |
Purchase
|
May 23, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Purchase
|
May 21, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Purchase
|
May 21, 2014 |
$1,001 - $15,000 |
| HaWK aCQuISITIoN SubINC gTD SR |
|
BOND |
P
|
May 19, 2014 |
$1,001 - $15,000 |
| CHESaPEaKE ENERgY CoRP gTD SR S |
|
BOND |
S
|
May 16, 2014 |
$1,001 - $15,000 |
| RaDIaN gRouP INC SR NT |
|
NOTE |
Purchase
|
May 15, 2014 |
$1,001 - $15,000 |
| MICRoSoFT CoRP FXD RT |
MSFT |
BOND |
Purchase
|
May 15, 2014 |
$1,001 - $15,000 |
| boeing Company (ba) P |
BA |
STOCK |
P
|
May 13, 2014 |
$1,001 - $15,000 |
| TExaS InCoRporAtEd (TXN) P |
TXN |
STOCK |
Purchase
|
May 12, 2014 |
$1,001 - $15,000 |
| Wisconsin Energy Corporation (WEC) S |
WEC |
STOCK |
Sale
|
May 9, 2014 |
$1,001 - $15,000 |
| NEuSTaR INC gTD FXD RT |
|
BOND |
Purchase
|
May 7, 2014 |
$1,001 - $15,000 |
| allEgHENY TECHNologIES INC |
HENY |
STOCK |
Sale
|
May 7, 2014 |
$1,001 - $15,000 |
| alerian MlP ETF (aMlP) |
AMLP |
ETF |
Sale
|
May 7, 2014 |
$1,001 - $15,000 |
| ConocoPhillips (CoP) |
COP |
STOCK |
Purchase
|
May 6, 2014 |
$1,001 - $15,000 |
| lyondellbasell Industries NV ordinary P |
LYB |
STOCK |
Purchase
|
May 6, 2014 |
$1,001 - $15,000 |
| HEalTHSouTH CoRP SR NT |
|
BOND |
P
|
May 6, 2014 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) S |
JCI |
STOCK |
Sale
|
May 5, 2014 |
$1,001 - $15,000 |
| u.S. bancorp (uSb) |
USB |
STOCK |
S
|
May 5, 2014 |
$15,001 - $50,000 |
| bP p.l.c. (bP) P |
BP |
STOCK |
P
|
May 5, 2014 |
$1,001 - $15,000 |
| WellPoint, Inc. (WlP) |
ELV |
STOCK |
Purchase
|
May 5, 2014 |
$1,001 - $15,000 |
| ConocoPhillips (CoP) |
COP |
STOCK |
Purchase
|
May 5, 2014 |
$1,001 - $15,000 |
| annaly Capital Management Inc (NlY) |
NLY |
STOCK |
Purchase
|
May 5, 2014 |
$1,001 - $15,000 |
| CHS / CMNTY HEalTH SYS INC SR P |
CHS |
BOND |
Sale
|
May 1, 2014 |
$1,001 - $15,000 |
| Kla-Tencor Corporation (KlaC) |
KLAC |
STOCK |
Purchase
|
April 28, 2014 |
$1,001 - $15,000 |
| Kraft Foods group, Inc. (KRFT) |
K |
STOCK |
Purchase
|
April 28, 2014 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) S |
JCI |
STOCK |
Sale
|
April 28, 2014 |
$1,001 - $15,000 |
| ameriprise Financial, Inc. (aMP) |
|
nan |
Sale
|
April 28, 2014 |
$1,001 - $15,000 |
| Church & Dwight Company, Inc. (CHD) P |
CHD |
STOCK |
Purchase
|
April 28, 2014 |
$1,001 - $15,000 |
| Ventas, Inc. (VTR) |
VTR |
STOCK |
P
|
April 28, 2014 |
$1,001 - $15,000 |
| Church & Dwight Company, Inc. (CHD) P |
CHD |
STOCK |
Purchase
|
April 15, 2014 |
$1,001 - $15,000 |
| las Vegas Sands Corp. (lVS) |
LVS |
STOCK |
Sale
|
April 15, 2014 |
$1,001 - $15,000 |
| ameriprise Financial, Inc. (aMP) |
|
nan |
Sale
|
April 15, 2014 |
$1,001 - $15,000 |
| gannett Co., Inc. (gCI) |
|
nan |
S
|
April 15, 2014 |
$1,001 - $15,000 |
| Ventas, Inc. (VTR) |
