Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Jr Sub | BOND | Call | $100.000 | ||
| Jr Sub | BOND | Sale | $100.000 | ||
| JR Sub | BOND | Call | $100.000 | ||
| Jr Sub | BOND | Purchase | $100.000 | ||
| Jr Sub | BOND | Purchase | $100.000 | ||
| Jr Sub | BOND | Purchase | $100.000 | ||
| Applied Materials, Inc. (AMAT) | AMAT | STOCK | Purchase | May 28, 2014 | $1,001 - $15,000 |
| EVEREST REINSURANCE hoLDINgS | EG | STOCK | Purchase | May 28, 2014 | $15,001 - $50,000 |
| NATIoNWIDE FINANCIAL | NFH | STOCK | Purchase | May 28, 2014 | $15,001 - $50,000 |
| CITIgRoUP INC | C | STOCK | Sale | May 20, 2014 | $15,001 - $50,000 |
| CITIgRoUP INC | C | STOCK | Purchase | May 20, 2014 | $100,001 - $250,000 |
| REINSURANCE GROUP AMERICA INC | STOCK | Purchase | May 19, 2014 | $15,001 - $50,000 | |
| CITIgRoUP INC | C | STOCK | Purchase | May 19, 2014 | $15,001 - $50,000 |