Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| BorgWarner Inc. (BWa) | BWA | STOCK | P | Sept. 26, 2014 | $15,001 - $50,000 |
| HYFluX lTD (6320058) | PRIVATE EQUITY | S | Sept. 22, 2014 | $1,001 - $15,000 | |
| ozner Water (BN7Q3g8) | nan | P | Sept. 22, 2014 | $15,001 - $50,000 | |
| acuity Brands Inc (aYI) | AYI | STOCK | P | Sept. 19, 2014 | $1,001 - $15,000 |
| Cree, Inc. (CREE) | CREE | STOCK | S | Sept. 19, 2014 | $15,001 - $50,000 |
| lumenPulse Inc (CDa) | nan | P | Sept. 17, 2014 | $1,001 - $15,000 | |
| univ Texas System 5% Due 08/15/21 | BOND | S | Sept. 17, 2014 | $250,001 - $500,000 | |
| Connecticut HSg 2.75% Due 05/15/26 | BOND | P | Sept. 16, 2014 | $500,001 - $1,000,000 |