Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| W.P. Carey Inc. REIT (WPC) | WPC | REAL ESTATE | Purchase | Nov. 18, 2014 | $1,001 - $15,000 |
| UBS Resource Management Account Gary C Peters Trust | CASH | Purchase | Nov. 10, 2014 | $1,001 - $15,000 | |
| UBS SEP | UBS | STOCK | Purchase | Nov. 10, 2014 | $1,001 - $15,000 |
| Gary C Peters Trust | FUND | Purchase | Nov. 10, 2014 | $1,001 - $15,000 | |
| Medley Capital Corporation (MCC) | MCC | STOCK | Purchase | Nov. 10, 2014 | $1,001 - $15,000 |
| Schlumberger N.V. (SlB) | SLB | STOCK | Purchase | Nov. 10, 2014 | $1,001 - $15,000 |
| Emerson Electric Company (EMR) | EMR | STOCK | Purchase | Nov. 10, 2014 | $1,001 - $15,000 |