| Morgan Stanley Inst Active Intl Allc I (NASDAQ) |
MSIAX |
FUND |
Sale (Full)
|
July 9, 2015 |
$15,001 - $50,000 |
| Invesco Equally-Wtd S&P 500 Y (NASDAQ) |
RSP |
ETF |
Sale (Full)
|
July 9, 2015 |
$1,001 - $15,000 |
| Columbia Marsico Growth Z (NASDAQ) |
CMGZX |
FUND |
Sale (Full)
|
July 9, 2015 |
$1,001 - $15,000 |
| Wells Fargo Advantage S/T Muni Bd Adm (NASDAQ) |
WFSNX |
FUND |
Sale (Full)
|
July 9, 2015 |
$1,001 - $15,000 |
| Invesco Municipal Income Y (NASDAQ) |
LMPYX |
FUND |
Sale (Full)
|
July 9, 2015 |
$1,001 - $15,000 |
| Invesco SmallCapValue Y (NASDAQ) |
SLVNX |
FUND |
Sale (Full)
|
July 9, 2015 |
$1,001 - $15,000 |
| Invesco Comstock Y (NASDAQ) |
COYHX |
FUND |
Sale (Full)
|
July 9, 2015 |
$1,001 - $15,000 |
| Morgan Stanley Inst Emerging Mkts I (NASDAQ) |
MSEMX |
FUND |
Sale (Full)
|
July 9, 2015 |
$1,001 - $15,000 |
| Biogen Inc. (NASDAQ) |
BIIB |
STOCK |
Purchase
|
July 9, 2015 |
$15,001 - $50,000 |
| Continental Resources, Inc. (NYSE) |
CLR |
STOCK |
Purchase
|
July 9, 2015 |
$15,001 - $50,000 |
| General Electric Company (NYSE) |
GE |
STOCK |
Purchase
|
July 9, 2015 |
$1,001 - $15,000 |
| The Priceline Group Inc. (NASDAQ) |
BKNG |
STOCK |
Purchase
|
July 9, 2015 |
$15,001 - $50,000 |
| Merck & Co. Inc. (NYSE) |
MRK |
STOCK |
Purchase
|
July 9, 2015 |
$50,001 - $100,000 |
| ITC Holdings Corp. (NYSE) |
ITCB |
STOCK |
Purchase
|
July 9, 2015 |
$50,001 - $100,000 |
| Abbott Laboratories (NYSE) |
ABT |
STOCK |
Sale (Full)
|
July 9, 2015 |
$50,001 - $100,000 |
| Columbia Marsico Growth Z (NASDAQ) |
CMGZX |
FUND |
Purchase
|
June 22, 2015 |
$1,001 - $15,000 |