VTR |
STOCK |
P
|
April 15, 2014 |
$1,001 - $15,000 |
| Simon Property group, Inc. (SPg) P |
SPG |
STOCK |
Purchase
|
April 15, 2014 |
$1,001 - $15,000 |
| STaTE STR CoRP SR Sub NT |
|
BOND |
Purchase
|
April 15, 2014 |
$1,001 - $15,000 |
| lockheed Martin Corporation (lMT) S |
LMT |
STOCK |
Sale
|
April 9, 2014 |
$1,001 - $15,000 |
| Time Warner Cable Inc (TWC) S |
TWC |
STOCK |
Sale
|
April 9, 2014 |
$15,001 - $50,000 |
| TExaS InCoRporAtEd (TXN) S |
TXN |
STOCK |
Sale
|
April 9, 2014 |
$15,001 - $50,000 |
| 3M Company (MMM) |
MMM |
STOCK |
Sale
|
April 9, 2014 |
$1,001 - $15,000 |
| abbVie Inc. (abbV) |
ABBV |
STOCK |
Sale
|
April 3, 2014 |
$1,001 - $15,000 |
| accenture plc. Class a ordinary Shares |
|
nan |
Sale
|
April 3, 2014 |
$1,001 - $15,000 |
| Kraft Foods group, Inc. (KRFT) |
K |
STOCK |
Purchase
|
April 3, 2014 |
$1,001 - $15,000 |
| Intel Corporation (INTC) P |
INTC |
STOCK |
Purchase
|
April 3, 2014 |
$15,001 - $50,000 |
| las Vegas Sands Corp. (lVS) |
LVS |
STOCK |
Sale
|
March 26, 2014 |
$1,001 - $15,000 |
| united Parcel Service, Inc. (uPS) |
UPS |
STOCK |
S
|
March 26, 2014 |
$1,001 - $15,000 |
| baRRICK NoRTH aMER FIN llC gTD P |
GOLD |
BOND |
P
|
March 20, 2014 |
$1,001 - $15,000 |
| annaly Capital Management Inc (NlY) |
NLY |
STOCK |
Purchase
|
March 18, 2014 |
$1,001 - $15,000 |
| boeing Company (ba) S |
BA |
STOCK |
S
|
March 18, 2014 |
$1,001 - $15,000 |
| alerian MlP ETF (aMlP) |
AMLP |
ETF |
Sale
|
March 18, 2014 |
$1,001 - $15,000 |
| TEVa PHaRMaCEuTICal FIN IV b V P |
TEVA |
BOND |
Sale
|
March 13, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
March 13, 2014 |
$1,001 - $15,000 |
| Kimberly-Clark Corporation (KMb) P |
|
nan |
Purchase
|
March 13, 2014 |
$1,001 - $15,000 |
| Emerson Electric Company (EMR) |
|
nan |
S
|
March 13, 2014 |
$1,001 - $15,000 |
| Kla-Tencor Corporation (KlaC) |
KLAC |
STOCK |
Purchase
|
March 13, 2014 |
$1,001 - $15,000 |
| Kraft Foods group, Inc. (KRFT) |
K |
STOCK |
Purchase
|
March 13, 2014 |
$1,001 - $15,000 |
| amgen Inc. (aMgN) |
|
nan |
Purchase
|
March 13, 2014 |
$1,001 - $15,000 |
| CME group Inc. - Class a (CME) |
CME |
STOCK |
Sale
|
March 13, 2014 |
$1,001 - $15,000 |
| b&g Foods, Inc. (bgS) |
BG |
STOCK |
Sale
|
March 13, 2014 |
$1,001 - $15,000 |
| Wisconsin Energy Corporation (WEC) P |
WEC |
STOCK |
Purchase
|
March 13, 2014 |
$1,001 - $15,000 |
| TExaS InCoRporAtEd (TXN) S |
TXN |
STOCK |
Sale
|
March 13, 2014 |
$1,001 - $15,000 |
| The Travelers Companies, Inc. (TRV) S |
TRV |
STOCK |
Sale
|
March 13, 2014 |
$1,001 - $15,000 |
| boeing Company (ba) S |
BA |
STOCK |
S
|
March 13, 2014 |
$1,001 - $15,000 |
| Toll bRoS FIN CoRP gTD FXD RT S |
|
BOND |
Purchase
|
March 13, 2014 |
$1,001 - $15,000 |
| u.S. bancorp (uSb) |
USB |
STOCK |
P
|
March 13, 2014 |
$1,001 - $15,000 |
