| DEsCRIPTIoN: 29273RBa6 Note due 01-Nov-66, 3.255% |
|
NOTE |
Sale
|
|
Note due 01-Nov-66, 3.255% |
| Energy Transfer Partners, l.P. FRN 01- P |
ET |
FIXED INCOME |
Sale
|
Feb. 27, 2014 |
$15,001 - $50,000 |
| EV Energy Partners, l.P. - common P |
|
STOCK |
Purchase
|
Feb. 21, 2014 |
$100,001 - $250,000 |
| amerigas Partners, l.P. (aPu) |
APU |
STOCK |
s
|
Feb. 20, 2014 |
$250,001 - $500,000 |
| amerigas Partners, l.P. (aPu) |
APU |
STOCK |
P
|
Feb. 7, 2014 |
$250,001 - $500,000 |
| Colgate-Palmolive Company (Cl) |
CL |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| E.I. du Pont de Nemours and Company s |
DD |
STOCK |
Purchase
|
Feb. 5, 2014 |
$50,001 - $100,000 |
| Eli lilly and Company (llY) |
LLY |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Williams Companies, Inc. (WMB) P |
WMB |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| abbott laboratories (aBT) |
ABT |
STOCK |
P
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| aT&T Inc. (T) |
T |
STOCK |
P
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| automatic Data Processing, Inc. (aDP) |
ADP |
STOCK |
P
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Bristol-Myers squibb Company (BMY) |
BMY |
STOCK |
s
|
Feb. 5, 2014 |
$50,001 - $100,000 |
| oNEoK, Inc. (oKE) P |
OKE |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Philip Morris International Inc (PM) P |
PM |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Target Corporation (TgT) P |
TGT |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| TPH Partners II, l.P. P |
|
PRIVATE EQUITY |
Purchase
|
Feb. 5, 2014 |
$15,001 - $50,000 |
| TPH Partners, l.P. P |
|
PRIVATE EQUITY |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| 3M Company (MMM) |
MMM |
STOCK |
P
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| general Mills, Inc. (gIs) |
GIS |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Intel Corporation (INTC) |
INTC |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| International Business Machines Corporation (IBM) |
IBM |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Johnson & Johnson (JNJ) |
JNJ |
STOCK |
Purchase
|
Feb. 5, 2014 |
$1,001 - $15,000 |
| Cohen & steers MLP Income and s |
UTF |
FUND |
Purchase
|
Feb. 3, 2014 |
$100,001 - $250,000 |
| ClearBridge american Energy MlP |
CBEMP |
FUND |
s
|
Feb. 3, 2014 |
$250,001 - $500,000 |
| Center Coast MlP & Infrastructure |
CCLS |
FUND |
s
|
Feb. 3, 2014 |
$100,001 - $250,000 |
| First Trust MlP and Energy Income s |
FTEK |
ETF |
Purchase
|
Feb. 3, 2014 |
$100,001 - $250,000 |
| Fund Common shares of Beneficial Interest (FEI) |
FEI |
FUND |
Purchase
|
Feb. 3, 2014 |
$100,001 - $250,000 |
| Tortoise Pipeline & Energy Fund, Inc. s |
TRP |
FUND |
Sale
|
Feb. 3, 2014 |
$100,001 - $250,000 |