Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| JT global Partnerships SIF 5.0 | FUND | Sale | $250,001 - $500,000 | ||
| JT global Partnerships SIF 5.0 | FUND | Sale | March 25, 2019 | $250,001 - $500,000 | |
| Microfinance Fund S | FUND | Purchase | Oct. 31, 2014 | $100,001 - $250,000 | |
| JT global Partnerships SIF 5.0 | FUND | Purchase | Oct. 31, 2014 | $250,001 - $500,000 | |
| Bear Stearns Co | STOCK | Purchase | Oct. 22, 2014 | $100,001 - $250,000 | |
| Va Pub Bldg auth | BOND | Purchase | Oct. 22, 2014 | $100,001 - $250,000 | |
| B13WZ26 | B13WZ26 | BOND | Sale | Oct. 21, 2014 | $1,001 - $15,000 |
| Port of Seattle | FIXED INCOME | Purchase | Oct. 21, 2014 | $500,001 - $1,000,000 | |
| B13WZ26 | B13WZ26 | BOND | Sale | Oct. 20, 2014 | $1,001 - $15,000 |
| B13WZ26 | B13WZ26 | BOND | Sale | Oct. 17, 2014 | $1,001 - $15,000 |
| SunEdison, Inc. | STOCK | Purchase | Oct. 17, 2014 | $1,001 - $15,000 | |
| Flowserve Corporation | FLS | STOCK | Purchase | Oct. 17, 2014 | $1,001 - $15,000 |
| Syngenta ag | PRIVATE EQUITY | Purchase | Oct. 17, 2014 | $15,001 - $50,000 | |
| BorgWarner Inc. | BWA | STOCK | Purchase | Oct. 17, 2014 | $1,001 - $15,000 |
| aBB | aBB | CRYPTO | Sale | Oct. 17, 2014 | $15,001 - $50,000 |
| XYl | nan | Purchase | Oct. 10, 2014 | $15,001 - $50,000 | |
| Nuverra Environmental Solutions, Inc. | STOCK | Purchase | Oct. 10, 2014 | $15,001 - $50,000 | |
| Bioamber Inc. | PRIVATE EQUITY | Purchase | Oct. 10, 2014 | $1,001 - $15,000 | |
| SunPower Corporation | SPWR | STOCK | Purchase | Oct. 9, 2014 | $1,001 - $15,000 |
| Cree, Inc. | nan | Sale | Oct. 9, 2014 | $1,001 - $15,000 | |
| Bioamber Inc. | PRIVATE EQUITY | Purchase | Oct. 9, 2014 | $1,001 - $15,000 | |
| u Colorado Regents | BOND | Purchase | Oct. 8, 2014 | $250,001 - $500,000 | |
| Fl State Brd Ed Rev | BOND | Sale | Oct. 8, 2014 | $250,001 - $500,000 | |
| Dignity Health 2014a | BOND | Sale | Oct. 7, 2014 | $500,001 - $1,000,000 |