| FD TR |
|
nan |
Sale
|
|
nan |
| FD TR |
|
nan |
Purchase
|
April 1, 2018 |
nan |
| TWY auTH HWY & P |
|
FIXED INCOME |
Sale
|
Dec. 13, 2014 |
nan |
| SER 2006a |
|
BOND |
Sale
|
Dec. 13, 2014 |
nan |
| DuE:2042-04-15 |
|
BOND |
Sale
|
Dec. 1, 2014 |
nan |
| gRP INC |
|
nan |
Sale
|
Dec. 1, 2014 |
nan |
| TRuST V |
|
nan |
Sale
|
Dec. 1, 2014 |
nan |
| SER Q |
|
nan |
Sale
|
Dec. 1, 2014 |
nan |
| SR DEB |
|
BOND |
Sale
|
Dec. 1, 2014 |
nan |
| TWY auTH HWY & P |
|
FIXED INCOME |
Purchase
|
Nov. 25, 2014 |
$50,001 - $100,000 |
| gRP INC |
|
nan |
Purchase
|
Nov. 24, 2014 |
$1,001 - $15,000 |
| DuE:2042-04-15 |
|
BOND |
Purchase
|
Nov. 24, 2014 |
$1,001 - $15,000 |
| Bally Technologies Inc. (BYI) |
BYI |
STOCK |
Purchase
|
Nov. 24, 2014 |
$1,001 - $15,000 |
| SER 2006a |
|
BOND |
Purchase
|
Nov. 20, 2014 |
$50,001 - $100,000 |
| TRuST V |
|
nan |
Purchase
|
Nov. 18, 2014 |
$1,001 - $15,000 |
| EQuITY CoMWlTH SER E |
EQCW |
STOCK |
Purchase
|
Nov. 17, 2014 |
$1,001 - $15,000 |
| CIRCoR International, Inc. |
|
PRIVATE EQUITY |
Purchase
|
Nov. 14, 2014 |
$1,001 - $15,000 |
| SER Q |
|
nan |
Purchase
|
Nov. 14, 2014 |
$1,001 - $15,000 |
| DTE ENERgY Co SER I |
DTE |
BOND |
Sale
|
Nov. 12, 2014 |
$1,001 - $15,000 |
| DTE ENERgY Co SER I |
DTE |
BOND |
Sale
|
Nov. 12, 2014 |
$1,001 - $15,000 |
| SR DEB |
|
BOND |
Purchase
|
Nov. 7, 2014 |
$1,001 - $15,000 |
| american Depositary Shares each representing one ordinary share (BaBa) |
BABA |
STOCK |
Purchase
|
Nov. 7, 2014 |
$50,001 - $100,000 |
| Chicago Bridge & Iron Company N.V. |
CB&I |
STOCK |
Sale
|
Nov. 7, 2014 |
$50,001 - $100,000 |
| Chicago Bridge & Iron Company N.V. |
CB&I |
STOCK |
Sale
|
Nov. 7, 2014 |
$50,001 - $100,000 |
| Beacon Roofing Supply, Inc. (BECN) |
BECN |
STOCK |
Sale
|
Nov. 3, 2014 |
$1,001 - $15,000 |