| lyondellbasell Industries NV ordinary P |
LYB |
STOCK |
Purchase
|
March 13, 2014 |
$1,001 - $15,000 |
| Johnson Controls, Inc. (JCI) S |
JCI |
STOCK |
Sale
|
March 13, 2014 |
$1,001 - $15,000 |
| allY FINl INC gTD SRFXD RT |
|
FIXED INCOME |
Sale
|
March 10, 2014 |
$15,001 - $50,000 |
| allY FINl INC gTD SRFXD RT |
|
FIXED INCOME |
Sale
|
March 6, 2014 |
$1,001 - $15,000 |
| Williams Companies, Inc. (WMb) SR NT P |
WMB |
BOND |
Purchase
|
March 5, 2014 |
$1,001 - $15,000 |
| CME group Inc. - Class a (CME) |
CME |
STOCK |
Sale
|
Feb. 27, 2014 |
$1,001 - $15,000 |
| JP Morgan Chase & Co. (JPM) S |
|
nan |
Sale
|
Feb. 27, 2014 |
$1,001 - $15,000 |
| WEllS FaRgo & Co NEWMEDIuM P |
WFC |
BOND |
Purchase
|
Feb. 27, 2014 |
$1,001 - $15,000 |
| Ventas, Inc. (VTR) |
VTR |
STOCK |
P
|
Feb. 27, 2014 |
$1,001 - $15,000 |
| Merck & Company, Inc. Common Stock |
MRK |
STOCK |
Purchase
|
Feb. 27, 2014 |
$1,001 - $15,000 |
| TEVa PHaRMaCEuTICal FIN IV b V P |
TEVA |
BOND |
Purchase
|
Feb. 25, 2014 |
$1,001 - $15,000 |
| amgen Inc. (aMgN) |
|
nan |
Purchase
|
Feb. 20, 2014 |
$1,001 - $15,000 |
| Wisconsin Energy Corporation (WEC) P |
WEC |
STOCK |
Purchase
|
Feb. 20, 2014 |
$15,001 - $50,000 |
| Coca-Cola Company (Ko) |
KO |
STOCK |
Sale
|
Feb. 20, 2014 |
$1,001 - $15,000 |
| RENT a CTR INC NEW gTD FIXED RT |
RENT |
BOND |
Purchase
|
Feb. 18, 2014 |
$1,001 - $15,000 |
| Eaton Corporation, PLC ordinary Shares (ETN) |
|
nan |
S
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Emerson Electric Company (EMR) |
|
nan |
S
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Kla-Tencor Corporation (KlaC) |
KLAC |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Chevron Corporation (CVX) S |
CVX |
STOCK |
Sale
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Kimberly-Clark Corporation (KMb) P |
|
nan |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| amgen Inc. (aMgN) |
|
nan |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| united Parcel Service, Inc. (uPS) |
UPS |
STOCK |
S
|
Jan. 23, 2014 |
$1,001 - $15,000 |
| The Travelers Companies, Inc. (TRV) S |
TRV |
STOCK |
Sale
|
Jan. 23, 2014 |
$1,001 - $15,000 |
| TExaS InCoRporAtEd (TXN) S |
TXN |
STOCK |
Sale
|
Jan. 23, 2014 |
$1,001 - $15,000 |
| TEVa PHaRMaCEuTICal FIN IV b V P |
TEVA |
BOND |
Sale
|
Jan. 23, 2014 |
$1,001 - $15,000 |
| general Electric Company (gE) |
GE |
STOCK |
S
|
Jan. 23, 2014 |
$1,001 - $15,000 |
| TENNECo INC SR NT P |
|
BOND |
Sale
|
Jan. 23, 2014 |
$1,001 - $15,000 |
| DESCRIPTIoN: 5.875% 10/15/22 |
|
BOND |
Purchase
|
Jan. 23, 2014 |
$1,001 - $15,000 |
| abbVie Inc. (abbV) |
ABBV |
STOCK |
Sale
|
Jan. 10, 2014 |
$1,001 - $15,000 |
| u.S. bancorp (uSb) |
USB |
STOCK |
P
|
Jan. 10, 2014 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) P |
JNJ |
STOCK |
Purchase
|
Jan. 10, 2014 |
$1,001 - $15,000 |